STERLING WEALTH MANAGEMENT GROUP, INC.

CRD #155166 SEC #801-71926 CARLSBAD, CA 760-603-8881

SEC Registered

Total AUM

$120M

Discretionary

$107M

Employees

Clients

Accounts

520

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Oct 9, 2012
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
CARROLL, GREGORY, JAMES	I	PRESIDENT & CHIEF COMPLIANCE OFFICER	NA	Control
CARROLL, GREGORY, JAMES	I	PRESIDENT & CHIEF COMPLIANCE OFFICER	NA	Control
HAIG, MICHAEL, SEAN	I	CHIEF EXECUTIVE OFFICER	NA	Control
HAIG, MICHAEL, SEAN	I	CHIEF EXECUTIVE OFFICER	NA	Control
CARROLL, GREGORY, JAMES	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
CARROLL, GREGORY, JAMES	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
CARROLL, GREGORY, JAMES	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
CARROLL, GREGORY, JAMES	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
CARROLL, GREGORY, JAMES	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
CARROLL, GREGORY, JAMES	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
CARROLL, GREGORY, JAMES	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
CARROLL, GREGORY, JAMES	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
CARROLL, GREGORY, JAMES	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
CARROLL, GREGORY, JAMES	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
CARROLL, GREGORY, JAMES	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
CARROLL, GREGORY, JAMES	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
CARROLL, GREGORY, JAMES	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
CARROLL, GREGORY, JAMES	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
CARROLL, GREGORY, JAMES	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
CARROLL, GREGORY, JAMES	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
CARROLL, GREGORY, JAMES	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
CARROLL, GREGORY, JAMES	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
HAIG, MICHAEL, SEAN	I	MANAGING MEMBER	D	Control
HAIG, MICHAEL, SEAN	I	MANAGING MEMBER	D	Control
HAIG, MICHAEL, SEAN	I	MANAGING MEMBER	D	Control
HAIG, MICHAEL, SEAN	I	MANAGING MEMBER	D	Control
HAIG, MICHAEL, SEAN	I	MANAGING MEMBER	D	Control
HAIG, MICHAEL, SEAN	I	MANAGING MEMBER	D	Control
HAIG, MICHAEL, SEAN	I	MANAGING MEMBER	D	Control
HAIG, MICHAEL, SEAN	I	MANAGING MEMBER	D	Control
HAIG, MICHAEL, SEAN	I	MANAGING MEMBER	D	Control
HAIG, MICHAEL, SEAN	I	MANAGING MEMBER	D	Control
HAIG, MICHAEL, SEAN	I	MANAGING MEMBER	D	Control
HAIG, MICHAEL, SEAN	I	MANAGING MEMBER	D	Control
HAIG, MICHAEL, SEAN	I	MANAGING MEMBER	D	Control
HAIG, MICHAEL, SEAN	I	MANAGING MEMBER	D	Control
HAIG, MICHAEL, SEAN	I	MANAGING MEMBER	D	Control
HAIG, MICHAEL, SEAN	I	MANAGING MEMBER	D	Control
HAIG, MICHAEL, SEAN	I	MANAGING MEMBER	D	Control
HAIG, MICHAEL, SEAN	I	MANAGING MEMBER	D	Control
STERLING WEALTH MANAGEMENT GROUP, INC.	DE	MANAGING MEMBER	D	Control
STERLING WEALTH MANAGEMENT GROUP, INC.	DE	MANAGING MEMBER	D	Control
EICKER, MARK, WILLIAM	I	CHIEF INVESTMENT OFFICER	C	Control
EICKER, MARK, WILLIAM	I	CHIEF INVESTMENT OFFICER	C	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
CARROLL, GREGORY, JAMES	I	STERLING WEALTH MANAGEMENT GROUP, INC.	D	Control
CARROLL, GREGORY, JAMES	I	STERLING WEALTH MANAGEMENT GROUP, INC.	D	Control
HAIG, MICHAEL, SEAN	I	STERLING WEALTH MANAGEMENT GROUP, INC.	D	Control
HAIG, MICHAEL, SEAN	I	STERLING WEALTH MANAGEMENT GROUP, INC.	D	Control

Registrations

Federal

Oct 9, 2012 REGISTERED

Notice Filings (5)

AZ CA CO TX WA

Address

1808 ASTON AVENUE
#245
CARLSBAD, CA 92008
United States

Phone: 760-603-8881