HERITAGE CAPITAL INVESTMENT MANAGEMENT, LLC
CRD #154567 SEC #801-71723 NEW YORK, NY 646-278-1357
SEC Registered Private Funds
Total AUM
$56.8M
Discretionary
$56.8M
Employees
1
Clients
--
Accounts
6
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DOSHI, NITIN, V | I | OWNER | NA | Control |
| DOSHI, NITIN, V | I | OWNER | NA | Control |
| DOSHI, NITIN, V | I | OWNER | NA | Control |
| DOSHI, NITIN, V | I | MEMBER, HERITAGE CAPITAL INVESTMENT MANAGEMENT, LLC | NA | Control |
| DOSHI TRUST F/B/O NEELY DOSHI CATHER | DE | OWNER | C | Control |
| DOSHI TRUST F/B/O NEELY DOSHI CATHER | DE | OWNER | C | Control |
| DOSHI TRUST F/B/O NEELY DOSHI CATHER | DE | OWNER | C | Control |
| DOSHI TRUST F/B/O NEELY DOSHI CATHER | DE | MEMBER, HERITAGE CAPITAL INVESTMENT MANAGEMENT, LLC | C | Control |
| DOSHI TRUST F/B/O NISHAT DOSHI | DE | OWNER | C | Control |
| DOSHI TRUST F/B/O NISHAT DOSHI | DE | OWNER | C | Control |
| DOSHI TRUST F/B/O NISHAT DOSHI | DE | OWNER | C | Control |
| DOSHI TRUST F/B/O NISHAT DOSHI | DE | MEMBER, HERITAGE CAPITAL INVESTMENT MANAGEMENT, LLC | C | Control |
| SODHI, INDER, SINGH | I | MANAGING PARTNER/CHIEF COMPLIANCE OFFICER | C | Control |
| SODHI, INDER, SINGH | I | MANAGING PARTNER/CHIEF COMPLIANCE OFFICER | C | Control |
| SODHI, INDER, SINGH | I | MANAGING PARTNER/CHIEF COMPLIANCE OFFICER | C | Control |
| SODHI, INDER, SINGH | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER, HERITAGE CAPITAL INVESTMENT MANAGEMENT, LLC | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CATHER, NEELY, DOSHI | I | DOSHI TRUST F/B/O NEELY DOSHI CATHER | F | |
| CATHER, NEELY, DOSHI | I | DOSHI TRUST F/B/O NEELY DOSHI CATHER | F | |
| CATHER, NEELY, DOSHI | I | DOSHI TRUST F/B/O NEELY DOSHI CATHER | F | |
| CATHER, NEELY, DOSHI | I | DOSHI TRUST F/B/O NEELY DOSHI CATHER | F | |
| DOSHI, LEENA | I | DOSHI TRUST F/B/O NISHAT DOSHI | F | |
| DOSHI, LEENA | I | DOSHI TRUST F/B/O NEELY DOSHI CATHER | F | |
| DOSHI, LEENA | I | DOSHI TRUST F/B/O NISHAT DOSHI | F | |
| DOSHI, LEENA | I | DOSHI TRUST F/B/O NEELY DOSHI CATHER | F | |
| DOSHI, LEENA | I | DOSHI TRUST F/B/O NISHAT DOSHI | F | |
| DOSHI, LEENA | I | DOSHI TRUST F/B/O NEELY DOSHI CATHER | F | |
| DOSHI, LEENA | I | DOSHI TRUST F/B/O NISHAT DOSHI | F | |
| DOSHI, LEENA | I | DOSHI TRUST F/B/O NEELY DOSHI CATHER | F | |
| DOSHI, NISHAT | I | DOSHI TRUST F/B/O NISHAT DOSHI | F | |
| DOSHI, NISHAT | I | DOSHI TRUST F/B/O NISHAT DOSHI | F | |
| DOSHI, NISHAT | I | DOSHI TRUST F/B/O NISHAT DOSHI | F | |
| DOSHI, NISHAT | I | DOSHI TRUST F/B/O NISHAT DOSHI | F | |
| DOSHI, NITIN, V | I | DOSHI TRUST F/B/O NISHAT DOSHI | F | |
| DOSHI, NITIN, V | I | DOSHI TRUST F/B/O NEELY DOSHI CATHER | F | |
| DOSHI, NITIN, V | I | DOSHI TRUST F/B/O NISHAT DOSHI | F | |
| DOSHI, NITIN, V | I | DOSHI TRUST F/B/O NEELY DOSHI CATHER | F | |
| DOSHI, NITIN, V | I | DOSHI TRUST F/B/O NISHAT DOSHI | F | |
| DOSHI, NITIN, V | I | DOSHI TRUST F/B/O NEELY DOSHI CATHER | F | |
| DOSHI, NITIN, V | I | DOSHI TRUST F/B/O NISHAT DOSHI | F | |
| DOSHI, NITIN, V | I | DOSHI TRUST F/B/O NEELY DOSHI CATHER | F |
Registrations
Federal
IA
Mar 30, 2012 REGISTERED
Notice Filings (1)
NY
Address
400 PARK AVENUE SUITE 810NEW YORK, NY 10022
United States
Phone: 646-278-1357