KESTRA PRIVATE WEALTH SERVICES, LLC
CRD #155193 SEC #801-71936 AUSTIN, TX 844-553-7872
SEC Registered Disclosures
Total AUM
$10.2B
Discretionary
$10.1B
Employees
198
Clients
51
Accounts
27,816
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Virginia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 13, 2025
- Branch Offices
- 42
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AMORE, JOHN, VINCENT | I | PRESIDENT | NA | Control |
| AMORE, JOHN, VINCENT | I | PRESIDENT | NA | Control |
| AMORE, JOHN, VINCENT | I | PRESIDENT | NA | Control |
| AMORE, JOHN, VINCENT | I | PRESIDENT | NA | Control |
| AMORE, JOHN, VINCENT | I | PRESIDENT | NA | Control |
| AMORE, JOHN, VINCENT | I | PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF OF STRATEGY | NA | |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTICE OFFICER | NA | |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF OF STRATEGY | NA | |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF OF STRATEGY | NA | |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF OF STRATEGY | NA | |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER | NA | |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER | NA | |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER | NA | |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER | NA | |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER | NA | |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER, PRESIDENT | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BARTENSTEIN, ROBERT, MASON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BEACH, JACOB, MICHAEL | I | VP, CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| BEACH, JACOB, MICHAEL | I | VP, CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| BEACH, JACOB, MICHAEL | I | VP, CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| BEACH, JACOB, MICHAEL | I | VP, CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| BEACH, JACOB, MICHAEL | I | VP, CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| BEACH, JACOB, MICHAEL | I | VP, CHIEF INFORMATION SECURITY OFFICER | NA | |
| BEACH, JACOB, MICHAEL | I | VP, CHIEF INFORMATION SECURITY OFFICER | NA | |
| BEACH, JACOB, MICHAEL | I | VP, CHIEF INFORMATION SECURITY OFFICER | NA | |
| BEACH, JACOB, MICHAEL | I | VP, CHIEF INFORMATION SECURITY OFFICER | NA | |
| BEACH, JACOB, MICHAEL | I | VP, CHIEF INFORMATION SECURITY OFFICER | NA | |
| BEACH, JACOB, MICHAEL | I | VP, CHIEF INFORMATION SECURITY OFFICER | NA | |
| BEACH, JACOB, MICHAEL | I | VP, CHIEF INFORMATION SECURITY OFFICER | NA | |
| BEACH, JACOB, MICHAEL | I | VP, CHIEF INFORMATION SECURITY OFFICER | NA | |
| BENNETT, JOEL, VAN | I | SVP, CHIEF FINANCIAL OFFICER | NA | Control |
| BENNETT, JOEL, VAN | I | SVP, CHIEF FINANCIAL OFFICER | NA | Control |
| BENNETT, JOEL, VAN | I | SVP, CHIEF FINANCIAL OFFICER | NA | Control |
| BENNETT, JOEL, VAN | I | SVP, CHIEF FINANCIAL OFFICER | NA | Control |
| BOUTHILLIER, JEFF | I | VP, CHIEF TECHNOLOGY OFFICER | NA | Control |
| BOUTHILLIER, JEFF | I | VP, CHIEF TECHNOLOGY OFFICER | NA | Control |
| BOUTHILLIER, JEFF | I | VP, CHIEF TECHNOLOGY OFFICER | NA | Control |
| BOUTHILLIER, JEFF | I | VP, CHIEF TECHNOLOGY OFFICER | NA | Control |
| BOUTHILLIER, JEFF | I | VP, CHIEF TECHNOLOGY OFFICER | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | VICE PRESIDENT | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | EVP, CHIEF OPERATING OFFICER | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | EVP, CHIEF OPERATING OFFICER | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | EVP, CHIEF OPERATING OFFICER | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | EVP, CHIEF OPERATING OFFICER | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | EVP, CHIEF OPERATING OFFICER | NA | Control |
| CHESTER, KRISTEN, LAWLESS | I | EVP, CHIEF OPERATING OFFICER | NA | Control |
| Dupont, Jean-Luc | I | CHIEF INFORMATION AND SECURITY OFFICE | NA | |
| Dupont, Jean-Luc | I | CHIEF INFORMATION AND SECURITY OFFICE | NA | |
| Dupont, Jean-Luc | I | CHIEF INFORMATION AND SECURITY OFFICE | NA | |
| Dupont, Jean-Luc | I | CHIEF INFORMATION AND SECURITY OFFICE | NA | |
| Dupont, Jean-Luc | I | CHIEF INFORMATION AND SECURITY OFFICE | NA | |
| Dupont, Jean-Luc | I | CHIEF INFORMATION AND SECURITY OFFICE | NA | |
| Dupont, Jean-Luc | I | CHIEF INFORMATION AND SECURITY OFFICE | NA | |
| Dupont, Jean-Luc | I | CHIEF INFORMATION AND SECURITY OFFICE | NA | |
| Dupont, Jean-Luc | I | CHIEF INFORMATION AND SECURITY OFFICE | NA | |
| Dupont, Jean-Luc | I | CHIEF INFORMATION AND SECURITY OFFICE | NA | |
| Dupont, Jean-Luc | I | CHIEF INFORMATION AND SECURITY OFFICE | NA | |
| Dupont, Jean-Luc | I | HEAD OF CYBERSECURITY AND TECHNOLOGY RISK | NA | |
| Dupont, Jean-Luc | I | HEAD OF CYBERSECURITY AND TECHNOLOGY RISK | NA | |
| Dupont, Jean-Luc | I | HEAD OF CYBERSECURITY AND TECHNOLOGY RISK | NA | |
| Dupont, Jean-Luc | I | HEAD OF CYBERSECURITY AND TECHNOLOGY RISK | NA | |
| Dupont, Jean-Luc | I | HEAD OF CYBERSECURITY AND TECHNOLOGY RISK | NA | |
| Dupont, Jean-Luc | I | HEAD OF CYBERSECURITY AND TECHNOLOGY RISK | NA | |
| HARNESS, NICHOLAS, WALTER | I | CHIEF INFORMATION OFFICER | NA | |
| HARNESS, NICHOLAS, WALTER | I | CHIEF INFORMATION OFFICER | NA | |
| HARNESS, NICHOLAS, WALTER | I | CHIEF INFORMATION OFFICER | NA | |
| HARNESS, NICHOLAS, WALTER | I | CHIEF INFORMATION OFFICER | NA | |
| HARNESS, NICHOLAS, WALTER | I | CHIEF INFORMATION OFFICER | NA | |
| HARNESS, NICHOLAS, WALTER | I | CHIEF INFORMATION OFFICER | NA | |
| HARNESS, NICHOLAS, WALTER | I | CHIEF INFORMATION OFFICER | NA | |
| HARNESS, NICHOLAS, WALTER | I | CHIEF INFORMATION OFFICER | NA | |
| HARNESS, NICHOLAS, WALTER | I | CHIEF INFORMATION OFFICER | NA | |
| HARNESS, NICHOLAS, WALTER | I | CHIEF INFORMATION OFFICER | NA | |
| HARNESS, NICHOLAS, WALTER | I | CHIEF INFORMATION OFFICER | NA | |
| HARNESS, NICHOLAS, WALTER | I | CHIEF INFORMATION OFFICER | NA | |
| HARNESS, NICHOLAS, WALTER | I | CHIEF INFORMATION OFFICER | NA | |
| HARNESS, NICHOLAS, WALTER | I | CHIEF INFORMATION OFFICER | NA | |
| HARNESS, NICHOLAS, WALTER | I | CHIEF INFORMATION OFFICER | NA | |
| HARNESS, NICHOLAS, WALTER | I | EVP, CHIEF INFORMATION AND INFORMATION SECURITY OFFICER | NA | |
| HARNESS, NICHOLAS, WALTER | I | CHIEF INFORMATION OFFICER | NA | |
| HARNESS, NICHOLAS, WALTER | I | EVP, CHIEF INFORMATION AND INFORMATION SECURITY OFFICER | NA | |
| HARNESS, NICHOLAS, WALTER | I | EVP, CHIEF INFORMATION AND INFORMATION SECURITY OFFICER | NA | |
| KOKKA, SERENA, FANNY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KOKKA, SERENA, FANNY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KOKKA, SERENA, FANNY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KOKKA, SERENA, FANNY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KOKKA, SERENA, FANNY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KOKKA, SERENA, FANNY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KOKKA, SERENA, FANNY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KOKKA, SERENA, FANNY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KOKKA, SERENA, FANNY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KOKKA, SERENA, FANNY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KOKKA, SERENA, FANNY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KOKKA, SERENA, FANNY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KOKKA, SERENA, FANNY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KOKKA, SERENA, FANNY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAEMER, RICHARD A. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAEMER, RICHARD A. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAEMER, RICHARD A. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAEMER, RICHARD, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAEMER, RICHARD, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAEMER, RICHARD, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAEMER, RICHARD, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAEMER, RICHARD, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAEMER, RICHARD, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAEMER, RICHARD, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAEMER, RICHARD, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAEMER, RICHARD, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAEMER, RICHARD, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAEMER, RICHARD, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAEMER, RICHARD, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Kant, Vinay | I | EVP, CHIEF DIGITAL TECHNOLOGY OFFICER | NA | Control |
| Kant, Vinay | I | EVP, CHIEF DIGITAL TECHNOLOGY OFFICER | NA | Control |
| Kant, Vinay | I | EVP, CHIEF DIGITAL TECHNOLOGY OFFICER | NA | Control |
| Kant, Vinay | I | EVP, CHIEF DIGITAL TECHNOLOGY OFFICER | NA | Control |
| Kant, Vinay | I | EVP, CHIEF DIGITAL TECHNOLOGY OFFICER | NA | Control |
| Kant, Vinay | I | EVP, CHIEF DIGITAL TECHNOLOGY OFFICER | NA | Control |
| Kant, Vinay | I | EVP, CHIEF DIGITAL TECHNOLOGY OFFICER | NA | Control |
| Kant, Vinay | I | EVP, CHIEF DIGITAL TECHNOLOGY OFFICER | NA | Control |
| Kant, Vinay | I | EVP, CHIEF DIGITAL TECHNOLOGY OFFICER | NA | Control |
| Kant, Vinay | I | EVP, CHIEF DIGITAL TECHNOLOGY OFFICER | NA | Control |
| Kant, Vinay | I | EVP, CHIEF DIGITAL TECHNOLOGY OFFICER | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | VICE PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LANGLOIS, STEPHEN, RUSSELL | I | PRESIDENT | NA | Control |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, SECRETARY | NA | Control |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, SECRETARY | NA | Control |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, SECRETARY | NA | Control |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, SECRETARY | NA | Control |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, SECRETARY | NA | Control |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, SECRETARY | NA | Control |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, SECRETARY | NA | Control |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, SECRETARY | NA | Control |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, SECRETARY | NA | Control |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, SECRETARY | NA | Control |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, SECRETARY | NA | Control |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, SECRETARY | NA | Control |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, SECRETARY | NA | Control |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, SECRETARY | NA | Control |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | VICE PRESIDENT, SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | EVP, SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | EVP, SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | EVP, SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | EVP, SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | EVP, SECRETARY | NA | |
| NORWOOD, ROBERT, BREDT | I | EVP, SECRETARY | NA | |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | EVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | EVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | EVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | EVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | EVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | EVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | EVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | EVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | EVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | EVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | EVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | EVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | EVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | EVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | EVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | EVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | EVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | EVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | EVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | EVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | EVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | EVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | EVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | EVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | EVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | EVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | EVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | EVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | EVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | EVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | EVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | EVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | EVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | EVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | EVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL, ROSS | I | EVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| POER, JAMES, LYNN | I | VICE PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | VICE PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | VICE PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | VICE PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | VICE PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | VICE PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | VICE PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | VICE PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | VICE PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | VICE PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | VICE PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | VICE PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | VICE PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | VICE PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | VICE PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | VICE PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | VICE PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | VICE PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | VICE PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | VICE PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | VICE PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | VICE PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | VICE PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | VICE PRESIDENT | NA | Control |
| POER, JAMES, LYNN | I | VICE PRESIDENT | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHOENBECK, MARK, PAUL | I | VICE PRESIDENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | VICE PRESIDENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | VICE PRESIDENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | VICE PRESIDENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | VICE PRESIDENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | VICE PRESIDENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | VICE PRESIDENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | VICE PRESIDENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | VICE PRESIDENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | VICE PRESIDENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | VICE PRESIDENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | VICE PRESIDENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | VICE PRESIDENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | VICE PRESIDENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | VICE PRESIDENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | VICE PRESIDENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | VICE PRESIDENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | VICE PRESIDENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | VICE PRESIDENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | EVP, NATIONAL SALES DIRECTOR | NA | Control |
| SCHOENBECK, MARK, PAUL | I | VICE PRESIDENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | VICE PRESIDENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | VICE PRESIDENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | EVP, NATIONAL SALES DIRECTOR | NA | Control |
| SCHOENBECK, MARK, PAUL | I | VICE PRESIDENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | EVP, NATIONAL SALES DIRECTOR | NA | Control |
| SCHOENBECK, MARK, PAUL | I | VICE PRESIDENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | EVP, NATIONAL SALES DIRECTOR | NA | Control |
| SCHOENBECK, MARK, PAUL | I | VICE PRESIDENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | EVP, NATIONAL SALES DIRECTOR | NA | Control |
| SCHOENBECK, MARK, PAUL | I | VICE PRESIDENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | EVP, NATIONAL SALES DIRECTOR | NA | Control |
| SCHOENBECK, MARK, PAUL | I | VICE PRESIDENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | EVP, NATIONAL SALES DIRECTOR | NA | Control |
| SCHOENBECK, MARK, PAUL | I | VICE PRESIDENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | EVP, NATIONAL SALES DIRECTOR | NA | Control |
| SCHOENBECK, MARK, PAUL | I | VICE PRESIDENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | EVP, NATIONAL SALES DIRECTOR | NA | Control |
| SCHOENBECK, MARK, PAUL | I | VICE PRESIDENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | EVP, NATIONAL SALES DIRECTOR | NA | Control |
| SCHOENBECK, MARK, PAUL | I | VICE PRESIDENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | EVP, NATIONAL SALES DIRECTOR | NA | Control |
| SCHOENBECK, MARK, PAUL | I | VICE PRESIDENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | EVP, NATIONAL SALES DIRECTOR | NA | Control |
| SCHOENBECK, MARK, PAUL | I | VICE PRESIDENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | EVP, NATIONAL SALES DIRECTOR | NA | Control |
| SCHOENBECK, MARK, PAUL | I | VICE PRESIDENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | EVP, NATIONAL SALES DIRECTOR | NA | Control |
| SCHOENBECK, MARK, PAUL | I | VICE PRESIDENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | EVP, NATIONAL SALES DIRECTOR | NA | Control |
| SCHOENBECK, MARK, PAUL | I | VICE PRESIDENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | EVP, NATIONAL SALES DIRECTOR | NA | Control |
| SCHOENBECK, MARK, PAUL | I | VICE PRESIDENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | EVP, NATIONAL SALES DIRECTOR | NA | Control |
| SCHOENBECK, MARK, PAUL | I | VICE PRESIDENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | EVP, NATIONAL SALES DIRECTOR | NA | Control |
| SCHOENBECK, MARK, PAUL | I | VICE PRESIDENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | EVP, NATIONAL SALES DIRECTOR | NA | Control |
| SCHOENBECK, MARK, PAUL | I | VICE PRESIDENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | EVP, NATIONAL SALES DIRECTOR | NA | Control |
| SCHOENBECK, MARK, PAUL | I | VICE PRESIDENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | EVP, NATIONAL SALES DIRECTOR | NA | Control |
| SCHOENBECK, MARK, PAUL | I | VICE PRESIDENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | EVP, NATIONAL SALES DIRECTOR | NA | Control |
| SCHOENBECK, MARK, PAUL | I | EVP, ADVISOR ENGAGEMENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | EVP, ADVISOR ENGAGEMENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | EVP, ADVISOR ENGAGEMENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | EVP, ADVISOR ENGAGEMENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | EVP, ADVISOR ENGAGEMENT | NA | Control |
| SCHOENBECK, MARK, PAUL | I | EVP, ADVISOR ENGAGEMENT | NA | Control |
| SIMMONS, JOHN, DAROLD | I | PRESIDENT | NA | Control |
| SIMMONS, JOHN, DAROLD | I | PRESIDENT | NA | Control |
| SIMMONS, JOHN, DAROLD | I | PRESIDENT | NA | Control |
| SIMMONS, JOHN, DAROLD | I | PRESIDENT | NA | Control |
| SIMMONS, JOHN, DAROLD | I | PRESIDENT | NA | Control |
| SIMMONS, JOHN, DAROLD | I | PRESIDENT | NA | Control |
| SIMMONS, JOHN, DAROLD | I | PRESIDENT | NA | Control |
| SIMMONS, JOHN, DAROLD | I | PRESIDENT | NA | Control |
| SIMMONS, JOHN, DAROLD | I | PRESIDENT | NA | Control |
| SIMMONS, JOHN, DAROLD | I | PRESIDENT | NA | Control |
| SIMMONS, JOHN, DAROLD | I | PRESIDENT | NA | Control |
| SIMMONS, JOHN, DAROLD | I | PRESIDENT | NA | Control |
| SIMMONS, JOHN, DAROLD | I | PRESIDENT | NA | Control |
| SIMMONS, JOHN, DAROLD | I | PRESIDENT | NA | Control |
| SIMMONS, JOHN, DAROLD | I | PRESIDENT | NA | Control |
| SIMMONS, JOHN, DAROLD | I | PRESIDENT | NA | Control |
| SIMMONS, JOHN, DAROLD | I | PRESIDENT | NA | Control |
| SIMMONS, JOHN, DAROLD | I | PRESIDENT | NA | Control |
| SIMMONS, JOHN, DAROLD | I | PRESIDENT | NA | Control |
| SIMMONS, JOHN, DAROLD | I | PRESIDENT | NA | Control |
| SIMMONS, JOHN, DAROLD | I | PRESIDENT | NA | Control |
| SIMMONS, JOHN, DAROLD | I | PRESIDENT | NA | Control |
| SIMMONS, JOHN, DAROLD | I | PRESIDENT | NA | Control |
| SIMMONS, JOHN, DAROLD | I | PRESIDENT | NA | Control |
| SIMMONS, JOHN, DAROLD | I | PRESIDENT | NA | Control |
| SIMMONS, JOHN, DAROLD | I | PRESIDENT | NA | Control |
| SIMMONS, JOHN, DAROLD | I | PRESIDENT | NA | Control |
| SIMMONS, JOHN, DAROLD | I | PRESIDENT | NA | Control |
| SIMMONS, JOHN, DAROLD | I | PRESIDENT | NA | Control |
| SIMMONS, JOHN, DAROLD | I | PRESIDENT | NA | Control |
| SIMMONS, JOHN, DAROLD | I | PRESIDENT | NA | Control |
| SIMMONS, JOHN, DAROLD | I | PRESIDENT | NA | Control |
| SIMMONS, JOHN, DAROLD | I | PRESIDENT | NA | Control |
| SIMMONS, JOHN, DAROLD | I | PRESIDENT | NA | Control |
| SIMMONS, JOHN, DAROLD | I | PRESIDENT | NA | Control |
| SIMMONS, JOHN, DAROLD | I | PRESIDENT | NA | Control |
| SIMMONS, JOHN, DAROLD | I | PRESIDENT | NA | Control |
| SIMMONS, JOHN, DAROLD | I | PRESIDENT | NA | Control |
| SIMMONS, JOHN, DAROLD | I | PRESIDENT | NA | Control |
| SIMMONS, JOHN, DAROLD | I | PRESIDENT | NA | Control |
| SIMMONS, JOHN, DAROLD | I | PRESIDENT | NA | Control |
| SIMMONS, JOHN, DAROLD | I | PRESIDENT | NA | Control |
| SIMMONS, JOHN, DAROLD | I | PRESIDENT | NA | Control |
| SIMMONS, JOHN, DAROLD | I | PRESIDENT | NA | Control |
| SIMMONS, JOHN, DAROLD | I | PRESIDENT | NA | Control |
| SIRIANNI, ANTHONY, NMN | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | NA | Control |
| SIRIANNI, ANTHONY, NMN | I | MANAGING MEMBER | NA | Control |
| SIRIANNI, ANTHONY, NMN | I | MANAGING MEMBER | NA | Control |
| SIRIANNI, ANTHONY, NMN | I | MANAGING MEMBER | NA | Control |
| SIRIANNI, ANTHONY, NMN | I | MANAGING MEMBER | NA | Control |
| TAM, SERENA, FANNY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAM, SERENA, FANNY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VANDERHEYDEN, JOHN, PATRICK | I | VICE PRESIDENT | NA | Control |
| VANDERHEYDEN, JOHN, PATRICK | I | VICE PRESIDENT | NA | Control |
| VANDERHEYDEN, JOHN, PATRICK | I | VICE PRESIDENT | NA | Control |
| VANDERHEYDEN, JOHN, PATRICK | I | VICE PRESIDENT | NA | Control |
| VANDERHEYDEN, JOHN, PATRICK | I | VICE PRESIDENT | NA | Control |
| VANDERHEYDEN, JOHN, PATRICK | I | VICE PRESIDENT | NA | Control |
| VANDERHEYDEN, JOHN, PATRICK | I | VICE PRESIDENT | NA | Control |
| VANDERHEYDEN, JOHN, PATRICK | I | VICE PRESIDENT | NA | Control |
| VANDERHEYDEN, JOHN, PATRICK | I | VICE PRESIDENT | NA | Control |
| VANDERHEYDEN, JOHN, PATRICK | I | VICE PRESIDENT | NA | Control |
| VANDERHEYDEN, JOHN, PATRICK | I | VICE PRESIDENT | NA | Control |
| VANDERHEYDEN, JOHN, PATRICK | I | VICE PRESIDENT | NA | Control |
| VANDERHEYDEN, JOHN, PATRICK | I | VICE PRESIDENT | NA | Control |
| VANDERHEYDEN, JOHN, PATRICK | I | VICE PRESIDENT | NA | Control |
| VANDERHEYDEN, JOHN, PATRICK | I | VICE PRESIDENT | NA | Control |
| VANDERHEYDEN, JOHN, PATRICK | I | VICE PRESIDENT | NA | Control |
| VANDERHEYDEN, JOHN, PATRICK | I | VICE PRESIDENT | NA | Control |
| VANDERHEYDEN, JOHN, PATRICK | I | VICE PRESIDENT | NA | Control |
| VANDERHEYDEN, JOHN, PATRICK | I | VICE PRESIDENT | NA | Control |
| VANDERHEYDEN, JOHN, PATRICK | I | VICE PRESIDENT | NA | Control |
| VANDERHEYDEN, JOHN, PATRICK | I | VICE PRESIDENT | NA | Control |
| VANDERHEYDEN, JOHN, PATRICK | I | VICE PRESIDENT | NA | Control |
| VANDERHEYDEN, JOHN, PATRICK | I | VICE PRESIDENT | NA | Control |
| VANDERHEYDEN, JOHN, PATRICK | I | VICE PRESIDENT | NA | Control |
| VANDERHEYDEN, JOHN, PATRICK | I | VICE PRESIDENT | NA | Control |
| WILKINSON, ROSS, GERARD | I | MEMBER | NA | |
| WILKINSON, ROSS, GERARD | I | MEMBER | NA | |
| WILKINSON, ROSS, GERARD | I | MEMBER | NA | |
| WILKINSON, ROSS, GERARD | I | MEMBER | NA | |
| WILKINSON, ROSS, GERARD | I | EXECUTIVE OFFICE, DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| WILKINSON, ROSS, GERARD | I | EXECUTIVE OFFICE, DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| WILKINSON, ROSS, GERARD | I | EXECUTIVE OFFICE, DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| WILKINSON, ROSS, GERARD | I | EXECUTIVE OFFICE, DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| WILKINSON, ROSS, GERARD | I | EXECUTIVE OFFICE, DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| WILKINSON, ROSS, GERARD | I | EXECUTIVE OFFICE, DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| WILKINSON, ROSS, GERARD | I | EXECUTIVE OFFICE, DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| WILKINSON, ROSS, GERARD | I | EXECUTIVE OFFICE, DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| WILKINSON, ROSS, GERARD | I | EXECUTIVE OFFICE, DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| WILKINSON, ROSS, GERARD | I | EXECUTIVE OFFICE, DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| WILKINSON, ROSS, GERARD | I | EXECUTIVE OFFICE, DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| WILKINSON, ROSS, GERARD | I | EXECUTIVE OFFICE, DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| WILKINSON, ROSS, GERARD | I | EXECUTIVE OFFICE, DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| WILKINSON, ROSS, GERARD | I | EXECUTIVE OFFICE, DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| WILKINSON, ROSS, GERARD | I | EXECUTIVE OFFICE, DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| WILKINSON, ROSS, GERARD | I | EXECUTIVE OFFICE, DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| WITT, KEVIN, LEE | I | SVP, CHIEF TECHNOLOGY OFFICER/CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| Weckman, Kyle, William | I | VP, CHIEF INFORMATION SECURITY OFFICER | NA | |
| Weckman, Kyle, William | I | VP, CHIEF INFORMATION SECURITY OFFICER | NA | |
| Weckman, Kyle, William | I | VP, CHIEF INFORMATION SECURITY OFFICER | NA | |
| Weckman, Kyle, William | I | VP, CHIEF INFORMATION SECURITY OFFICER | NA | |
| Weckman, Kyle, William | I | VP, CHIEF INFORMATION SECURITY OFFICER | NA | |
| Weckman, Kyle, William | I | VP, CHIEF INFORMATION SECURITY OFFICER | NA | |
| Weckman, Kyle, William | I | VP, CHIEF INFORMATION SECURITY OFFICER | NA | |
| Weckman, Kyle, William | I | VP, CHIEF INFORMATION SECURITY OFFICER | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | Control |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | Control |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | Control |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | Control |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | Control |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | Control |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | Control |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | Control |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | Control |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | Control |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | Control |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | Control |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | Control |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | Control |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| YIN, YIN | I | ASSISTANT SECRETARY | NA | |
| ZAIDMAN, LYDIA, R | I | ASSISTANT SECRETARY | NA | Control |
| ZAIDMAN, LYDIA, R | I | ASSISTANT SECRETARY | NA | Control |
| Zegers, Scott, Matthew | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Zegers, Scott, Matthew | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Zegers, Scott, Matthew | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Zegers, Scott, Matthew | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Zegers, Scott, Matthew | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Zegers, Scott, Matthew | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KESTRA FINANCIAL, INC. | DE | OWNER | E | Control |
| KESTRA FINANCIAL, INC. | DE | OWNER | E | Control |
| KESTRA FINANCIAL, INC. | DE | OWNER | E | Control |
| KESTRA FINANCIAL, INC. | DE | OWNER | E | Control |
| KESTRA FINANCIAL, INC. | DE | OWNER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| KESTRA FINANCIAL, INC. | DE | MANAGING MEMBER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NFP ADVISOR SERVICES HOLDINGS D, INC. | DE | SHAREHOLDER | E | Control |
| NFP ADVISOR SERVICES HOLDINGS D, INC. | DE | SHAREHOLDER | E | Control |
| NFP ADVISOR SERVICES HOLDINGS D, INC. | DE | SHAREHOLDER | E | Control |
| NFP ADVISOR SERVICES HOLDINGS D, INC. | DE | SHAREHOLDER | E | Control |
| NFP ADVISOR SERVICES HOLDINGS D, INC. | DE | SHAREHOLDER | E | Control |
| NFP ADVISOR SERVICES HOLDINGS D, INC. | DE | SHAREHOLDER | E | Control |
| NFP ADVISOR SERVICES HOLDINGS D, INC. | DE | SHAREHOLDER | E | Control |
| NFP ADVISOR SERVICES HOLDINGS D, INC. | DE | SHAREHOLDER | E | Control |
| NFP ADVISOR SERVICES HOLDINGS D, INC. | DE | SHAREHOLDER | E | Control |
| STIRRUP PARTNERS LLC | DE | MEMBER | E | Control |
| STIRRUP PARTNERS LLC | DE | MEMBER | E | Control |
| STIRRUP PARTNERS LLC | DE | MEMBER | E | Control |
| STIRRUP PARTNERS LLC | DE | MEMBER | E | Control |
| STIRRUP PARTNERS LLC | DE | MEMBER | E | Control |
| STIRRUP PARTNERS LLC | DE | MEMBER | E | Control |
| STIRRUP PARTNERS LLC | DE | MEMBER | E | Control |
| STIRRUP PARTNERS LLC | DE | MEMBER | E | Control |
| STIRRUP PARTNERS LLC | DE | MEMBER | E | Control |
| STIRRUP PARTNERS LLC | DE | MEMBER | E | Control |
| STIRRUP PARTNERS LLC | DE | MEMBER | E | Control |
| STIRRUP PARTNERS LLC | DE | MEMBER | E | Control |
| STIRRUP PARTNERS LLC | DE | MEMBER | E | Control |
| STIRRUP PARTNERS LLC | DE | MEMBER | E | Control |
| STIRRUP PARTNERS LLC | DE | MEMBER | E | Control |
| STIRRUP PARTNERS LLC | DE | MEMBER | E | Control |
| STIRRUP PARTNERS LLC | DE | MEMBER | E | Control |
| STIRRUP PARTNERS LLC | DE | MEMBER | E | Control |
| STIRRUP PARTNERS LLC | DE | MEMBER | E | Control |
| STIRRUP PARTNERS LLC | DE | MEMBER | E | Control |
| STIRRUP PARTNERS LLC | DE | MEMBER | E | Control |
| STIRRUP PARTNERS LLC | DE | MEMBER | E | Control |
| STIRRUP PARTNERS LLC | DE | MEMBER | E | Control |
| STIRRUP PARTNERS LLC | DE | MEMBER | E | Control |
| STIRRUP PARTNERS LLC | DE | MEMBER | E | Control |
| STIRRUP PARTNERS LLC | DE | MEMBER | E | Control |
| SIRIANNI, ANTHONY | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SIRIANNI, ANTHONY | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SIRIANNI, ANTHONY, NMN | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | D | Control |
| SIRIANNI, ANTHONY, NMN | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | D | Control |
| SIRIANNI, ANTHONY, NMN | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | D | Control |
| SIRIANNI, ANTHONY, NMN | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | D | Control |
| NETTERE, ERIC, BART | I | MEMBER | C | Control |
| NETTERE, ERIC, BART | I | PRINCIPAL | C | Control |
| NETTERE, ERIC, BART | I | PRINCIPAL | C | Control |
| NETTERE, ERIC, BART | I | MEMBER | C | Control |
| NETTERE, ERIC, BART | I | MEMBER | C | Control |
| NETTERE, ERIC, BART | I | MEMBER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| KINGFISHER HOLDING GP, LLC | DE | KINGFISHER HOLDING, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPTIAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPTIAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPTIAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPTIAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPTIAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPTIAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPTIAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPTIAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPTIAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPTIAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPTIAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPTIAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPTIAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPTIAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPTIAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPTIAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPTIAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPTIAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPTIAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPTIAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPTIAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPTIAL PARTNERS VI-A, L.P. | F | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | DE | KESTRA ADVISOR SERVICES HOLDINGS C, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | DE | KESTRA FINANCIAL, INC. | E | Control |
| KESTRA FINANCIAL HOLDINGS LP | DE | NFP ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KESTRA FINANCIAL HOLDINGS LP | DE | NFP ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KESTRA FINANCIAL HOLDINGS LP | DE | NFP ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KESTRA FINANCIAL HOLDINGS LP | DE | NFP ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KESTRA FINANCIAL HOLDINGS LP | DE | NFP ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KESTRA FINANCIAL HOLDINGS LP | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KESTRA FINANCIAL HOLDINGS LP | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KESTRA FINANCIAL HOLDINGS LP | DE | NFP ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KESTRA FINANCIAL HOLDINGS LP | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KESTRA FINANCIAL HOLDINGS LP | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KESTRA FINANCIAL HOLDINGS LP | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KESTRA FINANCIAL HOLDINGS LP | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KESTRA FINANCIAL HOLDINGS LP | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KESTRA FINANCIAL HOLDINGS LP | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KESTRA FINANCIAL HOLDINGS LP | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KESTRA FINANCIAL HOLDINGS LP | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KESTRA FINANCIAL HOLDINGS LP | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KESTRA FINANCIAL HOLDINGS LP | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING A, INC. | DE | KINGFISHER HOLDING B, INC. | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC | E | Control |
| KINGFISHER HOLDING B, INC. | DE | KESTRA ADVISOR SERVICES HOLDINGS A, INC | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| KINGFISHER HOLDING, L.P. | DE | KINGFISHER HOLDING A, INC. | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| NETTERE, ERIC, BART | I | STIRRUP PARTNERS LLC | E | Control |
| NETTERE, ERIC, BART | I | STIRRUP PARTNERS LLC | E | Control |
| NETTERE, ERIC, BART | I | STIRRUP PARTNERS LLC | E | Control |
| NETTERE, ERIC, BART | I | STIRRUP PARTNERS LLC | E | Control |
| NETTERE, ERIC, BART | I | STIRRUP PARTNERS LLC | E | Control |
| NETTERE, ERIC, BART | I | STIRRUP PARTNERS LLC | E | Control |
| NETTERE, ERIC, BART | I | STIRRUP PARTNERS LLC | E | Control |
| NETTERE, ERIC, BART | I | STIRRUP PARTNERS LLC | E | Control |
| NETTERE, ERIC, BART | I | STIRRUP PARTNERS LLC | E | Control |
| NETTERE, ERIC, BART | I | STIRRUP PARTNERS LLC | E | Control |
| NETTERE, ERIC, BART | I | STIRRUP PARTNERS LLC | E | Control |
| NETTERE, ERIC, BART | I | STIRRUP PARTNERS LLC | E | Control |
| NETTERE, ERIC, BART | I | STIRRUP PARTNERS LLC | E | Control |
| NETTERE, ERIC, BART | I | STIRRUP PARTNERS LLC | E | Control |
| NETTERE, ERIC, BART | I | STIRRUP PARTNERS LLC | E | Control |
| NETTERE, ERIC, BART | I | STIRRUP PARTNERS LLC | E | Control |
| NETTERE, ERIC, BART | I | STIRRUP PARTNERS LLC | E | Control |
| NETTERE, ERIC, BART | I | STIRRUP PARTNERS LLC | E | Control |
| NETTERE, ERIC, BART | I | STIRRUP PARTNERS LLC | E | Control |
| NETTERE, ERIC, BART | I | STIRRUP PARTNERS LLC | E | Control |
| NETTERE, ERIC, BART | I | STIRRUP PARTNERS LLC | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS A. CORP. | DE | PATRIOT INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS A. CORP. | DE | PATRIOT INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS A. CORP. | DE | PATRIOT INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS A. CORP. | DE | PATRIOT INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS A. CORP. | DE | PATRIOT INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS A. CORP. | DE | PATRIOT INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS A. CORP. | DE | PATRIOT INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS A. CORP. | DE | PATRIOT INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS A. CORP. | DE | PATRIOT INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS A. CORP. | DE | PATRIOT INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS A. CORP. | DE | PATRIOT INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS A. CORP. | DE | PATRIOT INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS A. CORP. | DE | PATRIOT INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS A. CORP. | DE | PATRIOT INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS A. CORP. | DE | PATRIOT INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS A. CORP. | DE | PATRIOT INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS A. CORP. | DE | PATRIOT INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS A. CORP. | DE | PATRIOT INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS A. CORP. | DE | PATRIOT INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS A. CORP. | DE | PATRIOT INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS A. CORP. | DE | PATRIOT INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS A. CORP. | DE | PATRIOT INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS B. CORP. | DE | NATIONAL FINANCIAL PARTNERS CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS B. CORP. | DE | NATIONAL FINANCIAL PARTNERS CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS B. CORP. | DE | NATIONAL FINANCIAL PARTNERS CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS B. CORP. | DE | NATIONAL FINANCIAL PARTNERS CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS B. CORP. | DE | NATIONAL FINANCIAL PARTNERS CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS B. CORP. | DE | NATIONAL FINANCIAL PARTNERS CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS B. CORP. | DE | NATIONAL FINANCIAL PARTNERS CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS B. CORP. | DE | NATIONAL FINANCIAL PARTNERS CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS B. CORP. | DE | NATIONAL FINANCIAL PARTNERS CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS B. CORP. | DE | NATIONAL FINANCIAL PARTNERS CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS B. CORP. | DE | NATIONAL FINANCIAL PARTNERS CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS B. CORP. | DE | NATIONAL FINANCIAL PARTNERS CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS B. CORP. | DE | NATIONAL FINANCIAL PARTNERS CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS B. CORP. | DE | NATIONAL FINANCIAL PARTNERS CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS B. CORP. | DE | NATIONAL FINANCIAL PARTNERS CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS B. CORP. | DE | NATIONAL FINANCIAL PARTNERS CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS B. CORP. | DE | NATIONAL FINANCIAL PARTNERS CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS B. CORP. | DE | NATIONAL FINANCIAL PARTNERS CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS B. CORP. | DE | NATIONAL FINANCIAL PARTNERS CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS B. CORP. | DE | NATIONAL FINANCIAL PARTNERS CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS B. CORP. | DE | NATIONAL FINANCIAL PARTNERS CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS B. CORP. | DE | NATIONAL FINANCIAL PARTNERS CORP. | E | Control |
| PATRIOT INVESTMENT HOLDINGS, LLC | DE | PATRIOT INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| PATRIOT INVESTMENT HOLDINGS, LLC | DE | PATRIOT INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| PATRIOT INVESTMENT HOLDINGS, LLC | DE | PATRIOT INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| PATRIOT INVESTMENT HOLDINGS, LLC | DE | PATRIOT INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| PATRIOT INVESTMENT HOLDINGS, LLC | DE | PATRIOT INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| PATRIOT INVESTMENT HOLDINGS, LLC | DE | PATRIOT INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| PATRIOT INVESTMENT HOLDINGS, LLC | DE | PATRIOT INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| PATRIOT INVESTMENT HOLDINGS, LLC | DE | PATRIOT INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| PATRIOT INVESTMENT HOLDINGS, LLC | DE | PATRIOT INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| PATRIOT INVESTMENT HOLDINGS, LLC | DE | PATRIOT INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| PATRIOT INVESTMENT HOLDINGS, LLC | DE | PATRIOT INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| PATRIOT INVESTMENT HOLDINGS, LLC | DE | PATRIOT INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| PATRIOT INVESTMENT HOLDINGS, LLC | DE | PATRIOT INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| PATRIOT INVESTMENT HOLDINGS, LLC | DE | PATRIOT INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| PATRIOT INVESTMENT HOLDINGS, LLC | DE | PATRIOT INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| PATRIOT INVESTMENT HOLDINGS, LLC | DE | PATRIOT INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| PATRIOT INVESTMENT HOLDINGS, LLC | DE | PATRIOT INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| PATRIOT INVESTMENT HOLDINGS, LLC | DE | PATRIOT INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| PATRIOT INVESTMENT HOLDINGS, LLC | DE | PATRIOT INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| PATRIOT INVESTMENT HOLDINGS, LLC | DE | PATRIOT INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| PATRIOT INVESTMENT HOLDINGS, LLC | DE | PATRIOT INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| PATRIOT INVESTMENT HOLDINGS, LLC | DE | PATRIOT INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| SIRIANNI, ANTHONY, NMN | I | STIRRUP PARTNERS LLC | D | Control |
| SIRIANNI, ANTHONY, NMN | I | STIRRUP PARTNERS LLC | D | Control |
| SIRIANNI, ANTHONY, NMN | I | STIRRUP PARTNERS LLC | D | Control |
| SIRIANNI, ANTHONY, NMN | I | STIRRUP PARTNERS LLC | D | Control |
| SIRIANNI, ANTHONY, NMN | I | STIRRUP PARTNERS LLC | D | Control |
| NETTERE, ERIC, BART | I | STIRRUP PARTNERS LLC | C | Control |
| NETTERE, ERIC, BART | I | STIRRUP PARTNERS LLC | C | Control |
| NETTERE, ERIC, BART | I | STIRRUP PARTNERS LLC | C | Control |
| NETTERE, ERIC, BART | I | STIRRUP PARTNERS LLC | C | Control |
| NETTERE, ERIC, BART | I | STIRRUP PARTNERS LLC | C | Control |
| OAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (TE 892), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (TE 892), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (TE 892), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (TE 892), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (TE 892), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (TE 892), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (TE 892), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (TE 892), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (TE 892), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (TE 892), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (TE 892), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OAK HILL CAPITAL PARTNERS VI (TE 892), L.P. | DE | OHCP VI ENZO AGGREGATOR, L.P. | C | Control |
| OHCP VI ENZO AGGREGATOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| OHCP VI ENZO AGGREGATOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| OHCP VI ENZO AGGREGATOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| OHCP VI ENZO AGGREGATOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| OHCP VI ENZO AGGREGATOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| OHCP VI ENZO AGGREGATOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| OHCP VI ENZO AGGREGATOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| OHCP VI ENZO AGGREGATOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| OHCP VI ENZO AGGREGATOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| OHCP VI ENZO AGGREGATOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| OHCP VI ENZO AGGREGATOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| OHCP VI ENZO AGGREGATOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| TRIDENT VI PARALLEL FUND, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI PARALLEL FUND, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI PARALLEL FUND, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI PARALLEL FUND, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI PARALLEL FUND, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI PARALLEL FUND, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI PARALLEL FUND, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI PARALLEL FUND, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI PARALLEL FUND, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI PARALLEL FUND, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI PARALLEL FUND, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI PARALLEL FUND, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI PARALLEL FUND, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI PARALLEL FUND, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI PARALLEL FUND, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI PARALLEL FUND, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI PARALLEL FUND, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI PARALLEL FUND, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| TRIDENT VI, L.P. | DE | KESTRA FINANCIAL HOLDINGS LP | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | DE | KINGFISHER HOLDING, L.P. | C | Control |
Registrations
Federal
IA
Oct 13, 2025 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
5707 SOUTHWEST PARKWAYBLDG. 2 STE 400
AUSTIN, TX 78735
United States
Phone: 844-553-7872