SPECTRUM MANAGEMENT GROUP, LLC.
Legal name: SPECTRUM WEALTH MANAGEMENT
CRD #154532 SEC #801-71751 INDIANAPOLIS, IN 317-663-5600
SEC Registered
Total AUM
$977.1M
Discretionary
$955.8M
Employees
6
Clients
101
Accounts
1,142
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Indiana
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 19, 2022
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SECO, ROBERT, JOSEPH | I | MANAGER/CHIEF COMPLIANCE OFFICER | NA | Control |
| INTERIM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| PHILLIPS, ROBERT, CLETUS | I | PRESIDENT | D | Control |
| PHILLIPS, ROBERT, CLETUS | I | PRESIDENT | D | Control |
| PHILLIPS, ROBERT, CLETUS | I | PRESIDENT | D | Control |
| PHILLIPS, ROBERT, CLETUS | I | PRESIDENT | D | Control |
| PHILLIPS, ROBERT, CLETUS | I | MANAGING PRINCIPAL, PRESIDENT, SHAREHOLDER | D | Control |
| PHILLIPS, ROBERT, CLETUS | I | MANAGING PRINCIPAL, CHIEF EXECUTIVE OFFICER, PRESIDENT, SHAREHOLDER | D | Control |
| PHILLIPS, ROBERT, CLETUS | I | PRESIDENT, SHAREHOLDER | D | Control |
| PHILLIPS, ROBERT, CLETUS | I | MANAGING PRINCIPAL, PRESIDENT, SHAREHOLDER | D | Control |
| PHILLIPS, ROBERT, CLETUS | I | PRESIDENT | D | Control |
| PHILLIPS, ROBERT, CLETUS | I | PRESIDENT | D | Control |
| PHILLIPS, ROBERT, CLETUS | I | MANAGING PRINCIPAL, CHIEF EXECUTIVE OFFICER, PRESIDENT, SHAREHOLDER | D | Control |
| PHILLIPS, ROBERT, CLETUS | I | MANAGING PRINCIPAL, CHIEF EXECUTIVE OFFICER, PRESIDENT, SHAREHOLDER | D | Control |
| PHILLIPS, ROBERT, CLETUS | I | MANAGING PRINCIPAL, CHIEF EXECUTIVE OFFICER, PRESIDENT, SHAREHOLDER | D | Control |
| PHILLIPS, ROBERT, CLETUS | I | MANAGING PRINCIPAL, CHIEF EXECUTIVE OFFICER, PRESIDENT, SHAREHOLDER | D | Control |
| PHILLIPS, ROBERT, CLETUS | I | MANAGING PRINCIPAL, CHIEF EXECUTIVE OFFICER, PRESIDENT, SHAREHOLDER | D | Control |
| PHILLIPS, ROBERT, CLETUS | I | MANAGING PRINCIPAL, CHIEF EXECUTIVE OFFICER, PRESIDENT, SHAREHOLDER | D | Control |
| PHILLIPS, ROBERT, CLETUS | I | MANAGING PRINCIPAL, CHIEF EXECUTIVE OFFICER, PRESIDENT, SHAREHOLDER | D | Control |
| PHILLIPS, ROBERT, CLETUS | I | MANAGING PRINCIPAL, CHIEF EXECUTIVE OFFICER, PRESIDENT, SHAREHOLDER | D | Control |
| PHILLIPS, ROBERT, CLETUS | I | MANAGING PRINCIPAL, CHIEF EXECUTIVE OFFICER, PRESIDENT, SHAREHOLDER | D | Control |
| PHILLIPS, ROBERT, CLETUS | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, PRESIDENT, SHAREHOLDER | D | Control |
| PHILLIPS, ROBERT, CLETUS | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, PRESIDENT, SHAREHOLDER | D | Control |
| PHILLIPS, ROBERT, CLETUS | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, PRESIDENT, SHAREHOLDER | D | Control |
| PHILLIPS, ROBERT, CLETUS | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, PRESIDENT, SHAREHOLDER | D | Control |
| PHILLIPS, ROBERT, CLETUS | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, PRESIDENT, SHAREHOLDER | D | Control |
| CARSON GROUP HOLDINGS, LLC | DE | DIRECT OWNER | C | Control |
| CARSON GROUP HOLDINGS, LLC | DE | DIRECT OWNER | C | Control |
| CARSON GROUP HOLDINGS, LLC | DE | DIRECT OWNER | C | Control |
| CARSON GROUP HOLDINGS, LLC | DE | DIRECT OWNER | C | Control |
| THOMPSON, LESLIE, DIANE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| THOMPSON, LESLIE, DIANE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| THOMPSON, LESLIE, DIANE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| THOMPSON, LESLIE, DIANE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| THOMPSON, LESLIE, DIANE | I | MANAGING PRINCIPAL, CHIEF COMPLIANCE OFFICER, SHAREHOLDER | C | Control |
| THOMPSON, LESLIE, DIANE | I | MANAGING PRINCIPAL, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, SECRETARY, SHAREHOLDER | C | Control |
| THOMPSON, LESLIE, DIANE | I | CHIEF COMPLIANCE OFFICER, SHAREHOLDER | C | Control |
| THOMPSON, LESLIE, DIANE | I | MANAGING PRINCIPAL, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, SECRETARY, SHAREHOLDER | C | Control |
| THOMPSON, LESLIE, DIANE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| THOMPSON, LESLIE, DIANE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| THOMPSON, LESLIE, DIANE | I | MANAGING PRINCIPAL, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, SECRETARY, SHAREHOLDER | C | Control |
| THOMPSON, LESLIE, DIANE | I | MANAGING PRINCIPAL, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, SECRETARY, SHAREHOLDER | C | Control |
| THOMPSON, LESLIE, DIANE | I | MANAGING PRINCIPAL, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, SECRETARY, SHAREHOLDER | C | Control |
| THOMPSON, LESLIE, DIANE | I | MANAGING PRINCIPAL, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, SECRETARY, SHAREHOLDER | C | Control |
| THOMPSON, LESLIE, DIANE | I | MANAGING PRINCIPAL, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, SECRETARY, SHAREHOLDER | C | Control |
| THOMPSON, LESLIE, DIANE | I | MANAGING PRINCIPAL, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, SECRETARY, SHAREHOLDER | C | Control |
| THOMPSON, LESLIE, DIANE | I | MANAGING PRINCIPAL, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, SECRETARY, SHAREHOLDER | C | Control |
| THOMPSON, LESLIE, DIANE | I | MANAGING PRINCIPAL, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, SECRETARY, SHAREHOLDER | C | Control |
| THOMPSON, LESLIE, DIANE | I | MANAGING PRINCIPAL, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, SECRETARY, SHAREHOLDER | C | Control |
| THOMPSON, LESLIE, DIANE | I | MANAGING MEMBER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, SECRETARY, SHAREHOLDER | C | Control |
| THOMPSON, LESLIE, DIANE | I | MANAGING MEMBER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, SECRETARY, SHAREHOLDER | C | Control |
| THOMPSON, LESLIE, DIANE | I | MANAGING MEMBER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, SECRETARY, SHAREHOLDER | C | Control |
| THOMPSON, LESLIE, DIANE | I | MANAGING MEMBER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, SECRETARY, SHAREHOLDER | C | Control |
| THOMPSON, LESLIE, DIANE | I | MANAGING MEMBER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, SECRETARY, SHAREHOLDER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CARSON, RONALD, LLOYD | I | CARSON GROUP HOLDINGS, LLC | D | Control |
| CARSON, RONALD, LLOYD | I | CARSON GROUP HOLDINGS, LLC | D | Control |
| CARSON, RONALD, LLOYD | I | CARSON GROUP HOLDINGS, LLC | D | Control |
| CARSON, RONALD, LLOYD | I | CARSON GROUP HOLDINGS, LLC | D | Control |
Registrations
Federal
IA
Dec 19, 2022 REGISTERED
Notice Filings (5)
FL IL IN TN TX
Address
600 EAST 96TH STREETSUITE 130
INDIANAPOLIS, IN 46240
United States
Phone: 317-663-5600