INVESTORS FINANCIAL GROUP LLC
Legal name: INVESTORS FINANCIAL GROUP
CRD #154168 SEC #801-71540 PLYMOUTH, MN 763-525-0001
SEC Registered
Total AUM
$1.3B
Discretionary
$1.2B
Employees
26
Clients
1
Accounts
3,794
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Minnesota
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 9, 2022
- Branch Offices
- 3
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CHRISTENSON, TYLER, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHRISTENSON, TYLER, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | D | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER | C | Control |
| BICKFORD, RONALD, JAMES | I | MEMBER | C | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | C | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | C | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | C | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | C | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | C | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | C | Control |
| GAARDER, TIMOTHY, DAVID | I | MANAGING MEMBER | C | Control |
| RALLIS, STEWART, JAMES | I | MEMBER | C | Control |
| RALLIS, STEWART, JAMES | I | MEMBER | C | Control |
| RALLIS, STEWART, JAMES | I | MEMBER | C | Control |
| RALLIS, STEWART, JAMES | I | MEMBER | C | Control |
| RALLIS, STEWART, JAMES | I | MEMBER | C | Control |
| RALLIS, STEWART, JAMES | I | MEMBER | C | Control |
| RALLIS, STEWART, JAMES | I | MEMBER | C | Control |
| ANDERSON, RICHARD, JOHN | I | MEMBER | B | Control |
| ANDERSON, RICHARD, JOHN | I | MEMBER | B | Control |
| ANDERSON, RICHARD, JOHN | I | MEMBER | B | Control |
| ANDERSON, RICHARD, JOHN | I | MEMBER | B | Control |
| ANDERSON, RICHARD, JOHN | I | MEMBER | B | Control |
| ANDERSON, RICHARD, JOHN | I | MEMBER | B | Control |
| ANDERSON, RICHARD, JOHN | I | MEMBER | B | Control |
| ANDERSON, RICHARD, JOHN | I | MEMBER | B | Control |
| ANDERSON, RICHARD, JOHN | I | MEMBER | B | Control |
| ANDERSON, RICHARD, JOHN | I | MEMBER | B | Control |
| ANDERSON, RICHARD, JOHN | I | MEMBER | B | Control |
| ANDERSON, RICHARD, JOHN | I | MEMBER | B | Control |
| ANDERSON, RICHARD, JOHN | I | MEMBER | B | Control |
| ANDERSON, RICHARD, JOHN | I | MEMBER | B | Control |
| ANDERSON, RICHARD, JOHN | I | MEMBER | B | Control |
| ANDERSON, RICHARD, JOHN | I | MEMBER | B | Control |
| ANDERSON, RICHARD, JOHN | I | MEMBER | B | Control |
| ANDERSON, RICHARD, JOHN | I | MEMBER | B | Control |
| ANDERSON, RICHARD, JOHN | I | MEMBER | B | Control |
| ANDERSON, RICHARD, JOHN | I | MEMBER | B | Control |
| ANDERSON, RICHARD, JOHN | I | MEMBER | B | Control |
| ANDERSON, RICHARD, JOHN | I | MEMBER | B | Control |
| ANDERSON, RICHARD, JOHN | I | MEMBER | B | Control |
| ANDERSON, RICHARD, JOHN | I | MEMBER | B | Control |
| ANDERSON, RICHARD, JOHN | I | MEMBER | B | Control |
| ANDERSON, RICHARD, JOHN | I | MEMBER | B | Control |
| ANDERSON, RICHARD, JOHN | I | MEMBER | B | Control |
| ANDERSON, RICHARD, JOHN | I | MEMBER | B | Control |
| ANDERSON, RICHARD, JOHN | I | MEMBER | B | Control |
| ANDERSON, RICHARD, JOHN | I | MEMBER | B | Control |
| ANDERSON, RICHARD, JOHN | I | MEMBER | B | Control |
| ANDERSON, RICHARD, JOHN | I | MEMBER | B | Control |
| ANDERSON, RICHARD, JOHN | I | MEMBER | B | Control |
| ANDERSON, RICHARD, JOHN | I | MEMBER | B | Control |
| ANDERSON, RICHARD, JOHN | I | MEMBER | B | Control |
| ANDERSON, RICHARD, JOHN | I | MEMBER | B | Control |
| ANDERSON, RICHARD, JOHN | I | MEMBER | B | Control |
| ANDERSON, RICHARD, JOHN | I | MEMBER | B | Control |
| ANDERSON, RICHARD, JOHN | I | MEMBER | B | Control |
| ANDERSON, RICHARD, JOHN | I | MEMBER | B | Control |
| ANDERSON, RICHARD, JOHN | I | MEMBER | B | Control |
| ANDERSON, RICHARD, JOHN | I | MEMBER | B | Control |
| ANDERSON, RICHARD, JOHN | I | MEMBER | B | Control |
| ANDERSON, RICHARD, JOHN | I | MEMBER | B | Control |
| ANDERSON, RICHARD, JOHN | I | MEMBER | B | Control |
| ANDERSON, RICHARD, JOHN | I | MEMBER | B | Control |
Registrations
Federal
IA
Mar 9, 2022 REGISTERED
Notice Filings (29)
AZ CA CO FL GA IA IL LA MI MN MT NC ND NE NH NJ NM NV NY OH OR PA SD TX UT VA VT WA WI
Address
9800 SHELARD PARKWAYSUITE 220
PLYMOUTH, MN 55441
United States
Phone: 763-525-0001