GLOBAL FINANCIAL INC.
Legal name: GLOBAL FINANCIAL INC
CRD #154388 SEC #801-71721 BATON ROUGE, LA 225-287-8344
SEC Registered
Total AUM
$367K
Discretionary
$367K
Employees
5
Clients
10
Accounts
3
Firm Details
- Organization Type
- Corporation
- State of Formation
- Louisiana
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 26, 2010
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AMBROSE TROY LEE | DE | PRESIDENT | E | Control |
| AMBROSE TROY LEE | DE | CHIEF EXEUTIVE OFFICER | E | Control |
| AMBROSE TROY LEE | DE | CHIEF FINANCIAL OFFICER | E | Control |
| AMBROSE TROY LEE | DE | CHIEF LEGAL OFFICER | E | Control |
| AMBROSE TROY LEE | DE | CHIEF OPERATIONS OFFICER | E | Control |
| AMBROSE TROY LEE | DE | PRESIDENT | E | Control |
| AMBROSE TROY LEE | DE | CHIEF EXEUTIVE OFFICER | E | Control |
| AMBROSE TROY LEE | DE | CHIEF FINANCIAL OFFICER | E | Control |
| AMBROSE TROY LEE | DE | CHIEF LEGAL OFFICER | E | Control |
| AMBROSE TROY LEE | DE | CHIEF OPERATIONS OFFICER | E | Control |
| AMBROSE TROY LEE | DE | PRESIDENT | E | Control |
| AMBROSE TROY LEE | DE | CHIEF EXEUTIVE OFFICER | E | Control |
| AMBROSE TROY LEE | DE | CHIEF FINANCIAL OFFICER | E | Control |
| AMBROSE TROY LEE | DE | CHIEF LEGAL OFFICER | E | Control |
| AMBROSE TROY LEE | DE | CHIEF OPERATIONS OFFICER | E | Control |
| AMBROSE TROY LEE | DE | PRESIDENT | E | Control |
| AMBROSE TROY LEE | DE | CHIEF EXEUTIVE OFFICER | E | Control |
| AMBROSE TROY LEE | DE | CHIEF FINANCIAL OFFICER | E | Control |
| AMBROSE TROY LEE | DE | CHIEF LEGAL OFFICER | E | Control |
| AMBROSE TROY LEE | DE | CHIEF OPERATIONS OFFICER | E | Control |
| AMBROSE TROY LEE | DE | PRESIDENT | E | Control |
| AMBROSE TROY LEE | DE | CHIEF EXEUTIVE OFFICER | E | Control |
| AMBROSE TROY LEE | DE | CHIEF FINANCIAL OFFICER | E | Control |
| AMBROSE TROY LEE | DE | CHIEF LEGAL OFFICER | E | Control |
| AMBROSE TROY LEE | DE | CHIEF OPERATIONS OFFICER | E | Control |
| AMBROSE, TROY, LEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| AMBROSE, TROY, LEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| AMBROSE, TROY, LEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| AMBROSE, TROY, LEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| AMBROSE, TROY, LEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| AMBROSE, TROY, LEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Aug 26, 2010 REGISTERED
Notice Filings (2)
LA TX
Address
3258 LANIER DRIVEBATON ROUGE, LA 70814
United States
Phone: 225-287-8344