AQUA INVESTMENT MANAGEMENT, LLC
CRD #154842 SEC #801-74869 NEW YORK, NY 212-381-7608
SEC Registered Private Funds
Total AUM
$63.2M
Discretionary
$63.2M
Employees
1
Clients
--
Accounts
5
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KULVIN, KAREN, BETH | I | CEO, MEMBER | D | Control |
| KULVIN, KAREN, BETH | I | CEO, MEMBER | D | Control |
| KULVIN, KAREN, BETH | I | CEO | D | Control |
| KULVIN, KAREN, BETH | I | CEO, MEMBER | D | Control |
| KULVIN, KAREN, BETH | I | CEO, MEMBER | D | Control |
| SMITH, ANDREW, KEVIN | I | CHIEF COMPLIANCE OFFICER, PRESIDENT, MEMBER | C | Control |
| SMITH, ANDREW, KEVIN | I | CHIEF COMPLIANCE OFFICER, PRESIDENT, MEMBER | C | Control |
| SMITH, ANDREW, KEVIN | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | C | Control |
| SMITH, ANDREW, KEVIN | I | CHIEF COMPLIANCE OFFICER, PRESIDENT, MEMBER | C | Control |
| SMITH, ANDREW, KEVIN | I | CHIEF COMPLIANCE OFFICER, PRESIDENT, MEMBER | C | Control |
Registrations
Federal
IA
Mar 26, 2012 REGISTERED
Notice Filings (2)
FL NY
Address
250 W. 57TH STREET, SUITE 1032NEW YORK, NY 10107
United States
Phone: 212-381-7608