AGG ASSET MANAGEMENT, LLC
CRD #154846 SEC #801-71817 WESTLAKE VILLAGE, CA 805-552-9120
SEC Registered
Total AUM
$16M
Discretionary
$0
Employees
5
Clients
10
Accounts
131
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 13, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GARCIA, ALEX, GREGORY | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| GARCIA, ALEX, GREGORY | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| GARCIA, ALEX, GREGORY | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| GARCIA, ALEX, GREGORY | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| GARCIA, ALEX, GREGORY | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| GARCIA, ALEX, GREGORY | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| GARCIA, ALEX, GREGORY | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| GARCIA, ALEX, GREGORY | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
May 13, 2011 REGISTERED
Notice Filings (1)
CA
Address
2945 TOWNSGATE RD.STE. 200
WESTLAKE VILLAGE, CA 91361
United States
Phone: 805-552-9120