RIA Intelligence

JOSEPH FINANCIAL OF SMITHTOWN, LLC

CRD #154178 SEC #801-71663 HERNANDO, FL 352-746-4460
SEC Registered
Total AUM
$927.8K
Discretionary
$927.8K
Employees
5
Clients
10
Accounts
4

Firm Details

Organization Type
Limited Liability Company
State of Formation
Florida
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
May 26, 2011
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
RHOADES, RONALD, ALANICHIEF COMPLIANCE OFFICER, CEONA Control
RHOADES, RONALD, ALANICHIEF COMPLIANCE OFFICER, CEONA Control
RHOADES, RONALD, ALANICHIEF COMPLIANCE OFFICER, CEONA Control
JOSEPH CAPITAL MANAGEMENT, LLCDEMEMBERE Control
JOSEPH CAPITAL MANAGEMENT, LLCDEMEMBERE Control
JOSEPH CAPITAL MANAGEMENT, LLCDEMEMBERE Control
OLD FIELD CAPITAL, LLCDEMEMBERB Control
OLD FIELD CAPITAL, LLCDEMEMBERB Control
OLD FIELD CAPITAL, LLCDEMEMBERB Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
EGHRARI, MARK, SIOLD FIELD CAPITAL, LLCE Control
EGHRARI, MARK, SIOLD FIELD CAPITAL, LLCE Control
EGHRARI, MARK, SIOLD FIELD CAPITAL, LLCE Control
CEPARANO, JOHN, JOSEPHIJOSEPH CAPITAL MANAGEMENT, LLCC Control
CEPARANO, JOHN, JOSEPHIJOSEPH CAPITAL MANAGEMENT, LLCC Control
CEPARANO, JOHN, JOSEPHIJOSEPH CAPITAL MANAGEMENT, LLCC Control
RHOADES, RONALD, ALANIJOSEPH CAPITAL MANAGEMENT, LLCC Control
RHOADES, RONALD, ALANIJOSEPH CAPITAL MANAGEMENT, LLCC Control
RHOADES, RONALD, ALANIJOSEPH CAPITAL MANAGEMENT, LLCC Control
TRINGALI, MICHAEL, JOSEPHIJOSEPH CAPITAL MANAGEMENT, LLCC Control
TRINGALI, MICHAEL, JOSEPHIJOSEPH CAPITAL MANAGEMENT, LLCC Control
TRINGALI, MICHAEL, JOSEPHIJOSEPH CAPITAL MANAGEMENT, LLCC Control

Registrations

Federal

IA
May 26, 2011 REGISTERED

Notice Filings (2)

FL NY

Address

2450 NORTH CITRUS HILLS BOULEVARD
HERNANDO, FL 34442
United States
Phone: 352-746-4460