DAVIS FINANCIAL PLANNING, LLC
Legal name: DAVIS FINANCIAL PLANNING
CRD #154186 SEC #801-123715 ASHEVILLE, NC 828-398-5050
SEC Registered
Total AUM
$101.4M
Discretionary
$0
Employees
6
Clients
11
Accounts
665
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 7, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DAVIS, ALBERT, SULLIVAN | I | OWNER / CHIEF COMPLIANCE OFFICER | D | Control |
| DAVIS, ALBERT, SULLIVAN | I | OWNER / CHIEF COMPLIANCE OFFICER | D | Control |
| Brown, Richard, Allan | I | OWNER | C | Control |
| Brown, Richard, Allan | I | OWNER | B | Control |
| Gordon, Adrianne, M | I | CHIEF EXECUTIVE OFFICER | B | Control |
| Gordon, Adrianne, M | I | OWNER | B | Control |
| MCFARLAND, ANNE, LOUISE | I | OWNER | B | Control |
Registrations
Federal
IA
Mar 7, 2023 REGISTERED
Notice Filings (2)
NC TX
Address
111 CENTRAL AVENUEASHEVILLE, NC 28801
United States
Phone: 828-398-5050