RIA Intelligence

NED DAVIS INVESTMENT MANAGEMENT, LLC

CRD #154412 SEC #801-72436 VENICE, FL 941-412-2300
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
5
Clients
--
Accounts
0

Firm Details

Organization Type
Limited Liability Company
State of Formation
Florida
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jun 16, 2011
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
DAVIS, NATHAN, EDWARDICHAIRMAN/PRESIDENT/CHIEF EXECUTIVE OFFICERNA Control
HACKETT, EDWARD, VINCENTICFO/CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR/TREASURER/SECRETARYNA Control
HACKETT, EDWARD, VINCENTIMANAGING DIRECTOR/CFO/CHIEF COMPLIANCE OFFICER/TREASURER/SECRETARYNA Control
RAYMOND, GEOFFREY, PETERICHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICERNA Control
RAYMOND, GEOFFREY, PETERIMANAGING DIRECTOR/CIO/DIRECTOR/BOARD OF MANAGERS/MANAGERNA Control
SCHUSTER, ROBERT, CLIFTONIBOARD OF MANAGERS/MANAGERNA Control
STONECYPHER, LANCE, JAYIMANAGING DIRECTOR/SENIOR SECTOR STRATEGIST/BOARDNA Control
NED DAVIS RESEARCH, INC.DEMANAGING MEMBER/MEMBERE Control
NED DAVIS RESEARCH, INC.DEMEMBERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
DAVIS, NATHAN, EDWARDINED DAVIS RESEARCH, INC.C Control
DAVIS, NATHAN, EDWARDINED DAVIS RESEARCH, INC.C Control
MENDEL, EDWIN, HENRYINED DAVIS RESEARCH, INC.C Control
MENDEL, EDWIN, HENRYINED DAVIS RESEARCH, INC.C Control
NED DAVIS RESEARCH GROUP EMPLOYEE STOCK OWNERSHIP PLANDENED DAVIS RESEARCH, INC.C Control
NED DAVIS RESEARCH GROUP EMPLOYEE STOCK OWNERSHIP PLANDENED DAVIS RESEARCH, INC.C Control

Registrations

Federal

IA
Jun 16, 2011 REGISTERED

Notice Filings (1)

FL

Address

700 US 41 BYPASS NORTH
VENICE, FL 34285
United States
Phone: 941-412-2300