WESTSIDE INVESTMENT MANAGEMENT, LLC
CRD #154522 SEC #801-71762 SANTA MONICA, CA 310-315-9400
SEC Registered
Total AUM
$774.2M
Discretionary
$774.2M
Employees
17
Clients
101
Accounts
2,339
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 25, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FRAWLEY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FRAWLEY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FRAWLEY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FRAWLEY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FRAWLEY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FRAWLEY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FRAWLEY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FRAWLEY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FRAWLEY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FRAWLEY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SIBLEY, CECILIA, ATIENZA | I | COMPLIANCE OFFICER | NA | Control |
| SIBLEY, CECILIA, ATIENZA | I | COMPLIANCE OFFICER | NA | Control |
| SIBLEY, CECILIA, ATIENZA | I | COMPLIANCE OFFICER | NA | Control |
| SIBLEY, CECILIA, ATIENZA | I | COMPLIANCE OFFICER | NA | Control |
| CLARK, DAVID, TODD | I | MANAGING MEMBER & CO-FOUNDER | D | Control |
| CLARK, DAVID, TODD | I | MANAGING MEMBER & CO-FOUNDER | D | Control |
| CLARK, DAVID, TODD | I | MANAGING MEMBER & CO-FOUNDER | D | Control |
| CLARK, DAVID, TODD | I | MANAGING MEMBER & CO-FOUNDER | D | Control |
| CLARK, DAVID, TODD | I | MEMBER & CO-FOUNDER | D | Control |
| CLARK, DAVID, TODD | I | MANAGING MEMBER & CO-FOUNDER | D | Control |
| CLARK, DAVID, TODD | I | MANAGING MEMBER & CO-FOUNDER | D | Control |
| CLARK, DAVID, TODD | I | MANAGING MEMBER & CO-FOUNDER | D | Control |
| CLARK, DAVID, TODD | I | MANAGING MEMBER & CO-FOUNDER | D | Control |
| CLARK, DAVID, TODD | I | MANAGING MEMBER & CO-FOUNDER | D | Control |
| CLARK, DAVID, TODD | I | MANAGING MEMBER & CO-FOUNDER | D | Control |
| CLARK, DAVID, TODD | I | MANAGING MEMBER & CO-FOUNDER | D | Control |
| CLARK, DAVID, TODD | I | SHAREHOLDER & CO-FOUNDER | D | Control |
| CLARK, DAVID, TODD | I | SHAREHOLDER & CO-FOUNDER | D | Control |
| CLARK, DAVID, TODD | I | MANAGING MEMBER & CO-FOUNDER | D | Control |
| CLARK, DAVID, TODD | I | SHAREHOLDER & CO-FOUNDER | D | Control |
| DTC INVESTMENT MANAGEMENT INC. | DE | MEMBER | D | Control |
| DTC INVESTMENT MANAGEMENT INC. | DE | MEMBER | D | Control |
| DTC INVESTMENT MANAGEMENT INC. | DE | MEMBER | D | Control |
| DTC INVESTMENT MANAGEMENT INC. | DE | MEMBER | D | Control |
| DTC INVESTMENT MANAGEMENT INC. | DE | MEMBER | D | Control |
| DTC INVESTMENT MANAGEMENT INC. | DE | MEMBER | D | Control |
| DTC INVESTMENT MANAGEMENT INC. | DE | MEMBER | D | Control |
| DTC INVESTMENT MANAGEMENT INC. | DE | MEMBER | D | Control |
| DTC INVESTMENT MANAGEMENT INC. | DE | MEMBER | D | Control |
| DTC INVESTMENT MANAGEMENT INC. | DE | MEMBER | D | Control |
| FRAWLEY CAPITAL MANAGEMENT, INC. | DE | MEMBER | D | Control |
| FRAWLEY CAPITAL MANAGEMENT, INC. | DE | MEMBER | D | Control |
| FRAWLEY CAPITAL MANAGEMENT, INC. | DE | MEMBER | D | Control |
| FRAWLEY CAPITAL MANAGEMENT, INC. | DE | MEMBER | D | Control |
| FRAWLEY CAPITAL MANAGEMENT, INC. | DE | MEMBER | D | Control |
| FRAWLEY CAPITAL MANAGEMENT, INC. | DE | MEMBER | D | Control |
| FRAWLEY CAPITAL MANAGEMENT, INC. | DE | MEMBER | D | Control |
| FRAWLEY CAPITAL MANAGEMENT, INC. | DE | MEMBER | D | Control |
| FRAWLEY CAPITAL MANAGEMENT, INC. | DE | MEMBER | D | Control |
| FRAWLEY CAPITAL MANAGEMENT, INC. | DE | MEMBER | D | Control |
| FRAWLEY, JAMES, MICHAEL | I | MANAGING MEMBER, CO-FOUNDER & CHIEF COMPLIANCE OFFICER | D | Control |
| FRAWLEY, JAMES, MICHAEL | I | MANAGING MEMBER, CO-FOUNDER & CHIEF COMPLIANCE OFFICER | D | Control |
| FRAWLEY, JAMES, MICHAEL | I | MANAGING MEMBER, CO-FOUNDER & CHIEF COMPLIANCE OFFICER | D | Control |
| FRAWLEY, JAMES, MICHAEL | I | MANAGING MEMBER, CO-FOUNDER & CHIEF COMPLIANCE OFFICER | D | Control |
| FRAWLEY, JAMES, MICHAEL | I | MEMBER, CO-FOUNDER & CHIEF COMPLIANCE OFFICER | D | Control |
| FRAWLEY, JAMES, MICHAEL | I | MANAGING MEMBER, CO-FOUNDER & CHIEF COMPLIANCE OFFICER | D | Control |
| FRAWLEY, JAMES, MICHAEL | I | MANAGING MEMBER, CO-FOUNDER & CHIEF COMPLIANCE OFFICER | D | Control |
| FRAWLEY, JAMES, MICHAEL | I | MANAGING MEMBER, CO-FOUNDER & CHIEF COMPLIANCE OFFICER | D | Control |
| FRAWLEY, JAMES, MICHAEL | I | MANAGING MEMBER, CO-FOUNDER & CHIEF COMPLIANCE OFFICER | D | Control |
| FRAWLEY, JAMES, MICHAEL | I | MANAGING MEMBER, CO-FOUNDER & CHIEF COMPLIANCE OFFICER | D | Control |
| FRAWLEY, JAMES, MICHAEL | I | MANAGING MEMBER, CO-FOUNDER & CHIEF COMPLIANCE OFFICER | D | Control |
| FRAWLEY, JAMES, MICHAEL | I | MANAGING MEMBER, CO-FOUNDER & CHIEF COMPLIANCE OFFICER | D | Control |
| FRAWLEY, JAMES, MICHAEL | I | SHAREHOLDER, CO-FOUNDER & CHIEF COMPLIANCE OFFICER | D | Control |
| FRAWLEY, JAMES, MICHAEL | I | SHAREHOLDER, CO-FOUNDER & CHIEF COMPLIANCE OFFICER | D | Control |
| FRAWLEY, JAMES, MICHAEL | I | MANAGING MEMBER, CO-FOUNDER & CHIEF COMPLIANCE OFFICER | D | Control |
| FRAWLEY, JAMES, MICHAEL | I | SHAREHOLDER, CO-FOUNDER & CHIEF COMPLIANCE OFFICER | D | Control |
| FRAWLEY, JAMES, MICHAEL | I | SHAREHOLDER, CO-FOUNDER & CHIEF COMPLIANCE OFFICER | D | Control |
| FRAWLEY, JAMES, MICHAEL | I | SHAREHOLDER, CO-FOUNDER & CHIEF COMPLIANCE OFFICER | D | Control |
| FRAWLEY, JAMES, MICHAEL | I | SHAREHOLDER, CO-FOUNDER & CHIEF COMPLIANCE OFFICER | D | Control |
| FRAWLEY, JAMES, MICHAEL | I | SHAREHOLDER, CO-FOUNDER & CHIEF COMPLIANCE OFFICER | D | Control |
| FRAWLEY, JAMES, MICHAEL | I | SHAREHOLDER, CO-FOUNDER & CHIEF COMPLIANCE OFFICER | D | Control |
| FRAWLEY, JAMES, MICHAEL | I | SHAREHOLDER, CO-FOUNDER & CHIEF COMPLIANCE OFFICER | D | Control |
| FRAWLEY, JAMES, MICHAEL | I | SHAREHOLDER, CO-FOUNDER & CHIEF COMPLIANCE OFFICER | D | Control |
| FRAWLEY, JAMES, MICHAEL | I | SHAREHOLDER, CO-FOUNDER & CHIEF COMPLIANCE OFFICER | D | Control |
| FRAWLEY, JAMES, MICHAEL | I | SHAREHOLDER, CO-FOUNDER & CHIEF COMPLIANCE OFFICER | D | Control |
| FRAWLEY, JAMES, MICHAEL | I | SHAREHOLDER, CO-FOUNDER & CHIEF COMPLIANCE OFFICER | D | Control |
| FRAWLEY, JAMES, MICHAEL | I | SHAREHOLDER, CO-FOUNDER & CHIEF COMPLIANCE OFFICER | D | Control |
| FRAWLEY, JAMES, MICHAEL | I | SHAREHOLDER, CO-FOUNDER & CHIEF COMPLIANCE OFFICER | D | Control |
| FRAWLEY, JAMES, MICHAEL | I | SHAREHOLDER, CO-FOUNDER & CHIEF COMPLIANCE OFFICER | D | Control |
| CLARK, DAVID, TODD | I | SHAREHOLDER & CO-FOUNDER | C | Control |
| CLARK, DAVID, TODD | I | SHAREHOLDER & CO-FOUNDER | C | Control |
| CLARK, DAVID, TODD | I | SHAREHOLDER & CO-FOUNDER | C | Control |
| CLARK, DAVID, TODD | I | SHAREHOLDER & CO-FOUNDER | C | Control |
| CLARK, DAVID, TODD | I | SHAREHOLDER & CO-FOUNDER | C | Control |
| CLARK, DAVID, TODD | I | SHAREHOLDER & CO-FOUNDER | C | Control |
| CLARK, DAVID, TODD | I | SHAREHOLDER & CO-FOUNDER | C | Control |
| CLARK, DAVID, TODD | I | SHAREHOLDER & CO-FOUNDER | C | Control |
| CLARK, DAVID, TODD | I | SHAREHOLDER & CO-FOUNDER | C | Control |
| CLARK, DAVID, TODD | I | SHAREHOLDER & CO-FOUNDER | C | Control |
| CLARK, DAVID, TODD | I | SHAREHOLDER & CO-FOUNDER | C | Control |
| CLARK, DAVID, TODD | I | SHAREHOLDER & CO-FOUNDER | C | Control |
| CLARK, DAVID, TODD | I | SHAREHOLDER & CO-FOUNDER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CLARK, DAVID, TODD | I | DTC INVESTMENT MANAGEMENT INC. | E | Control |
| CLARK, DAVID, TODD | I | DTC INVESTMENT MANAGEMENT INC. | E | Control |
| CLARK, DAVID, TODD | I | DTC INVESTMENT MANAGEMENT INC. | E | Control |
| CLARK, DAVID, TODD | I | DTC INVESTMENT MANAGEMENT INC. | E | Control |
| CLARK, DAVID, TODD | I | DTC INVESTMENT MANAGEMENT INC. | E | Control |
| CLARK, DAVID, TODD | I | DTC INVESTMENT MANAGEMENT INC. | E | Control |
| CLARK, DAVID, TODD | I | DTC INVESTMENT MANAGEMENT INC. | E | Control |
| FRAWLEY, JAMES, MICHAEL | I | FRAWLEY CAPITAL MANAGEMENT, INC. | E | Control |
| FRAWLEY, JAMES, MICHAEL | I | FRAWLEY CAPITAL MANAGEMENT, INC. | E | Control |
| FRAWLEY, JAMES, MICHAEL | I | FRAWLEY CAPITAL MANAGEMENT, INC. | E | Control |
| FRAWLEY, JAMES, MICHAEL | I | FRAWLEY CAPITAL MANAGEMENT, INC. | E | Control |
| FRAWLEY, JAMES, MICHAEL | I | FRAWLEY CAPITAL MANAGEMENT, INC. | E | Control |
| FRAWLEY, JAMES, MICHAEL | I | FRAWLEY CAPITAL MANAGEMENT, INC. | E | Control |
| FRAWLEY, JAMES, MICHAEL | I | FRAWLEY CAPITAL MANAGEMENT, INC. | E | Control |
Registrations
Federal
IA
Apr 25, 2025 REGISTERED
Notice Filings (14)
AZ CA CO FL HI LA NM NV NY OK OR TX VA WA
Address
2444 WILSHIRE BLVDSUITE 303
SANTA MONICA, CA 90403
United States
Phone: 310-315-9400