SOTEIRA CAPITAL, LLC
CRD #154586 SEC #801-71825 IRVINE, CA 9493878150
SEC Registered Private Funds
Total AUM
$16.7M
Discretionary
$16.7M
Employees
3
Clients
0
Accounts
20
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 24, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CLARK, DEREK, CHARLES | I | CHIEF INVESTMENT OFFICER / CIO | NA | Control |
| CLARK, DEREK, CHARLES | I | CHIEF INVESTMENT OFFICER / CIO | NA | Control |
| CLARK, DEREK, CHARLES | I | CHIEF INVESTMENT OFFICER / CIO | NA | Control |
| CLARK, DEREK, CHARLES | I | CHIEF INVESTMENT OFFICER / CIO | NA | Control |
| CLARK, DEREK, CHARLES | I | CHIEF INVESTMENT OFFICER / CIO | NA | Control |
| CLARK, DEREK, CHARLES | I | CHIEF INVESTMENT OFFICER / CIO | NA | Control |
| CLARK, DEREK, CHARLES | I | CHIEF INVESTMENT OFFICER / CIO | NA | Control |
| CLARK, DEREK, CHARLES | I | CHIEF INVESTMENT OFFICER / CIO | NA | Control |
| CLARK, DEREK, CHARLES | I | CHIEF INVESTMENT OFFICER / CIO | NA | Control |
| HO, JEAN, CHI-EN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HO, JEAN, CHI-EN | I | CHIEF COMPLIANCE OFFICER / CCO | NA | Control |
| HO, JEAN, CHI-EN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HO, JEAN, CHI-EN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HO, JEAN, CHI-EN | I | CHIEF COMPLIANCE OFFICER / CCO | NA | Control |
| HO, JEAN, CHI-EN | I | CHIEF COMPLIANCE OFFICER / CCO | NA | Control |
| HO, JEAN, CHI-EN | I | CHIEF COMPLIANCE OFFICER / CCO | NA | Control |
| HO, JEAN, CHI-EN | I | CHIEF COMPLIANCE OFFICER / CCO | NA | Control |
| HO, JEAN, CHI-EN | I | CHIEF COMPLIANCE OFFICER / CCO | NA | Control |
| HO, JEAN, CHI-EN | I | CHIEF COMPLIANCE OFFICER / CCO | NA | Control |
| HO, JEAN, CHI-EN | I | CHIEF COMPLIANCE OFFICER / CCO | NA | Control |
| HO, JEAN, CHI-EN | I | CHIEF COMPLIANCE OFFICER / CCO | NA | Control |
| HUSSEY, JOEL, RAYMOND | I | CHIEF RISK OFFICER | NA | Control |
| HUSSEY, JOEL, RAYMOND | I | CHIEF RISK OFFICER | NA | Control |
| HUSSEY, JOEL, RAYMOND | I | CHIEF RISK OFFICER | NA | Control |
| HUSSEY, JOEL, RAYMOND | I | CHIEF RISK OFFICER | NA | Control |
| HUSSEY, JOEL, RAYMOND | I | CHIEF RISK OFFICER | NA | Control |
| MONAHAN, JEAN, CHI-EN | I | CHIEF COMPLIANCE OFFICER | NA | |
| NOWELL, ARTHUR, RALPH | I | MANAGING DIRECTOR | NA | Control |
| NOWELL, ARTHUR, RALPH | I | MANAGING DIRECTOR | NA | Control |
| NOWELL, ARTHUR, RALPH | I | MANAGING DIRECTOR | NA | Control |
| NOWELL, ARTHUR, RALPH | I | MANAGING DIRECTOR | NA | Control |
| NOWELL, ARTHUR, RALPH | I | MANAGING DIRECTOR | NA | Control |
| NOWELL, ARTHUR, RALPH | I | MANAGING DIRECTOR | NA | Control |
| NOWELL, ARTHUR, RALPH | I | MANAGING DIRECTOR | NA | Control |
| NOWELL, ARTHUR, RALPH | I | MANAGING DIRECTOR | NA | Control |
| NOWELL, ARTHUR, RALPH | I | MANAGING DIRECTOR | NA | Control |
| NOWELL, ARTHUR, RALPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NOWELL, ARTHUR, RALPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NOWELL, ARTHUR, RALPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NOWELL, ARTHUR, RALPH | I | SR STRATEGIST | NA | Control |
| NOWELL, ARTHUR, RALPH | I | SR STRATEGIST | NA | Control |
| NOWELL, ARTHUR, RALPH | I | SR STRATEGIST | NA | Control |
| NOWELL, ARTHUR, RALPH | I | SR STRATEGIST | NA | Control |
| NOWELL, ARTHUR, RALPH | I | SR STRATEGIST | NA | Control |
| NOWELL, ARTHUR, RALPH | I | SR STRATEGIST | NA | Control |
| NOWELL, ARTHUR, RALPH | I | SR STRATEGIST | NA | Control |
| NOWELL, ARTHUR, RALPH | I | SR STRATEGIST | NA | Control |
| NOWELL, ARTHUR, RALPH | I | SR STRATEGIST | NA | Control |
| RANE, DAVID | I | COO/CFO | NA | Control |
| RANE, DAVID | I | COO/CFO | NA | Control |
| RANE, DAVID | I | COO/CFO | NA | Control |
| RANE, DAVID | I | COO/CFO | NA | Control |
| RANE, DAVID, ALAN | I | CFO | NA | Control |
| SANTOS, LAURA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SANTOS, LAURA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SANTOS, LAURA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SANTOS, LAURA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SANTOS, LAURA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SANTOS, LAURA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SANTOS, LAURA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SANTOS, LAURA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SANTOS, LAURA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SOTEIRA INVESTORS, LLC | DE | MEMBER MANAGER | E | Control |
| SOTEIRA INVESTORS, LLC | DE | MEMBER MANAGER | E | Control |
| SOTEIRA INVESTORS, LLC | DE | MEMBER MANAGER | E | Control |
| SOTEIRA INVESTORS, LLC | DE | MEMBER MANAGER | E | Control |
| SOTEIRA INVESTORS, LLC | DE | MEMBER MANAGER | E | Control |
| SOTEIRA INVESTORS, LLC | DE | MEMBER MANAGER | E | Control |
| SOTEIRA INVESTORS, LLC | DE | MEMBER MANAGER | E | Control |
| SOTEIRA INVESTORS, LLC | DE | MEMBER MANAGER | E | Control |
| SOTEIRA INVESTORS, LLC | DE | MEMBER MANAGER | E | Control |
| SOTEIRA INVESTORS, LLC | DE | MEMBER MANAGER | E | Control |
| SOTEIRA INVESTORS, LLC | DE | MEMBER MANAGER | E | Control |
| SOTEIRA INVESTORS, LLC | DE | MEMBER MANAGER | E | Control |
| SOTEIRA INVESTORS, LLC | DE | MEMBER MANAGER | E | Control |
| SOTEIRA INVESTORS, LLC | DE | MEMBER MANAGER | E | Control |
| SOTEIRA INVESTORS, LLC | DE | MEMBER MANAGER | E | Control |
| SOTEIRA INVESTORS, LLC | DE | MEMBER MANAGER | E | Control |
| SOTEIRA INVESTORS, LLC | DE | MEMBER MANAGER | E | Control |
| SOTEIRA INVESTORS, LLC | DE | MEMBER MANAGER | E | Control |
| SOTEIRA INVESTORS, LLC | DE | MEMBER MANAGER | E | Control |
| SOTEIRA INVESTORS, LLC | DE | MEMBER MANAGER | E | Control |
| SOTEIRA INVESTORS, LLC | DE | MEMBER MANAGER | E | Control |
| SOTEIRA INVESTORS, LLC | DE | MEMBER MANAGER | E | Control |
| SOTEIRA INVESTORS, LLC | DE | MEMBER MANAGER | E | Control |
| SOTEIRA INVESTORS, LLC | DE | MEMBER MANAGER | E | Control |
| SOTEIRA INVESTORS, LLC | DE | MEMBER MANAGER | E | Control |
| CLARK, DEREK, CHARLES | I | CHIEF INVESTMENT OFFICER / CIO | D | Control |
| CLARK, DEREK, CHARLES | I | CHIEF INVESTMENT OFFICER / CIO | D | Control |
| CLARK, DEREK, CHARLES | I | CHIEF INVESTMENT OFFICER / CIO | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| NOWELL, ARTHUR, RALPH | I | SOTEIRA INVESTORS, LLC | F | |
| NOWELL, ARTHUR, RALPH | I | SOTEIRA INVESTORS, LLC | F | |
| NOWELL, ARTHUR, RALPH | I | SOTEIRA INVESTORS, LLC | F | |
| CLARK, DEREK, CHARLES | I | SOTEIRA INVESTORS, LLC | E | Control |
| CLARK, DEREK, CHARLES | I | SOTEIRA INVESTORS, LLC | E | Control |
| CLARK, DEREK, CHARLES | I | SOTEIRA INVESTORS, LLC | E | Control |
| CLARK, DEREK, CHARLES | I | SOTEIRA INVESTORS, LLC | E | Control |
| CLARK, DEREK, CHARLES | I | SOTEIRA INVESTORS, LLC | E | Control |
| CLARK, DEREK, CHARLES | I | SOTEIRA INVESTORS, LLC | E | Control |
| CLARK, DEREK, CHARLES | I | SOTEIRA INVESTORS, LLC | E | Control |
| CLARK, DEREK, CHARLES | I | SOTEIRA INVESTORS, LLC | E | Control |
| CLARK, DEREK, CHARLES | I | SOTEIRA INVESTORS, LLC | E | Control |
| NOWELL, ARTHUR, RALPH | I | SOTEIRA INVESTORS, LLC | C | Control |
| NOWELL, ARTHUR, RALPH | I | SOTEIRA INVESTORS, LLC | C | Control |
| NOWELL, ARTHUR, RALPH | I | SOTEIRA INVESTORS, LLC | C | Control |
| NOWELL, ARTHUR, RALPH | I | SOTEIRA INVESTORS, LLC | C | Control |
| NOWELL, ARTHUR, RALPH | I | SOTEIRA INVESTORS, LLC | C | Control |
| NOWELL, ARTHUR, RALPH | I | SOTEIRA INVESTORS, LLC | C | Control |
Registrations
Federal
IA
Aug 24, 2020 REGISTERED
Notice Filings (3)
CA TX WA
Address
19200 VON KARMAN600
IRVINE, CA 92612
United States
Phone: 9493878150