RIA Intelligence

VALUEACT SMALLCAP MANAGEMENT, L.P.

CRD #154245 SEC #801-71659 SAN FRANCISCO, CA 415-362-3700
SEC Registered Private Funds
Total AUM
$27.2M
Discretionary
$27.2M
Employees
4
Clients
--
Accounts
3

Firm Details

Organization Type
Limited Partnership
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 27, 2013
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BENNINGTON, ALLISON, ASCHERIGENERAL COUNSEL/CHIEF COMPLIANCE OFFICERNA Control
BENNINGTON, ALLISON, ASCHERIGENERAL COUNSEL/CHIEF COMPLIANCE OFFICERNA Control
BENNINGTON, ALLISON, ASCHERIGENERAL COUNSEL/CHIEF COMPLIANCE OFFICERNA Control
BENNINGTON, ALLISON, ASCHERIGENERAL COUNSEL/CHIEF COMPLIANCE OFFICERNA Control
BENNINGTON, ALLISON, ASCHERIGENERAL COUNSEL/CHIEF COMPLIANCE OFFICERNA Control
BENNINGTON, ALLISON, ASCHERIGENERAL COUNSEL/CHIEF COMPLIANCE OFFICERNA Control
BENNINGTON, ALLISON, ASCHERIGENERAL COUNSEL/CHIEF COMPLIANCE OFFICERNA Control
BENNINGTON, ALLISON, ASCHERIGENERAL COUNSEL/CHIEF COMPLIANCE OFFICERNA Control
BENNINGTON, ALLISON, ASCHERIGENERAL COUNSEL/CHIEF COMPLIANCE OFFICERNA Control
HAMEL, GEORGE, FELIXICHIEF OPERATING OFFICERNA Control
HAMEL, GEORGE, FELIXICHIEF OPERATING OFFICERNA Control
HAMEL, GEORGE, FELIXICHIEF OPERATING OFFICERNA Control
HAMEL, GEORGE, FELIXICHIEF OPERATING OFFICERNA Control
HAMEL, GEORGE, FELIXICHIEF OPERATING OFFICERNA Control
HAMEL, GEORGE, FELIXICHIEF OPERATING OFFICERNA Control
HAMEL, GEORGE, FELIXICHIEF OPERATING OFFICERNA Control
HAMEL, GEORGE, FELIXICHIEF OPERATING OFFICERNA Control
HAMEL, GEORGE, FELIXICHIEF OPERATING OFFICERNA Control
SIU, CHUCK, WINGICHIEF FINANCIAL OFFICERNA Control
SIU, CHUCK, WINGICHIEF FINANCIAL OFFICERNA Control
SIU, CHUCK, WINGICHIEF FINANCIAL OFFICERNA Control
SIU, CHUCK, WINGICHIEF FINANCIAL OFFICERNA Control
SIU, CHUCK, WINGICHIEF FINANCIAL OFFICERNA Control
SIU, CHUCK, WINGICHIEF FINANCIAL OFFICERNA Control
SIU, CHUCK, WINGICHIEF FINANCIAL OFFICERNA Control
SIU, CHUCK, WINGICHIEF FINANCIAL OFFICERNA Control
SIU, CHUCK, WINGICHIEF FINANCIAL OFFICERNA Control
VALUEACT SMALLCAP MANAGEMENT, LLCDEGENERAL PARTNERNA Control
VALUEACT SMALLCAP MANAGEMENT, LLCDEGENERAL PARTNERNA Control
VALUEACT SMALLCAP MANAGEMENT, LLCDEGENERAL PARTNERNA Control
VALUEACT SMALLCAP MANAGEMENT, LLCDEGENERAL PARTNERNA Control
VALUEACT SMALLCAP MANAGEMENT, LLCDEGENERAL PARTNERNA Control
VALUEACT SMALLCAP MANAGEMENT, LLCDEGENERAL PARTNERNA Control
VALUEACT SMALLCAP MANAGEMENT, LLCDEGENERAL PARTNERNA Control
VALUEACT SMALLCAP MANAGEMENT, LLCDEGENERAL PARTNERNA Control
VALUEACT SMALLCAP MANAGEMENT, LLCDEGENERAL PARTNERNA Control
VALUEACT SMALLCAP SLP, LLCDELIMITED PARTNERNA
VALUEACT SMALLCAP SLP, LLCDELIMITED PARTNERNA
VALUEACT SMALLCAP SLP, LLCDELIMITED PARTNERNA
VALUEACT SMALLCAP SLP, LLCDELIMITED PARTNERNA
LOCKWOOD, DAVID, JAMESIMANAGING PARTNER/CHIEF INVESTMENT OFFICERE Control
LOCKWOOD, DAVID, JAMESIMANAGING PARTNER/CHIEF INVESTMENT OFFICERE Control
LOCKWOOD, DAVID, JAMESIMANAGING PARTNER/CHIEF INVESTMENT OFFICERE Control
LOCKWOOD, DAVID, JAMESIMANAGING PARTNER/CHIEF INVESTMENT OFFICERE Control
LOCKWOOD, DAVID, JAMESIMANAGING PARTNER/CHIEF INVESTMENT OFFICERD Control
LOCKWOOD, DAVID, JAMESIMANAGING PARTNER/CHIEF INVESTMENT OFFICERD Control
LOCKWOOD, DAVID, JAMESIMANAGING PARTNER/CHIEF INVESTMENT OFFICERD Control
LOCKWOOD, DAVID, JAMESIMANAGING PARTNER/CHIEF INVESTMENT OFFICERD Control
LOCKWOOD, DAVID, JAMESIMANAGING PARTNER/CHIEF INVESTMENT OFFICERD Control
VALUEACT CAPITAL MANAGEMENT, LPDELIMITED PARTNERC Control
VALUEACT CAPITAL MANAGEMENT, LPDELIMITED PARTNERC Control
VALUEACT CAPITAL MANAGEMENT, LPDELIMITED PARTNERC Control
VALUEACT CAPITAL MANAGEMENT, LPDELIMITED PARTNERC Control
VALUEACT CAPITAL MANAGEMENT, LPDELIMITED PARTNERC Control
VALUEACT CAPITAL MANAGEMENT, LPDELIMITED PARTNERC Control
VALUEACT CAPITAL MANAGEMENT, LPDELIMITED PARTNERB Control
VALUEACT CAPITAL MANAGEMENT, LPDELIMITED PARTNERB Control
VALUEACT CAPITAL MANAGEMENT, LPDELIMITED PARTNERB Control
VALUEACT SMALLCAP SLP, LLCDELIMITED PARTNERB
VALUEACT SMALLCAP SLP, LLCDELIMITED PARTNERB
VALUEACT SMALLCAP SLP, LLCDELIMITED PARTNERB
VALUEACT SMALLCAP SLP, LLCDELIMITED PARTNERB
VALUEACT SMALLCAP SLP, LLCDELIMITED PARTNERB

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
HAMEL, GEORGE, FELIXIVALUEACT HOLDINGS GP, LLCF Control
HAMEL, GEORGE, FELIXIVALUEACT HOLDINGS GP, LLCF Control
HAMEL, GEORGE, FELIXIVALUEACT HOLDINGS GP, LLCF Control
HAMEL, GEORGE, FELIXIVALUEACT HOLDINGS GP, LLCF Control
HAMEL, GEORGE, FELIXIVALUEACT HOLDINGS GP, LLCF Control
HAMEL, GEORGE, FELIXIVALUEACT HOLDINGS GP, LLCF Control
LOCKWOOD, DAVID, JAMESIVALUEACT SMALLCAP SLP, LLCF Control
LOCKWOOD, DAVID, JAMESIVALUEACT SMALLCAP SLP, LLCF Control
LOCKWOOD, DAVID, JAMESIVALUEACT SMALLCAP SLP, LLCF Control
LOCKWOOD, DAVID, JAMESIVALUEACT SMALLCAP SLP, LLCF Control
LOCKWOOD, DAVID, JAMESIVALUEACT SMALLCAP SLP, LLCF Control
MORFIT, GARRISON, MASONIVALUEACT HOLDINGS GP, LLCF Control
MORFIT, GARRISON, MASONIVALUEACT HOLDINGS GP, LLCF Control
MORFIT, GARRISON, MASONIVALUEACT HOLDINGS GP, LLCF Control
MORFIT, GARRISON, MASONIVALUEACT HOLDINGS GP, LLCF Control
MORFIT, GARRISON, MASONIVALUEACT HOLDINGS GP, LLCF Control
MORFIT, GARRISON, MASONIVALUEACT HOLDINGS GP, LLCF Control
UBBEN, JEFFREY, WILLIAMSIVALUEACT HOLDINGS GP, LLCF Control
UBBEN, JEFFREY, WILLIAMSIVALUEACT HOLDINGS GP, LLCF Control
UBBEN, JEFFREY, WILLIAMSIVALUEACT HOLDINGS GP, LLCF Control
UBBEN, JEFFREY, WILLIAMSIVALUEACT HOLDINGS GP, LLCF Control
UBBEN, JEFFREY, WILLIAMSIVALUEACT HOLDINGS GP, LLCF Control
UBBEN, JEFFREY, WILLIAMSIVALUEACT HOLDINGS GP, LLCF Control
VALUEACT CAPITAL MANAGEMENT, LLCDEVALUEACT CAPITAL MANAGEMENT, LPF Control
VALUEACT CAPITAL MANAGEMENT, LLCDEVALUEACT CAPITAL MANAGEMENT, LPF Control
VALUEACT CAPITAL MANAGEMENT, LLCDEVALUEACT CAPITAL MANAGEMENT, LPF Control
VALUEACT CAPITAL MANAGEMENT, LLCDEVALUEACT CAPITAL MANAGEMENT, LPF Control
VALUEACT CAPITAL MANAGEMENT, LLCDEVALUEACT CAPITAL MANAGEMENT, LPF Control
VALUEACT CAPITAL MANAGEMENT, LLCDEVALUEACT CAPITAL MANAGEMENT, LPF Control
VALUEACT CAPITAL MANAGEMENT, LLCDEVALUEACT CAPITAL MANAGEMENT, LPF Control
VALUEACT CAPITAL MANAGEMENT, LLCDEVALUEACT CAPITAL MANAGEMENT, LPF Control
VALUEACT CAPITAL MANAGEMENT, LLCDEVALUEACT CAPITAL MANAGEMENT, LPF Control
VALUEACT HOLDINGS GP, LLCDEVALUEACT HOLDINGS, LPF Control
VALUEACT HOLDINGS GP, LLCDEVALUEACT HOLDINGS, LPF Control
VALUEACT HOLDINGS GP, LLCDEVALUEACT HOLDINGS, LPF Control
VALUEACT HOLDINGS GP, LLCDEVALUEACT HOLDINGS, LPF Control
VALUEACT HOLDINGS GP, LLCDEVALUEACT HOLDINGS, LPF Control
VALUEACT HOLDINGS GP, LLCDEVALUEACT HOLDINGS, LPF Control
VALUEACT HOLDINGS GP, LLCDEVALUEACT HOLDINGS, LPF Control
VALUEACT HOLDINGS, LPDEVALUEACT CAPITAL MANAGEMENT, LLCF Control
VALUEACT HOLDINGS, LPDEVALUEACT CAPITAL MANAGEMENT, LLCF Control
VALUEACT HOLDINGS, LPDEVALUEACT CAPITAL MANAGEMENT, LLCF Control
VALUEACT HOLDINGS, LPDEVALUEACT CAPITAL MANAGEMENT, LLCF Control
VALUEACT HOLDINGS, LPDEVALUEACT CAPITAL MANAGEMENT, LLCF Control
VALUEACT HOLDINGS, LPDEVALUEACT CAPITAL MANAGEMENT, LLCF Control
LOCKWOOD, DAVID, JAMESIVALUEACT SMALLCAP MANAGEMENT, LLCE Control
LOCKWOOD, DAVID, JAMESIVALUEACT SMALLCAP MANAGEMENT, LLCE Control
LOCKWOOD, DAVID, JAMESIVALUEACT SMALLCAP MANAGEMENT, LLCE Control
LOCKWOOD, DAVID, JAMESIVALUEACT SMALLCAP MANAGEMENT, LLCE Control
LOCKWOOD, DAVID, JAMESIVALUEACT SMALLCAP SLP, LLCE Control
LOCKWOOD, DAVID, JAMESIVALUEACT SMALLCAP MANAGEMENT, LLCE Control
LOCKWOOD, DAVID, JAMESIVALUEACT SMALLCAP SLP, LLCE Control
LOCKWOOD, DAVID, JAMESIVALUEACT SMALLCAP MANAGEMENT, LLCE Control
LOCKWOOD, DAVID, JAMESIVALUEACT SMALLCAP SLP, LLCE Control
LOCKWOOD, DAVID, JAMESIVALUEACT SMALLCAP MANAGEMENT, LLCE Control
LOCKWOOD, DAVID, JAMESIVALUEACT SMALLCAP SLP, LLCE Control
LOCKWOOD, DAVID, JAMESIVALUEACT SMALLCAP MANAGEMENT, LLCE Control
VALUEACT HOLDINGS, LPDEVALUEACT CAPITAL MANAGEMENT, L.P.E Control
VALUEACT HOLDINGS, LPDEVALUEACT CAPITAL MANAGEMENT, L.P.E Control
VALUEACT HOLDINGS, LPDEVALUEACT CAPITAL MANAGEMENT, L.P.E Control
VALUEACT HOLDINGS, LPDEVALUEACT CAPITAL MANAGEMENT, L.P.E Control
VALUEACT HOLDINGS, LPDEVALUEACT CAPITAL MANAGEMENT, L.P.E Control
VALUEACT HOLDINGS, LPDEVALUEACT CAPITAL MANAGEMENT, L.P.E Control
VALUEACT HOLDINGS, LPDEVALUEACT CAPITAL MANAGEMENT, L.P.E Control
VALUEACT HOLDINGS, LPDEVALUEACT CAPITAL MANAGEMENT, L.P.E Control
VALUEACT HOLDINGS, LPDEVALUEACT CAPITAL MANAGEMENT, L.P.E Control
VALUEACT HOLDINGS, LPDEVALUEACT SMALLCAP MANAGEMENT, LLCC Control
VALUEACT HOLDINGS, LPDEVALUEACT SMALLCAP MANAGEMENT, LLCC Control
VALUEACT HOLDINGS, LPDEVALUEACT SMALLCAP MANAGEMENT, LLCC Control
VALUEACT HOLDINGS, LPDEVALUEACT SMALLCAP MANAGEMENT, LLCC Control
VALUEACT HOLDINGS, LPDEVALUEACT SMALLCAP MANAGEMENT, LLCC Control
VALUEACT HOLDINGS, LPDEVALUEACT SMALLCAP MANAGEMENT, LLCC Control
VALUEACT HOLDINGS, LPDEVALUEACT SMALLCAP MANAGEMENT, LLCC Control
VALUEACT HOLDINGS, LPDEVALUEACT SMALLCAP MANAGEMENT, LLCC Control

Registrations

Federal

IA
Mar 27, 2013 REGISTERED

Notice Filings (3)

CA TX UT

Address

435 PACIFIC AVE
4TH FLOOR
SAN FRANCISCO, CA 94133
United States
Phone: 415-362-3700