DRAKE & ASSOCIATES, LLC
CRD #154854 SEC #801-115301 WAUKESHA, WI 414-409-7226
SEC Registered
Total AUM
$418.8M
Discretionary
$418.8M
Employees
35
Clients
--
Accounts
2,611
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Wisconsin
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 6, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FLATOW, MARK, ROBERT | I | CHIEF OPERATING OFFICER | NA | Control |
| KERNEY, THOMAS, DEKARI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KERNEY, THOMAS, DEKARI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KERNEY, THOMAS, DEKARI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KERNEY, THOMAS, DEKARI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAUS, LAURA, MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | |
| KRAUS, LAURA, MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | |
| KRAUS, LAURA, MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | |
| KRAUS, LAURA, MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | |
| Kronket, Michael, William | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Meiksins, Ian, Disbrow | I | CHIEF COMPLIANCE OFFICER | NA | |
| Meiksins, Ian, Disbrow | I | CHIEF COMPLIANCE OFFICER | NA | |
| Meiksins, Ian, Disbrow | I | CHIEF COMPLIANCE OFFICER | NA | |
| Meiksins, Ian, Disbrow | I | CHIEF COMPLIANCE OFFICER | NA | |
| Meiksins, Ian, Disbrow | I | CHIEF COMPLIANCE OFFICER | NA | |
| Meiksins, Ian, Disbrow | I | CHIEF COMPLIANCE OFFICER | NA | |
| Meiksins, Ian, Disbrow | I | CHIEF COMPLIANCE OFFICER | NA | |
| Meiksins, Ian, Disbrow | I | CHIEF COMPLIANCE OFFICER | NA | |
| Meiksins, Ian, Disbrow | I | CHIEF COMPLIANCE OFFICER | NA | |
| Meiksins, Ian, Disbrow | I | CHIEF COMPLIANCE OFFICER | NA | |
| RETTSCHLAG, ROBIN, DOYLE | I | DIRECTOR OF OPERATIONS | NA | |
| RETTSCHLAG, ROBIN, DOYLE | I | DIRECTOR OF OPERATIONS | NA | |
| RETTSCHLAG, ROBIN, DOYLE | I | DIRECTOR OF OPERATIONS | NA | |
| RETTSCHLAG, ROBIN, DOYLE | I | DIRECTOR OF OPERATIONS | NA | |
| RETTSCHLAG, ROBIN, DOYLE | I | DIRECTOR OF OPERATIONS | NA | |
| RETTSCHLAG, ROBIN, DOYLE | I | DIRECTOR OF OPERATIONS | NA | |
| RETTSCHLAG, ROBIN, DOYLE | I | DIRECTOR OF OPERATIONS | NA | |
| RETTSCHLAG, ROBIN, DOYLE | I | DIRECTOR OF OPERATIONS | NA | |
| RETTSCHLAG, ROBIN, DOYLE | I | DIRECTOR OF OPERATIONS | NA | |
| RETTSCHLAG, ROBIN, DOYLE | I | DIRECTOR OF OPERATIONS | NA | |
| RETTSCHLAG, ROBIN, DOYLE | I | DIRECTOR OF OPERATIONS | NA | |
| RETTSCHLAG, ROBIN, DOYLE | I | DIRECTOR OF OPERATIONS | NA | |
| RETTSCHLAG, ROBIN, DOYLE | I | DIRECTOR OF OPERATIONS | NA | |
| RETTSCHLAG, ROBIN, DOYLE | I | DIRECTOR OF OPERATIONS | NA | |
| Voight, Ryan, Kevin | I | DIRECTOR OF OPERATIONS / CHIEF COMPLIANCE OFFICER | NA | |
| Voight, Ryan, Kevin | I | DIRECTOR OF OPERATIONS / CHIEF COMPLIANCE OFFICER | NA | |
| Voight, Ryan, Kevin | I | DIRECTOR OF OPERATIONS / CHIEF COMPLIANCE OFFICER | NA | |
| Voight, Ryan, Kevin | I | DIRECTOR OF OPERATIONS / CHIEF COMPLIANCE OFFICER | NA | |
| Voight, Ryan, Kevin | I | DIRECTOR OF OPERATIONS / CHIEF COMPLIANCE OFFICER | NA | |
| Voight, Ryan, Kevin | I | DIRECTOR OF OPERATIONS / CHIEF COMPLIANCE OFFICER | NA | |
| Voight, Ryan, Kevin | I | DIRECTOR OF OPERATIONS / CHIEF COMPLIANCE OFFICER | NA | |
| Voight, Ryan, Kevin | I | DIRECTOR OF OPERATIONS | NA | |
| Voight, Ryan, Kevin | I | DIRECTOR OF OPERATIONS / CHIEF COMPLIANCE OFFICER | NA | |
| Voight, Ryan, Kevin | I | DIRECTOR OF OPERATIONS / CHIEF COMPLIANCE OFFICER | NA | |
| Voight, Ryan, Kevin | I | DIRECTOR OF OPERATIONS | NA | |
| Voight, Ryan, Kevin | I | DIRECTOR OF OPERATIONS | NA | |
| Voight, Ryan, Kevin | I | DIRECTOR OF OPERATIONS | NA | |
| DRAKE, ANTHONY, SAMUEL | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| DRAKE, ANTHONY, SAMUEL | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| DRAKE, ANTHONY, SAMUEL | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| DRAKE, ANTHONY, SAMUEL | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| DRAKE, ANTHONY, SAMUEL | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| DRAKE, ANTHONY, SAMUEL | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| DRAKE, ANTHONY, SAMUEL | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| DRAKE, ANTHONY, SAMUEL | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| DRAKE, ANTHONY, SAMUEL | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| DRAKE, ANTHONY, SAMUEL | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| DRAKE, ANTHONY, SAMUEL | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| DRAKE, ANTHONY, SAMUEL | I | MANAGING MEMBER | E | Control |
| DRAKE, ANTHONY, SAMUEL | I | MANAGING MEMBER | E | Control |
| DRAKE, ANTHONY, SAMUEL | I | MANAGING MEMBER | E | Control |
| DRAKE, ANTHONY, SAMUEL | I | MANAGING MEMBER | E | Control |
| DRAKE, ANTHONY, SAMUEL | I | MANAGING MEMBER | E | Control |
| DRAKE, ANTHONY, SAMUEL | I | MANAGING MEMBER | E | Control |
| DRAKE, ANTHONY, SAMUEL | I | MANAGING MEMBER | E | Control |
| DRAKE, ANTHONY, SAMUEL | I | MANAGING MEMBER | E | Control |
| DRAKE, ANTHONY, SAMUEL | I | MANAGING MEMBER | E | Control |
| DRAKE, ANTHONY, SAMUEL | I | MANAGING MEMBER | E | Control |
| DRAKE, ANTHONY, SAMUEL | I | MANAGING MEMBER | E | Control |
| DRAKE, ANTHONY, SAMUEL | I | MANAGING MEMBER | E | Control |
| DRAKE, ANTHONY, SAMUEL | I | MANAGING MEMBER | E | Control |
| DRAKE, ANTHONY, SAMUEL | I | MANAGING MEMBER | E | Control |
| DRAKE, ANTHONY, SAMUEL | I | MANAGING MEMBER | E | Control |
| DRAKE, ANTHONY, SAMUEL | I | MANAGING MEMBER | E | Control |
| DRAKE, ANTHONY, SAMUEL | I | MANAGING MEMBER | E | Control |
| DRAKE, ANTHONY, SAMUEL | I | MANAGING MEMBER | E | Control |
| DRAKE, ANTHONY, SAMUEL | I | MANAGING MEMBER | E | Control |
| DRAKE, ANTHONY, SAMUEL | I | MANAGING MEMBER | E | Control |
| DRAKE, ANTHONY, SAMUEL | I | MANAGING MEMBER | E | Control |
| DRAKE, ANTHONY, SAMUEL | I | MANAGING MEMBER | E | Control |
| DRAKE, ANTHONY, SAMUEL | I | MANAGING MEMBER | E | Control |
| DRAKE, ANTHONY, SAMUEL | I | MANAGING MEMBER | E | Control |
| DRAKE, ANTHONY, SAMUEL | I | MANAGING MEMBER | E | Control |
| DRAKE, ANTHONY, SAMUEL | I | MANAGING MEMBER | E | Control |
| DRAKE, ANTHONY, SAMUEL | I | MANAGING MEMBER | E | Control |
| DRAKE, ANTHONY, SAMUEL | I | MANAGING MEMBER | E | Control |
Registrations
Federal
IA
Nov 6, 2025 REGISTERED
Notice Filings (8)
CA FL IL MI NC OH TX WI
Address
20965 CROSSROADS CIRCLEWAUKESHA, WI 53186
United States
Phone: 414-409-7226