PROPONENT CAPITAL ADVISORS, LLC
CRD #154251 SEC #801-71801 SHREWSBURY, NJ 646-706-7443
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
5
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New Jersey
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 24, 2010
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CAROTENUTO, SCOTT, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CAROTENUTO, SCOTT, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PROPONENT CAPITAL GROUP, LLC | DE | OWNER | E | Control |
| PROPONENT CAPITAL GROUP, LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CAROTENUTO, SCOTT, FRANCIS | I | PROPONENT CAPITAL GROUP, LLC | E | Control |
| CAROTENUTO, SCOTT, FRANCIS | I | PROPONENT CAPITAL GROUP, LLC | E | Control |
Registrations
Federal
IA
Aug 24, 2010 REGISTERED
Notice Filings (1)
NJ
Address
55 WHITE ROADSUITE D
SHREWSBURY, NJ 7702
United States
Phone: 646-706-7443