RIA Intelligence

CANA FINANCIAL ADVISORS, LLC

Legal name: CANA FINANCIAL ADVISORS

CRD #154769 SEC #801-71882 INDIANAPOLIS, IN 317-578-0041
SEC Registered Disclosures
Total AUM
$42.6M
Discretionary
$39M
Employees
1
Clients
26
Accounts
114
This firm has regulatory disclosures on file. View disclosures

Firm Details

Organization Type
Limited Liability Company
State of Formation
Indiana
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jun 13, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BATES, ROBERT, LOUISICHIEF COMPLIANCE OFFICERE Control
BATES, ROBERT, LOUISIMEMBERE Control
BATES, ROBERT, LOUISICHIEF COMPLIANCE OFFICERE Control
BATES, ROBERT, LOUISIMEMBERE Control
BATES, ROBERT, LOUISICHIEF COMPLIANCE OFFICERE Control
BATES, ROBERT, LOUISICHIEF COMPLIANCE OFFICERE Control
BATES, ROBERT, LOUISIMEMBERE Control
BATES, ROBERT, LOUISICHIEF COMPLIANCE OFFICERE Control
BATES, ROBERT, LOUISIMEMBERE Control
BATES, ROBERT, LOUISICHIEF COMPLIANCE OFFICERE Control
BATES, ROBERT, LOUISIMEMBERE Control

Registrations

Federal

IA
Jun 13, 2012 REGISTERED

Notice Filings (4)

FL IL IN KY

Address

7914 NORTH SHADELAND AVENUE
SUITE 250
INDIANAPOLIS, IN 46250-2041
United States
Phone: 317-578-0041