MILLARD & COMPANY, INC.
CRD #154394 SEC #801-71648 TRYON, NC 888-832-2821
SEC Registered
Total AUM
$62.4M
Discretionary
$62.1M
Employees
1
Clients
1
Accounts
324
Firm Details
- Organization Type
- Corporation
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MILLARD, CARL, ANDREW | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MILLARD, CARL, ANDREW | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MILLARD, CARL, ANDREW | I | CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | E | Control |
| MILLARD, CARL, ANDREW | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MILLARD, CARL, ANDREW | I | CHIEF COMPLIANCE OFFICER AND PRESIDENT | E | Control |
| MILLARD, CARL, ANDREW | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MILLARD, CARL, ANDREW | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MILLARD, CARL, ANDREW | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MILLARD, CARL, ANDREW | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MILLARD, CARL, ANDREW | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MILLARD, CARL, ANDREW | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MILLARD, CARL, ANDREW | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 29, 2012 REGISTERED
Notice Filings (2)
NC SC
Address
22 DEPOT STREETTRYON, NC 28782
United States
Phone: 888-832-2821