BACERA ASSET MANAGEMENT
CRD #155128 SEC #801-72121 ALHAMBRA, CA 626-293-1600
SEC Registered
Total AUM
--
Discretionary
--
Employees
1
Clients
0
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 7, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HSU, ELTON | I | COO | NA | |
| HSU, ELTON, NMI | I | COO | NA | |
| HSU, ELTON, NMI | I | COO | NA | |
| HSU, ELTON, NMI | I | COO | NA | |
| HSU, ELTON, NMI | I | COO | NA | |
| HSU, ELTON, NMI | I | COO | NA | |
| RINGOR, VICTOR, LEE | I | CEO | E | Control |
| RINGOR, VICTOR, LEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| RINGOR, VICTOR, LEE | I | CEO, MANAGING MEMBER | E | Control |
| RINGOR, VICTOR, LEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| RINGOR, VICTOR, LEE | I | CEO, MANAGING MEMBER | E | Control |
| RINGOR, VICTOR, LEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| RINGOR, VICTOR, LEE | I | CEO, MANAGING MEMBER | E | Control |
| RINGOR, VICTOR, LEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| RINGOR, VICTOR, LEE | I | CEO, MANAGING MEMBER | E | Control |
| RINGOR, VICTOR, LEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| RINGOR, VICTOR, LEE | I | CEO, MANAGING MEMBER | E | Control |
| RINGOR, VICTOR, LEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| RINGOR, VICTOR, LEE | I | CEO, MANAGING MEMBER | E | Control |
| RINGOR, VICTOR, LEE | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Feb 7, 2012 REGISTERED
Notice Filings (1)
CA
Address
618 W MAIN ST STE EALHAMBRA, CA 91801
United States
Phone: 626-293-1600