LITTLEJOHN FINANCIAL SERVICES, INC
Legal name: LITTLEJOHN FINANCIAL SERVICES INC
CRD #155113 SEC #801-120952 ROSEBURG, OR 541-375-0898
SEC Registered
Total AUM
$157.1M
Discretionary
$157.1M
Employees
6
Clients
0
Accounts
1,246
Firm Details
- Organization Type
- Corporation
- State of Formation
- Oregon
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 28, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LITTLEJOHN, FRED, DAVID | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | E | Control |
| LITTLEJOHN, FRED, DAVID | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | E | Control |
| LITTLEJOHN, FRED, DAVID | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | E | Control |
| LITTLEJOHN, FRED, DAVID | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | E | Control |
| LITTLEJOHN, FRED, DAVID | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | E | Control |
| LITTLEJOHN, FRED, DAVID | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | E | Control |
| LITTLEJOHN, FRED, DAVID | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | E | Control |
| LITTLEJOHN, FRED, DAVID | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | E | Control |
| LITTLEJOHN, FRED, DAVID | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | E | Control |
| LITTLEJOHN, FRED, DAVID | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | E | Control |
| LITTLEJOHN, FRED, DAVID | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | E | Control |
| LITTLEJOHN, FRED, DAVID | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | E | Control |
| LITTLEJOHN, FRED, DAVID | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | E | Control |
| LITTLEJOHN, FRED, DAVID | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | E | Control |
| LITTLEJOHN, FRED, DAVID | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Oct 28, 2025 REGISTERED
Notice Filings (8)
AZ CA ID MN MT OR TX WA
Address
2000 WEST HARVARD AVENUESUITE 100
ROSEBURG, OR 97471
United States
Phone: 541-375-0898