PERSONAL CAPITAL ADVISORS CORPORATION
CRD #155172 SEC #801-72613 GREENWOOD VILLAGE, CO 855-855-8005
SEC Registered
Total AUM
$23.1B
Discretionary
$23.1B
Employees
367
Clients
--
Accounts
104,861
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 9, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AMADIA, A. ALLISON | I | GENERAL COUNSEL & CCO | NA | Control |
| AMADIA, A. ALLISON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| AMADIA, A. ALLISON | I | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | Control |
| AMADIA, A. ALLISON | I | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | Control |
| AMADIA, A. ALLISON | I | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | Control |
| AMADIA, A. ALLISON | I | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | Control |
| AMADIA, A. ALLISON | I | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | Control |
| AMADIA, A. ALLISON | I | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | Control |
| AMADIA, A. ALLISON | I | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | Control |
| AMADIA, A. ALLISON | I | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | Control |
| AMADIA, A. ALLISON | I | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | Control |
| AMADIA, A. ALLISON | I | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | NA | Control |
| AMADIA, ALLISON | I | GENERAL COUNSEL | NA | Control |
| ASCHER, BRIAN, DAVID | I | DIRECTOR | NA | Control |
| ASCHER, BRIAN, DAVID | I | DIRECTOR | NA | Control |
| ASCHER, BRIAN, DAVID | I | DIRECTOR | NA | Control |
| ASCHER, BRIAN, DAVID | I | DIRECTOR | NA | Control |
| ASCHER, BRIAN, DAVID | I | DIRECTOR | NA | Control |
| ASCHER, BRIAN, DAVID | I | DIRECTOR | NA | Control |
| ASCHER, BRIAN, DAVID | I | DIRECTOR | NA | Control |
| ASCHER, BRIAN, DAVID | I | DIRECTOR | NA | Control |
| ASCHER, BRIAN, DAVID | I | DIRECTOR | NA | Control |
| ASCHER, BRIAN, DAVID | I | DIRECTOR | NA | Control |
| ASCHER, BRIAN, DAVID | I | DIRECTOR | NA | Control |
| ASCHER, BRIAN, DAVID | I | DIRECTOR | NA | Control |
| ASCHER, BRIAN, DAVID | I | DIRECTOR | NA | Control |
| Armsby, Michael, William | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Armsby, Michael, William | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Armsby, Michael, William | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Armsby, Michael, William | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Armsby, Michael, William | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Armsby, Michael, William | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Armsby, Michael, William | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Armsby, Michael, William | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Armsby, Michael, William | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Armsby, Michael, William | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Armsby, Michael, William | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Armsby, Michael, William | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Armsby, Michael, William | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Armsby, Michael, William | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Armsby, Michael, William | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Armsby, Michael, William | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Armsby, Michael, William | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BERGHOLM, PAUL | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| BERGHOLM, PAUL | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| BERGHOLM, PAUL | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| BERGHOLM, PAUL | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| BERGHOLM, PAUL | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| BERGHOLM, PAUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BERGHOLM, PAUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BERGHOLM, PAUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BERGHOLM, PAUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BERGHOLM, PAUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BERGHOLM, PAUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BERGHOLM, PAUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BERGHOLM, PAUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BERGHOLM, PAUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BERGHOLM, PAUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BERGHOLM, PAUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BERGHOLM, PAUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BERGHOLM, PAUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BERGHOLM, PAUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BERGHOLM, PAUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BERGHOLM, PAUL | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BERGHOLM, PAUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BERGHOLM, PAUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BERGHOLM, PAUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BERGHOLM, PAUL, ALAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BERGHOLM, PAUL, ALAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BERGHOLM, PAUL, ALAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BIRK, CRAIG, ALAN | I | DIRECTOR OF PORTFOLIO MANAGEMENT | NA | Control |
| BIRK, CRAIG, ALAN | I | DIRECTOR OF PORTFOLIO MANAGEMENT | NA | Control |
| BIRK, CRAIG, ALAN | I | DIRECTOR OF PORTFOLIO MANAGEMENT | NA | Control |
| BIRK, CRAIG, ALAN | I | DIRECTOR OF PORTFOLIO MANAGEMENT | NA | Control |
| BIRK, CRAIG, ALAN | I | DIRECTOR OF PORTFOLIO MANAGEMENT | NA | Control |
| BIRK, CRAIG, ALAN | I | DIRECTOR OF PORTFOLIO MANAGEMENT | NA | Control |
| BIRK, CRAIG, ALAN | I | DIRECTOR OF PORTFOLIO MANAGEMENT | NA | Control |
| BIRK, CRAIG, ALAN | I | VICE PRESIDENT OF PORTFOLIO MANAGEMENT | NA | Control |
| BIRK, CRAIG, ALAN | I | VICE PRESIDENT OF PORTFOLIO MANAGEMENT | NA | Control |
| BIRK, CRAIG, ALAN | I | VICE PRESIDENT OF PORTFOLIO MANAGEMENT | NA | Control |
| BIRK, CRAIG, ALAN | I | DIRECTOR OF PORTFOLIO MANAGEMENT | NA | Control |
| BIRK, CRAIG, ALAN | I | VICE PRESIDENT OF PORTFOLIO MANAGEMENT | NA | Control |
| BIRK, CRAIG, ALAN | I | VICE PRESIDENT OF PORTFOLIO MANAGEMENT | NA | Control |
| BIRK, CRAIG, ALAN | I | DIRECTOR OF PORTFOLIO MANAGEMENT | NA | Control |
| BIRK, CRAIG, ALAN | I | DIRECTOR OF PORTFOLIO MANAGEMENT | NA | Control |
| BIRK, CRAIG, ALAN | I | VICE PRESIDENT OF PORTFOLIO MANAGEMENT | NA | Control |
| BIRK, CRAIG, ALAN | I | VICE PRESIDENT OF PORTFOLIO MANAGEMENT | NA | Control |
| BIRK, CRAIG, ALAN | I | DIRECTOR OF PORTFOLIO MANAGEMENT | NA | Control |
| BIRK, CRAIG, ALAN | I | DIRECTOR OF PORTFOLIO MANAGEMENT | NA | Control |
| BIRK, CRAIG, ALAN | I | VICE PRESIDENT OF PORTFOLIO MANAGEMENT | NA | Control |
| BIRK, CRAIG, ALAN | I | VICE PRESIDENT OF PORTFOLIO MANAGEMENT | NA | Control |
| BIRK, CRAIG, ALAN | I | VICE PRESIDENT OF PORTFOLIO MANAGEMENT | NA | Control |
| BIRK, CRAIG, ALAN | I | VICE PRESIDENT OF PORTFOLIO MANAGEMENT | NA | Control |
| BIRK, CRAIG, ALAN | I | VICE PRESIDENT OF PORTFOLIO MANAGEMENT | NA | Control |
| BIRK, CRAIG, ALAN | I | VICE PRESIDENT OF PORTFOLIO MANAGEMENT | NA | Control |
| BIRK, CRAIG, ALAN | I | EXECUTIVE VICE PRESIDENT OF PORTFOLIO MANAGEMENT | NA | Control |
| BIRK, CRAIG, ALAN | I | EXECUTIVE VICE PRESIDENT OF PORTFOLIO MANAGEMENT | NA | Control |
| BIRK, CRAIG, ALAN | I | EXECUTIVE VICE PRESIDENT OF PORTFOLIO MANAGEMENT | NA | Control |
| BIRK, CRAIG, ALAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BIRK, CRAIG, ALAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BIRK, CRAIG, ALAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BIRK, CRAIG, ALAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BIRK, CRAIG, ALAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BIRK, CRAIG, ALAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BIRK, CRAIG, ALAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BIRK, CRAIG, ALAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BIRK, CRAIG, ALAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BIRK, CRAIG, ALAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BIRK, CRAIG, ALAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BIRK, CRAIG, ALAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BIRK, CRAIG, ALAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BIRK, CRAIG, ALAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BIRK, CRAIG, ALAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BIRK, CRAIG, ALAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BIRK, CRAIG, ALAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CASTELLY, JOHN, L | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CASTELLY, JOHN, L | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CASTELLY, JOHN, L | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CASTELLY, JOHN, L | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CASTELLY, JOHN, L | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CASTELLY, JOHN, L | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CASTELLY, JOHN, L | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CASTELLY, JOHN, L | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CASTELLY, JOHN, L | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CASTELLY, JOHN, L | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CASTELLY, JOHN, L | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FEUILLE, JAMES, MCDOWELL PRESTON | I | DIRECTOR | NA | Control |
| FEUILLE, JAMES, MCDOWELL PRESTON | I | DIRECTOR | NA | Control |
| FEUILLE, JAMES, MCDOWELL PRESTON | I | DIRECTOR | NA | Control |
| FEUILLE, JAMES, MCDOWELL PRESTON | I | DIRECTOR | NA | Control |
| FEUILLE, JAMES, MCDOWELL PRESTON | I | DIRECTOR | NA | Control |
| FEUILLE, JAMES, MCDOWELL PRESTON | I | DIRECTOR | NA | Control |
| FEUILLE, JAMES, MCDOWELL PRESTON | I | DIRECTOR | NA | Control |
| FOREGGER, ROBERT, CORNELIUS | I | CHIEF STRATEGY OFFICER | NA | Control |
| FOREGGER, ROBERT, CORNELIUS | I | CHIEF STRATEGY OFFICER | NA | Control |
| FOREGGER, ROBERT, CORNELIUS | I | CHIEF STRATEGY OFFICER | NA | Control |
| FOREGGER, ROBERT, CORNELIUS | I | CHIEF STRATEGY OFFICER | NA | Control |
| FOREGGER, ROBERT, CORNELIUS | I | CHIEF STRATEGY OFFICER | NA | Control |
| Finster, Abiane | I | ASSISTANT SECRETARY | NA | Control |
| Finster, Abiane | I | ASSISTANT SECRETARY | NA | Control |
| GOLDMAN, CHARLES, GEORGE | I | DIRECTOR | NA | Control |
| GOLDMAN, CHARLES, GEORGE | I | DIRECTOR | NA | Control |
| GOLDMAN, CHARLES, GEORGE | I | DIRECTOR | NA | Control |
| GOLDMAN, CHARLES, GEORGE | I | DIRECTOR | NA | Control |
| GOLDMAN, CHARLES, GEORGE | I | DIRECTOR | NA | Control |
| GOLDMAN, CHARLES, GEORGE | I | DIRECTOR | NA | Control |
| GOLDMAN, CHARLES, GEORGE | I | DIRECTOR | NA | Control |
| GOLDMAN, CHARLES, GEORGE | I | DIRECTOR | NA | Control |
| GOLDMAN, CHARLES, GEORGE | I | DIRECTOR | NA | Control |
| GOLDMAN, CHARLES, GEORGE | I | DIRECTOR | NA | Control |
| GOLDMAN, CHARLES, GEORGE | I | DIRECTOR | NA | Control |
| GOLDMAN, CHARLES, GEORGE | I | DIRECTOR | NA | Control |
| HARRICK, STEPHEN, JAMES | I | DIRECTOR | NA | Control |
| HARRICK, STEPHEN, JAMES | I | DIRECTOR | NA | Control |
| HARRICK, STEPHEN, JAMES | I | DIRECTOR | NA | Control |
| HARRICK, STEPHEN, JAMES | I | DIRECTOR | NA | Control |
| HARRICK, STEPHEN, JAMES | I | DIRECTOR | NA | Control |
| HARRICK, STEPHEN, JAMES | I | DIRECTOR | NA | Control |
| HARRICK, STEPHEN, JAMES | I | DIRECTOR | NA | Control |
| HARRICK, STEPHEN, JAMES | I | DIRECTOR | NA | Control |
| HARRICK, STEPHEN, JAMES | I | DIRECTOR | NA | Control |
| HARRICK, STEPHEN, JAMES | I | DIRECTOR | NA | Control |
| HARRICK, STEPHEN, JAMES | I | DIRECTOR | NA | Control |
| HARRICK, STEPHEN, JAMES | I | DIRECTOR | NA | Control |
| HARRICK, STEPHEN, JAMES | I | DIRECTOR | NA | Control |
| HONG, AMY, H | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HONG, AMY, H | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HONG, AMY, H | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HONG, AMY, H | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HONG, AMY, H | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HONG, AMY, H | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HONG, AMY, H | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HONG, AMY, H | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KAMEDA, ROBIN, GEN WAI KIRN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KAMEDA, ROBIN, GEN WAI KIRN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KAMEDA, ROBIN, GEN WAI KIRN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KAMEDA, ROBIN, GEN WAI KIRN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KAMEDA, ROBIN, GEN WAI KIRN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KAMEDA, ROBIN, GEN WAI KIRN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MANDEVILLE, NATHANIEL, ALLEN | I | TREASURER | NA | Control |
| MANDEVILLE, NATHANIEL, ALLEN | I | TREASURER | NA | Control |
| MCLEOD, DAVID, GEORGE | I | DIRECTOR | NA | Control |
| MCLEOD, DAVID, GEORGE | I | DIRECTOR | NA | Control |
| MOXON, JENNIFER | I | SENIOR DIRECTOR OF COMPLIANCE AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MOXON, JENNIFER | I | SENIOR DIRECTOR OF COMPLIANCE AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MOXON, JENNIFER | I | SENIOR DIRECTOR OF COMPLIANCE AND CHIEF COMPLIANCE OFFICER | NA | Control |
| Moritz, Christine, Marie | I | DIRECTOR | NA | Control |
| Moritz, Christine, Marie | I | DIRECTOR | NA | Control |
| Patel, Palak | I | SECRETARY | NA | Control |
| Patel, Palak | I | SECRETARY | NA | Control |
| RYAN, KYLE, CARROLL | I | DIRECTOR OF INVESTMENT SALES AND SERVICE | NA | Control |
| RYAN, KYLE, CARROLL | I | DIRECTOR OF INVESTMENT SALES AND SERVICE | NA | Control |
| RYAN, KYLE, CARROLL | I | DIRECTOR OF INVESTMENT SALES AND SERVICE | NA | Control |
| RYAN, KYLE, CARROLL | I | DIRECTOR OF INVESTMENT SALES AND SERVICE | NA | Control |
| RYAN, KYLE, CARROLL | I | DIRECTOR OF INVESTMENT SALES AND SERVICE | NA | Control |
| RYAN, KYLE, CARROLL | I | DIRECTOR OF INVESTMENT SALES AND SERVICE | NA | Control |
| RYAN, KYLE, CARROLL | I | DIRECTOR OF INVESTMENT SALES AND SERVICE | NA | Control |
| RYAN, KYLE, CARROLL | I | VICE PRESIDENT OF ADVISORY SERVICES | NA | Control |
| RYAN, KYLE, CARROLL | I | VICE PRESIDENT OF ADVISORY SERVICES | NA | Control |
| RYAN, KYLE, CARROLL | I | VICE PRESIDENT OF ADVISORY SERVICES | NA | Control |
| RYAN, KYLE, CARROLL | I | DIRECTOR OF INVESTMENT SALES AND SERVICE | NA | Control |
| RYAN, KYLE, CARROLL | I | VICE PRESIDENT OF ADVISORY SERVICES | NA | Control |
| RYAN, KYLE, CARROLL | I | VICE PRESIDENT OF ADVISORY SERVICES | NA | Control |
| RYAN, KYLE, CARROLL | I | DIRECTOR OF INVESTMENT SALES AND SERVICE | NA | Control |
| RYAN, KYLE, CARROLL | I | DIRECTOR OF INVESTMENT SALES AND SERVICE | NA | Control |
| RYAN, KYLE, CARROLL | I | VICE PRESIDENT OF ADVISORY SERVICES | NA | Control |
| RYAN, KYLE, CARROLL | I | VICE PRESIDENT OF ADVISORY SERVICES | NA | Control |
| RYAN, KYLE, CARROLL | I | DIRECTOR OF INVESTMENT SALES AND SERVICE | NA | Control |
| RYAN, KYLE, CARROLL | I | DIRECTOR OF INVESTMENT SALES AND SERVICE | NA | Control |
| RYAN, KYLE, CARROLL | I | VICE PRESIDENT OF ADVISORY SERVICES | NA | Control |
| RYAN, KYLE, CARROLL | I | VICE PRESIDENT OF ADVISORY SERVICES | NA | Control |
| RYAN, KYLE, CARROLL | I | VICE PRESIDENT OF ADVISORY SERVICES | NA | Control |
| RYAN, KYLE, CARROLL | I | VICE PRESIDENT OF ADVISORY SERVICES | NA | Control |
| RYAN, KYLE, CARROLL | I | VICE PRESIDENT OF ADVISORY SERVICES | NA | Control |
| RYAN, KYLE, CARROLL | I | VICE PRESIDENT OF ADVISORY SERVICES | NA | Control |
| RYAN, KYLE, CARROLL | I | EXECUTIVE VICE PRESIDENT OF ADVISORY SERVICES | NA | Control |
| RYAN, KYLE, CARROLL | I | EXECUTIVE VICE PRESIDENT OF ADVISORY SERVICES | NA | Control |
| RYAN, KYLE, CARROLL | I | EXECUTIVE VICE PRESIDENT OF ADVISORY SERVICES | NA | Control |
| RYAN, KYLE, CARROLL | I | EXECUTIVE VICE PRESIDENT OF ADVISORY SERVICES | NA | Control |
| RYAN, KYLE, CARROLL | I | EXECUTIVE VICE PRESIDENT OF ADVISORY SERVICES | NA | Control |
| RYAN, KYLE, CARROLL | I | EXECUTIVE VICE PRESIDENT OF ADVISORY SERVICES | NA | Control |
| RYAN, KYLE, CARROLL | I | EXECUTIVE VICE PRESIDENT OF ADVISORY SERVICES | NA | Control |
| RYAN, KYLE, CARROLL | I | EXECUTIVE VICE PRESIDENT OF ADVISORY SERVICES | NA | Control |
| RYAN, KYLE, CARROLL | I | EXECUTIVE VICE PRESIDENT OF ADVISORY SERVICES | NA | Control |
| RYAN, KYLE, CARROLL | I | EXECUTIVE VICE PRESIDENT OF ADVISORY SERVICES | NA | Control |
| RYAN, KYLE, CARROLL | I | EXECUTIVE VICE PRESIDENT OF ADVISORY SERVICES | NA | Control |
| RYAN, KYLE, CARROLL | I | EXECUTIVE VICE PRESIDENT OF ADVISORY SERVICES | NA | Control |
| RYAN, KYLE, CARROLL | I | EXECUTIVE VICE PRESIDENT OF ADVISORY SERVICES | NA | Control |
| RYAN, KYLE, CARROLL | I | EXECUTIVE VICE PRESIDENT OF ADVISORY SERVICES | NA | Control |
| RYAN, KYLE, CARROLL | I | EXECUTIVE VICE PRESIDENT OF ADVISORY SERVICES | NA | Control |
| RYAN, KYLE, CARROLL | I | EXECUTIVE VICE PRESIDENT OF ADVISORY SERVICES | NA | Control |
| RYAN, KYLE, CARROLL | I | EXECUTIVE VICE PRESIDENT OF ADVISORY SERVICES | NA | Control |
| RYAN, KYLE, CARROLL | I | EXECUTIVE VICE PRESIDENT OF ADVISORY SERVICES | NA | Control |
| RYAN, KYLE, CARROLL | I | EXECUTIVE VICE PRESIDENT OF ADVISORY SERVICES | NA | Control |
| RYAN, KYLE, CARROLL | I | EXECUTIVE VICE PRESIDENT OF ADVISORY SERVICES | NA | Control |
| SCHEIN, JEREMY, SIMON | I | DIRECTOR | NA | Control |
| SCHEIN, JEREMY, SIMON | I | DIRECTOR | NA | Control |
| SHAH, JAY | I | CHIEF INFORMATION OFFICER | NA | Control |
| SHAH, JAY | I | CHIEF INFORMATION OFFICER | NA | Control |
| SHAH, JAY | I | CHIEF INFORMATION OFFICER | NA | Control |
| SHAH, JAY | I | CHIEF OPERATIONS OFFICER | NA | Control |
| SHAH, JAY | I | CHIEF OPERATIONS OFFICER | NA | Control |
| SHAH, JAY | I | CHIEF OPERATIONS OFFICER | NA | Control |
| SHAH, JAY | I | CHIEF INFORMATION OFFICER | NA | Control |
| SHAH, JAY | I | CHIEF OPERATING OFFICER | NA | Control |
| SHAH, JAY | I | CHIEF OPERATING OFFICER | NA | Control |
| SHAH, JAY | I | CHIEF INFORMATION OFFICER | NA | Control |
| SHAH, JAY | I | CHIEF INFORMATION OFFICER | NA | Control |
| SHAH, JAY | I | CHIEF OPERATIONS OFFICER | NA | Control |
| SHAH, JAY | I | CHIEF OPERATIONS OFFICER | NA | Control |
| SHAH, JAY | I | CHIEF INFORMATION OFFICER | NA | Control |
| SHAH, JAY | I | CHIEF INFORMATION OFFICER | NA | Control |
| SHAH, JAY | I | CHIEF OPERATING OFFICER | NA | Control |
| SHAH, JAY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHAH, JAY | I | CHIEF OPERATING OFFICER | NA | Control |
| SHAH, JAY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHAH, JAY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHAH, JAY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHAH, JAY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHAH, JAY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHAH, JAY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHAH, JAY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHAH, JAY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHAH, JAY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHAH, JAY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHAH, JAY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHAH, JAY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHAH, JAY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHAH, JAY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHAH, JAY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHAH, JAY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHAH, JAY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHAH, JAY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHAH, JAY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHAH, JAY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHAH, JAY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| WADDELL, CAROL, ELAINE | I | DIRECTOR | NA | Control |
| WADDELL, CAROL, ELAINE | I | DIRECTOR | NA | Control |
| Wilson, Tina, Marie | I | PRESIDENT | NA | Control |
| Wilson, Tina, Marie | I | PRESIDENT | NA | Control |
| EMPOWER PERSONAL WEALTH, LLC | DE | PARENT CORPORATION | E | Control |
| EMPOWER PERSONAL WEALTH, LLC | DE | PARENT CORPORATION | E | Control |
| PERSONAL CAPITAL CORPORATION | DE | PARENT CORPORATION | E | Control |
| PERSONAL CAPITAL CORPORATION | DE | PARENT CORPORATION | E | Control |
| PERSONAL CAPITAL CORPORATION | DE | PARENT CORPORATION | E | Control |
| PERSONAL CAPITAL CORPORATION | DE | PARENT CORPORATION | E | Control |
| PERSONAL CAPITAL CORPORATION | DE | PARENT CORPORATION | E | Control |
| PERSONAL CAPITAL CORPORATION | DE | PARENT CORPORATION | E | Control |
| PERSONAL CAPITAL CORPORATION | DE | PARENT CORPORATION | E | Control |
| PERSONAL CAPITAL CORPORATION | DE | PARENT CORPORATION | E | Control |
| PERSONAL CAPITAL CORPORATION | DE | PARENT CORPORATION | E | Control |
| PERSONAL CAPITAL CORPORATION | DE | PARENT CORPORATION | E | Control |
| PERSONAL CAPITAL CORPORATION | DE | PARENT CORPORATION | E | Control |
| PERSONAL CAPITAL CORPORATION | DE | PARENT CORPORATION | E | Control |
| PERSONAL CAPITAL CORPORATION | DE | PARENT CORPORATION | E | Control |
| PERSONAL CAPITAL CORPORATION | DE | PARENT CORPORATION | E | Control |
| PERSONAL CAPITAL CORPORATION | DE | PARENT CORPORATION | E | Control |
| PERSONAL CAPITAL CORPORATION | DE | PARENT CORPORATION | E | Control |
| PERSONAL CAPITAL CORPORATION | DE | PARENT CORPORATION | E | Control |
| PERSONAL CAPITAL CORPORATION | DE | PARENT CORPORATION | E | Control |
| PERSONAL CAPITAL CORPORATION | DE | PARENT CORPORATION | E | Control |
| PERSONAL CAPITAL CORPORATION | DE | PARENT CORPORATION | E | Control |
| PERSONAL CAPITAL CORPORATION | DE | PARENT CORPORATION | E | Control |
| PERSONAL CAPITAL CORPORATION | DE | PARENT CORPORATION | E | Control |
| PERSONAL CAPITAL CORPORATION | DE | PARENT CORPORATION | E | Control |
| PERSONAL CAPITAL CORPORATION | DE | PARENT CORPORATION | E | Control |
| PERSONAL CAPITAL CORPORATION | DE | PARENT CORPORATION | E | Control |
| PERSONAL CAPITAL CORPORATION | DE | PARENT CORPORATION | E | Control |
| PERSONAL CAPITAL CORPORATION | DE | PARENT CORPORATION | E | Control |
| PERSONAL CAPITAL CORPORATION | DE | PARENT CORPORATION | E | Control |
| PERSONAL CAPITAL CORPORATION | DE | PARENT CORPORATION | E | Control |
| PERSONAL CAPITAL CORPORATION | DE | PARENT CORPORATION | E | Control |
| PERSONAL CAPITAL CORPORATION | DE | PARENT CORPORATION | E | Control |
| PERSONAL CAPITAL CORPORATION | DE | PARENT CORPORATION | E | Control |
| PERSONAL CAPITAL CORPORATION | DE | PARENT CORPORATION | E | Control |
| PERSONAL CAPITAL CORPORATION | DE | PARENT CORPORATION | E | Control |
| PERSONAL CAPITAL CORPORATION | DE | PARENT CORPORATION | E | Control |
| PERSONAL CAPITAL CORPORATION | DE | PARENT CORPORATION | E | Control |
| PERSONAL CAPITAL CORPORATION | DE | PARENT CORPORATION | E | Control |
| PERSONAL CAPITAL CORPORATION | DE | PARENT CORPORATION | E | Control |
| PERSONAL CAPITAL CORPORATION | DE | PARENT CORPORATION | E | Control |
| PERSONAL CAPITAL CORPORATION | DE | PARENT CORPORATION | E | Control |
| PERSONAL CAPITAL CORPORATION | DE | PARENT CORPORATION | E | Control |
| PERSONAL CAPITAL CORPORATION | DE | PARENT CORPORATION | E | Control |
| PERSONAL CAPITAL CORPORATION | DE | PARENT CORPORATION | E | Control |
| HARRIS, WILLIAM, HAMILTON | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER | C | Control |
| HARRIS, WILLIAM, HAMILTON | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER | C | Control |
| HARRIS, WILLIAM, HAMILTON | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER | C | Control |
| HARRIS, WILLIAM, HAMILTON | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER | C | Control |
| HARRIS, WILLIAM, HAMILTON | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER | B | Control |
| HARRIS, WILLIAM, HAMILTON | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER | B | Control |
| HARRIS, WILLIAM, HAMILTON | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER | B | Control |
| HARRIS, WILLIAM, HAMILTON | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER | B | Control |
| HARRIS, WILLIAM, HAMILTON | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER | B | Control |
| HARRIS, WILLIAM, HAMILTON | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER | B | Control |
| HARRIS, WILLIAM, HAMILTON | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER | B | Control |
| HARRIS, WILLIAM, HAMILTON | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, DIRECTOR | B | Control |
| HARRIS, WILLIAM, HAMILTON | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, DIRECTOR | B | Control |
| HARRIS, WILLIAM, HAMILTON | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER | B | Control |
| HARRIS, WILLIAM, HAMILTON | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER | B | Control |
| HARRIS, WILLIAM, HAMILTON | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER | B | Control |
| HARRIS, WILLIAM, HAMILTON | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER | B | Control |
| HARRIS, WILLIAM, HAMILTON | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER | B | Control |
| HARRIS, WILLIAM, HAMILTON | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER | B | Control |
| HARRIS, WILLIAM, HAMILTON | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, DIRECTOR | B | Control |
| HARRIS, WILLIAM, HAMILTON | I | CHAIRMAN, DIRECTOR | B | Control |
| HARRIS, WILLIAM, HAMILTON | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, DIRECTOR | B | Control |
| HARRIS, WILLIAM, HAMILTON | I | CHAIRMAN, DIRECTOR | B | Control |
| HARRIS, WILLIAM, HAMILTON | I | CHAIRMAN, DIRECTOR | B | Control |
| HARRIS, WILLIAM, HAMILTON | I | FOUNDER | B | |
| HARRIS, WILLIAM, HAMILTON | I | FOUNDER | B | |
| HARRIS, WILLIAM, HAMILTON | I | FOUNDER | B | |
| HARRIS, WILLIAM, HAMILTON | I | FOUNDER | B | |
| HARRIS, WILLIAM, HAMILTON | I | FOUNDER | B | |
| HARRIS, WILLIAM, HAMILTON | I | FOUNDER | B | |
| HARRIS, WILLIAM, HAMILTON | I | FOUNDER | B | |
| HARRIS, WILLIAM, HAMILTON | I | FOUNDER | B | |
| HARRIS, WILLIAM, HAMILTON | I | FOUNDER | B | |
| HARRIS, WILLIAM, HAMILTON | I | FOUNDER | B | |
| HARRIS, WILLIAM, HAMILTON | I | FOUNDER | B | |
| HARRIS, WILLIAM, HAMILTON | I | FOUNDER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DESMARAIS, ANDRE, ROGER | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| DESMARAIS, ANDRE, ROGER | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| DESMARAIS, ANDRE, ROGER | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| DESMARAIS, ANDRE, ROGER | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| DESMARAIS, ANDRE, ROGER | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| DESMARAIS, ANDRE, ROGER | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| DESMARAIS, ANDRE, ROGER | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| DESMARAIS, ANDRE, ROGER | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| DESMARAIS, ANDRE, ROGER | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| DESMARAIS, PAUL, GUY | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| DESMARAIS, PAUL, GUY | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| DESMARAIS, PAUL, GUY | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| DESMARAIS, PAUL, GUY | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| DESMARAIS, PAUL, GUY | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| DESMARAIS, PAUL, GUY | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| DESMARAIS, PAUL, GUY | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| DESMARAIS, PAUL, GUY | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| DESMARAIS, PAUL, GUY | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| DESMARAIS, SOPHIE | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| DESMARAIS, SOPHIE | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| DESMARAIS, SOPHIE | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| DESMARAIS, SOPHIE | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| DESMARAIS, SOPHIE | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| DESMARAIS, SOPHIE | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| DESMARAIS, SOPHIE | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| DESMARAIS, SOPHIE | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| DESMARAIS, SOPHIE | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| FORTIN, GUY | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| FORTIN, GUY | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| FORTIN, GUY | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| FORTIN, GUY | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| FORTIN, GUY | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| FORTIN, GUY | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| FORTIN, GUY | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| FORTIN, GUY | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| FORTIN, GUY | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| PLESSIS-BELAIR, MICHEL | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| PLESSIS-BELAIR, MICHEL | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| PLESSIS-BELAIR, MICHEL | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| PLESSIS-BELAIR, MICHEL | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| PLESSIS-BELAIR, MICHEL | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| PLESSIS-BELAIR, MICHEL | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| PLESSIS-BELAIR, MICHEL | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| PLESSIS-BELAIR, MICHEL | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| PLESSIS-BELAIR, MICHEL | I | THE DEMARAIS FAMILY RESIDUARY TRUST | F | Control |
| 171263 CANADA INC. | FE | POWER FINANCIAL CORPORATION | E | Control |
| 171263 CANADA INC. | FE | POWER FINANCIAL CORPORATION | E | Control |
| 171263 CANADA INC. | FE | POWER FINANCIAL CORPORATION | E | Control |
| 171263 CANADA INC. | FE | POWER FINANCIAL CORPORATION | E | Control |
| 171263 CANADA INC. | FE | POWER FINANCIAL CORPORATION | E | Control |
| 171263 CANADA INC. | FE | POWER FINANCIAL CORPORATION | E | Control |
| 171263 CANADA INC. | FE | POWER FINANCIAL CORPORATION | E | Control |
| 171263 CANADA INC. | FE | POWER FINANCIAL CORPORATION | E | Control |
| 171263 CANADA INC. | FE | POWER FINANCIAL CORPORATION | E | Control |
| EMPOWER ANNUITY INSURANCE COMPANY OF AMERICA | DE | EMPOWER SERVICES HOLDINGS, LLC | E | Control |
| EMPOWER ANNUITY INSURANCE COMPANY OF AMERICA | DE | EMPOWER SERVICES HOLDINGS, LLC | E | Control |
| EMPOWER HOLDINGS, INC. | DE | EMPOWER ANNUITY INSURANCE COMPANY OF AMERICA | E | Control |
| EMPOWER HOLDINGS, INC. | DE | EMPOWER ANNUITY INSURANCE COMPANY OF AMERICA | E | Control |
| EMPOWER HOLDINGS, LLC | DE | PERSONAL CAPITAL CORPORATION | E | Control |
| EMPOWER HOLDINGS, LLC | DE | PERSONAL CAPITAL CORPORATION | E | Control |
| EMPOWER HOLDINGS, LLC | DE | PERSONAL CAPITAL CORPORATION | E | Control |
| EMPOWER HOLDINGS, LLC | DE | PERSONAL CAPITAL CORPORATION | E | Control |
| EMPOWER HOLDINGS, LLC | DE | PERSONAL CAPITAL CORPORATION | E | Control |
| EMPOWER HOLDINGS, LLC | DE | PERSONAL CAPITAL CORPORATION | E | Control |
| EMPOWER HOLDINGS, LLC | DE | PERSONAL CAPITAL CORPORATION | E | Control |
| EMPOWER SERVICES HOLDINGS, LLC | DE | EMPOWER PERSONAL WEALTH, LLC | E | Control |
| EMPOWER SERVICES HOLDINGS, LLC | DE | EMPOWER PERSONAL WEALTH, LLC | E | Control |
| GREAT-WEST FINANCIAL (NOVA SCOTIA) CO. | FE | GREAT-WEST LIFECO U.S. LLC | E | Control |
| GREAT-WEST FINANCIAL (NOVA SCOTIA) CO. | FE | GREAT-WEST LIFECO U.S. LLC | E | Control |
| GREAT-WEST FINANCIAL (NOVA SCOTIA) CO. | FE | GREAT-WEST LIFECO U.S. LLC | E | Control |
| GREAT-WEST FINANCIAL (NOVA SCOTIA) CO. | FE | GREAT-WEST LIFECO U.S. LLC | E | Control |
| GREAT-WEST FINANCIAL (NOVA SCOTIA) CO. | FE | GREAT-WEST LIFECO U.S. LLC | E | Control |
| GREAT-WEST FINANCIAL (NOVA SCOTIA) CO. | FE | GREAT-WEST LIFECO U.S. LLC | E | Control |
| GREAT-WEST FINANCIAL (NOVA SCOTIA) CO. | FE | GREAT-WEST LIFECO U.S. LLC | E | Control |
| GREAT-WEST FINANCIAL (NOVA SCOTIA) CO. | FE | GREAT-WEST LIFECO U.S. LLC | E | Control |
| GREAT-WEST FINANCIAL (NOVA SCOTIA) CO. | FE | GREAT-WEST LIFECO U.S. LLC | E | Control |
| GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY | DE | EMPOWER HOLDINGS, LLC | E | Control |
| GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY | DE | EMPOWER HOLDINGS, LLC | E | Control |
| GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY | DE | EMPOWER HOLDINGS, LLC | E | Control |
| GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY | DE | EMPOWER HOLDINGS, LLC | E | Control |
| GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY | DE | EMPOWER HOLDINGS, LLC | E | Control |
| GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY | DE | EMPOWER HOLDINGS, LLC | E | Control |
| GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY | DE | EMPOWER HOLDINGS, LLC | E | Control |
| GREAT-WEST LIFECO INC. | FE | GREAT-WEST FINANCIAL (NOVA SCOTIA) CO. | E | Control |
| GREAT-WEST LIFECO INC. | FE | GREAT-WEST FINANCIAL (NOVA SCOTIA) CO. | E | Control |
| GREAT-WEST LIFECO INC. | FE | GREAT-WEST FINANCIAL (NOVA SCOTIA) CO. | E | Control |
| GREAT-WEST LIFECO INC. | FE | GREAT-WEST FINANCIAL (NOVA SCOTIA) CO. | E | Control |
| GREAT-WEST LIFECO INC. | FE | GREAT-WEST FINANCIAL (NOVA SCOTIA) CO. | E | Control |
| GREAT-WEST LIFECO INC. | FE | GREAT-WEST FINANCIAL (NOVA SCOTIA) CO. | E | Control |
| GREAT-WEST LIFECO INC. | FE | GREAT-WEST FINANCIAL (NOVA SCOTIA) CO. | E | Control |
| GREAT-WEST LIFECO INC. | FE | GREAT-WEST FINANCIAL (NOVA SCOTIA) CO. | E | Control |
| GREAT-WEST LIFECO INC. | FE | GREAT-WEST FINANCIAL (NOVA SCOTIA) CO. | E | Control |
| GREAT-WEST LIFECO U.S. LLC | DE | GWL&A FINANCIAL | E | Control |
| GREAT-WEST LIFECO U.S. LLC | DE | GWL&A FINANCIAL | E | Control |
| GREAT-WEST LIFECO U.S. LLC | DE | GWL&A FINANCIAL | E | Control |
| GREAT-WEST LIFECO U.S. LLC | DE | GWL&A FINANCIAL | E | Control |
| GREAT-WEST LIFECO U.S. LLC | DE | GWL&A FINANCIAL | E | Control |
| GREAT-WEST LIFECO U.S. LLC | DE | GWL&A FINANCIAL | E | Control |
| GREAT-WEST LIFECO U.S. LLC | DE | GWL&A FINANCIAL | E | Control |
| GREAT-WEST LIFECO U.S. LLC | DE | EMPOWER HOLDINGS, INC. | E | Control |
| GREAT-WEST LIFECO U.S. LLC | DE | EMPOWER HOLDINGS, INC. | E | Control |
| GWL&A FINANCIAL | DE | GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY | E | Control |
| GWL&A FINANCIAL | DE | GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY | E | Control |
| GWL&A FINANCIAL | DE | GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY | E | Control |
| GWL&A FINANCIAL | DE | GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY | E | Control |
| GWL&A FINANCIAL | DE | GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY | E | Control |
| GWL&A FINANCIAL | DE | GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY | E | Control |
| GWL&A FINANCIAL | DE | GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY | E | Control |
| POWER CORPORATION OF CANADA | FE | 171263 CANADA INC. | E | Control |
| POWER CORPORATION OF CANADA | FE | 171263 CANADA INC. | E | Control |
| POWER CORPORATION OF CANADA | FE | 171263 CANADA INC. | E | Control |
| POWER CORPORATION OF CANADA | FE | 171263 CANADA INC. | E | Control |
| POWER CORPORATION OF CANADA | FE | 171263 CANADA INC. | E | Control |
| POWER CORPORATION OF CANADA | FE | 171263 CANADA INC. | E | Control |
| POWER CORPORATION OF CANADA | FE | 171263 CANADA INC. | E | Control |
| POWER CORPORATION OF CANADA | FE | 171263 CANADA INC. | E | Control |
| POWER CORPORATION OF CANADA | FE | 171263 CANADA INC. | E | Control |
| THE DEMARAIS FAMILY RESIDUARY TRUST | FE | PANSOLO HOLDING INC. | E | Control |
| THE DEMARAIS FAMILY RESIDUARY TRUST | FE | PANSOLO HOLDING INC. | E | Control |
| THE DEMARAIS FAMILY RESIDUARY TRUST | FE | PANSOLO HOLDING INC. | E | Control |
| THE DEMARAIS FAMILY RESIDUARY TRUST | FE | PANSOLO HOLDING INC. | E | Control |
| THE DEMARAIS FAMILY RESIDUARY TRUST | FE | PANSOLO HOLDING INC. | E | Control |
| THE DEMARAIS FAMILY RESIDUARY TRUST | FE | PANSOLO HOLDING INC. | E | Control |
| THE DEMARAIS FAMILY RESIDUARY TRUST | FE | PANSOLO HOLDING INC. | E | Control |
| THE DEMARAIS FAMILY RESIDUARY TRUST | FE | PANSOLO HOLDING INC. | E | Control |
| THE DEMARAIS FAMILY RESIDUARY TRUST | FE | PANSOLO HOLDING INC. | E | Control |
| INSTITUTIONAL VENTURE PARTNERS XII, LP | DE | PERSONAL CAPITAL CORPORATION | D | |
| INSTITUTIONAL VENTURE PARTNERS XII, LP | DE | PERSONAL CAPITAL CORPORATION | D | |
| INSTITUTIONAL VENTURE PARTNERS XII, LP | DE | PERSONAL CAPITAL CORPORATION | D | |
| INSTITUTIONAL VENTURE PARTNERS XII, LP | DE | PERSONAL CAPITAL CORPORATION | D | |
| PANSOLO HOLDING INC. | FE | POWER CORPORATION OF CANADA | D | Control |
| PANSOLO HOLDING INC. | FE | POWER CORPORATION OF CANADA | D | Control |
| PANSOLO HOLDING INC. | FE | POWER CORPORATION OF CANADA | D | Control |
| PANSOLO HOLDING INC. | FE | POWER CORPORATION OF CANADA | D | Control |
| PANSOLO HOLDING INC. | FE | POWER CORPORATION OF CANADA | D | Control |
| PANSOLO HOLDING INC. | FE | POWER CORPORATION OF CANADA | D | Control |
| PANSOLO HOLDING INC. | FE | POWER CORPORATION OF CANADA | D | Control |
| PANSOLO HOLDING INC. | FE | POWER CORPORATION OF CANADA | D | Control |
| PANSOLO HOLDING INC. | FE | POWER CORPORATION OF CANADA | D | Control |
| POWER FINANCIAL CORPORATION | FE | GREAT-WEST LIFECO INC. | D | Control |
| POWER FINANCIAL CORPORATION | FE | GREAT-WEST LIFECO INC. | D | Control |
| POWER FINANCIAL CORPORATION | FE | GREAT-WEST LIFECO INC. | D | Control |
| POWER FINANCIAL CORPORATION | FE | GREAT-WEST LIFECO INC. | D | Control |
| POWER FINANCIAL CORPORATION | FE | GREAT-WEST LIFECO INC. | D | Control |
| POWER FINANCIAL CORPORATION | FE | GREAT-WEST LIFECO INC. | D | Control |
| POWER FINANCIAL CORPORATION | FE | GREAT-WEST LIFECO INC. | D | Control |
| POWER FINANCIAL CORPORATION | FE | GREAT-WEST LIFECO INC. | D | Control |
| POWER FINANCIAL CORPORATION | FE | GREAT-WEST LIFECO INC. | D | Control |
| HARRIS, WILLIAM, HAMILTON | I | PERSONAL CAPITAL CORPORATION | C | Control |
| HARRIS, WILLIAM, HAMILTON | I | PERSONAL CAPITAL CORPORATION | C | Control |
| HARRIS, WILLIAM, HAMILTON | I | PERSONAL CAPITAL CORPORATION | C | Control |
| HARRIS, WILLIAM, HAMILTON | I | PERSONAL CAPITAL CORPORATION | C | Control |
| INSTITUTIONAL VENTURE PARTNERS XII, LP | DE | PERSONAL CAPITAL CORPORATION | C | |
| INSTITUTIONAL VENTURE PARTNERS XII, LP | DE | PERSONAL CAPITAL CORPORATION | C | |
| INSTITUTIONAL VENTURE PARTNERS XII, LP | DE | PERSONAL CAPITAL CORPORATION | C | |
| INSTITUTIONAL VENTURE PARTNERS XII, LP | DE | PERSONAL CAPITAL CORPORATION | C | |
| INSTITUTIONAL VENTURE PARTNERS XII, LP | DE | PERSONAL CAPITAL CORPORATION | C | |
| INSTITUTIONAL VENTURE PARTNERS XII, LP | DE | PERSONAL CAPITAL CORPORATION | C | |
| INSTITUTIONAL VENTURE PARTNERS XII, LP | DE | PERSONAL CAPITAL CORPORATION | C | |
| INSTITUTIONAL VENTURE PARTNERS XII, LP | DE | PERSONAL CAPITAL CORPORATION | C | |
| INSTITUTIONAL VENTURE PARTNERS XII, LP | DE | PERSONAL CAPITAL CORPORATION | C | |
| INSTITUTIONAL VENTURE PARTNERS XII, LP | DE | PERSONAL CAPITAL CORPORATION | C | |
| INSTITUTIONAL VENTURE PARTNERS XII, LP | DE | PERSONAL CAPITAL CORPORATION | C | |
| INSTITUTIONAL VENTURE PARTNERS XII, LP | DE | PERSONAL CAPITAL CORPORATION | C | |
| INSTITUTIONAL VENTURE PARTNERS XII, LP | DE | PERSONAL CAPITAL CORPORATION | C | |
| INSTITUTIONAL VENTURE PARTNERS XII, LP | DE | PERSONAL CAPITAL CORPORATION | C | |
| INSTITUTIONAL VENTURE PARTNERS XII, LP | DE | PERSONAL CAPITAL CORPORATION | C | |
| INSTITUTIONAL VENTURE PARTNERS XII, LP | DE | PERSONAL CAPITAL CORPORATION | C | |
| INSTITUTIONAL VENTURE PARTNERS XII, LP | DE | PERSONAL CAPITAL CORPORATION | C | |
| INSTITUTIONAL VENTURE PARTNERS XII, LP | DE | PERSONAL CAPITAL CORPORATION | C | |
| INSTITUTIONAL VENTURE PARTNERS XII, LP | DE | PERSONAL CAPITAL CORPORATION | C | |
| INSTITUTIONAL VENTURE PARTNERS XII, LP | DE | PERSONAL CAPITAL CORPORATION | C | |
| INSTITUTIONAL VENTURE PARTNERS XII, LP | DE | PERSONAL CAPITAL CORPORATION | C | |
| INSTITUTIONAL VENTURE PARTNERS XII, LP | DE | PERSONAL CAPITAL CORPORATION | C | |
| INSTITUTIONAL VENTURE PARTNERS XII, LP | DE | PERSONAL CAPITAL CORPORATION | C | |
| INSTITUTIONAL VENTURE PARTNERS XII, LP | DE | PERSONAL CAPITAL CORPORATION | C | |
| INSTITUTIONAL VENTURE PARTNERS XII, LP | DE | PERSONAL CAPITAL CORPORATION | C |
Registrations
Federal
IA
Mar 9, 2023 REGISTERED
Notice Filings (50)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV
Address
8515 EAST ORCHARD ROADGREENWOOD VILLAGE, CO 80111
United States
Phone: 855-855-8005