LFS ASSET MANAGEMENT

Legal name: LFS WEALTH ADVISORS

CRD #154223 SEC #801-113091 SAN RAMON, CA 925-800-7470

SEC Registered

Total AUM

$210.4M

Discretionary

$210.4M

Employees

Clients

251

Accounts

463

Firm Details

Organization Type: Limited Liability Company
State of Formation: California
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 10, 2022
Branch Offices: 1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
LAU, JOHN, ON-KWOK	I	MANAGING MEMBER	NA	Control
LAU, JOHN, ON-KWOK	I	MANAGING MEMBER	NA	Control
LAU, JOHN, ON-KWOK	I	MANAGING MEMBER	NA	Control
LAU, JOHN, ON-KWOK	I	MANAGING MEMBER	NA	Control
LAU, JOHN, ON-KWOK	I	MANAGING MEMBER	NA	Control
LAU, JOHN, ON-KWOK	I	MANAGING MEMBER	NA	Control
LAU, JOHN, ON-KWOK	I	MANAGING MEMBER	NA	Control
LAU, JOHN, ON-KWOK	I	MANAGING MEMBER	NA	Control
LAU, JOHN, ON-KWOK	I	MANAGING MEMBER	NA	Control
LAU, JOHN, ON-KWOK	I	MANAGING MEMBER	NA	Control
LAU, JOHN, ON-KWOK	I	MANAGING MEMBER	NA	Control
LAU, JOHN, ON-KWOK	I	MANAGING MEMBER	NA	Control
LAU, JOHN, ON-KWOK	I	MANAGING MEMBER	NA	Control
LAU, JOHN, ON-KWOK	I	MANAGING MEMBER	NA	Control
SADZEWICZ, GERY, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
SADZEWICZ, GERY, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
SADZEWICZ, GERY, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
SADZEWICZ, GERY, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
SADZEWICZ, GERY, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
SADZEWICZ, GERY, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
SADZEWICZ, GERY, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
SADZEWICZ, GERY, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
SADZEWICZ, GERY, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
SADZEWICZ, GERY, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
SADZEWICZ, GERY, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
SADZEWICZ, GERY, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
SADZEWICZ, GERY, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
SADZEWICZ, GERY, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
SADZEWICZ, GERY, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
SADZEWICZ, GERY, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
SADZEWICZ, GERY, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
SADZEWICZ, GERY, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
SADZEWICZ, GERY, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
SADZEWICZ, GERY, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
SADZEWICZ, GERY, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
SADZEWICZ, GERY, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
SADZEWICZ, GERY, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
SADZEWICZ, GERY, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
SADZEWICZ, GERY, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
SADZEWICZ, GERY, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
SADZEWICZ, GERY, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
SADZEWICZ, GERY, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
SADZEWICZ, GERY, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
SADZEWICZ, GERY, JOSEPH	I	CHIEF COMPLIANCE OFFICER	NA
LAU FINANCIAL SERVICES, INC.	DE	PARENT COMPANY	E	Control
LAU FINANCIAL SERVICES, INC.	DE	PARENT COMPANY	E	Control
LAU FINANCIAL SERVICES, INC.	DE	PARENT COMPANY	E	Control
LAU FINANCIAL SERVICES, INC.	DE	PARENT COMPANY	E	Control
LAU FINANCIAL SERVICES, INC.	DE	PARENT COMPANY	E	Control
LAU FINANCIAL SERVICES, INC.	DE	PARENT COMPANY	E	Control
LAU FINANCIAL SERVICES, INC.	DE	PARENT COMPANY	E	Control
LAU FINANCIAL SERVICES, INC.	DE	PARENT COMPANY	E	Control
LAU FINANCIAL SERVICES, INC.	DE	PARENT COMPANY	E	Control
LAU FINANCIAL SERVICES, INC.	DE	PARENT COMPANY	E	Control
LAU FINANCIAL SERVICES, INC.	DE	PARENT COMPANY	E	Control
LAU FINANCIAL SERVICES, INC.	DE	PARENT COMPANY	E	Control
LAU FINANCIAL SERVICES, INC.	DE	PARENT COMPANY	E	Control
LAU FINANCIAL SERVICES, INC.	DE	PARENT COMPANY	E	Control
LAU FINANCIAL SERVICES, INC.	DE	PARENT COMPANY	E	Control
LAU, JOHN, ON-KWOK	I	MANAGING MEMBER	E	Control
LAU, JOHN, ON-KWOK	I	MANAGING MEMBER	E	Control
LAU, JOHN, ON-KWOK	I	MANAGING MEMBER	E	Control
LAU, JOHN, ON-KWOK	I	MANAGING MEMBER	E	Control
LAU, JOHN, ON-KWOK	I	MANAGING MEMBER	E	Control
LAU, JOHN, ON-KWOK	I	MANAGING MEMBER	E	Control
LAU, JOHN, ON-KWOK	I	MANAGING MEMBER	E	Control
LAU, JOHN, ON-KWOK	I	MANAGING MEMBER	E	Control
LAU, JOHN, ON-KWOK	I	MANAGING MEMBER	E	Control
LAU, JOHN, ON-KWOK	I	MANAGING MEMBER	E	Control
LAU, JOHN, ON-KWOK	I	MANAGING MEMBER	E	Control
LAU, JOHN, ON-KWOK	I	MANAGING MEMBER	E	Control
LAU, JOHN, ON-KWOK	I	MANAGING MEMBER	E	Control
LAU, JOHN, ON-KWOK	I	MANAGING MEMBER	E	Control
LAU, JOHN, ON-KWOK	I	MANAGING MEMBER	E	Control
LAU, JOHN, ON-KWOK	I	MANAGING MEMBER	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
LAU, JOHN, ON-KWOK	I	LAU FINANCIAL SERVICES, INC.	E	Control
LAU, JOHN, ON-KWOK	I	LAU FINANCIAL SERVICES, INC.	E	Control
LAU, JOHN, ON-KWOK	I	LAU FINANCIAL SERVICES, INC.	E	Control
LAU, JOHN, ON-KWOK	I	LAU FINANCIAL SERVICES, INC.	E	Control
LAU, JOHN, ON-KWOK	I	LAU FINANCIAL SERVICES, INC.	E	Control
LAU, JOHN, ON-KWOK	I	LAU FINANCIAL SERVICES, INC.	E	Control
LAU, JOHN, ON-KWOK	I	LAU FINANCIAL SERVICES, INC.	E	Control
LAU, JOHN, ON-KWOK	I	LAU FINANCIAL SERVICES, INC.	E	Control
LAU, JOHN, ON-KWOK	I	LAU FINANCIAL SERVICES, INC.	E	Control
LAU, JOHN, ON-KWOK	I	LAU FINANCIAL SERVICES, INC.	E	Control
LAU, JOHN, ON-KWOK	I	LAU FINANCIAL SERVICES, INC.	E	Control
LAU, JOHN, ON-KWOK	I	LAU FINANCIAL SERVICES, INC.	E	Control
LAU, JOHN, ON-KWOK	I	LAU FINANCIAL SERVICES, INC.	E	Control
LAU, JOHN, ON-KWOK	I	LAU FINANCIAL SERVICES, INC.	E	Control
LAU, JOHN, ON-KWOK	I	LAU FINANCIAL SERVICES, INC.	E	Control

Registrations

Federal

Mar 10, 2022 REGISTERED

Notice Filings (1)

Address

3223 CROW CANYON RD
SUITE 245
SAN RAMON, CA 94583
United States

Phone: 925-800-7470