CENTRAL STATES CAPITAL MARKETS, LLC
CRD #155291 SEC #801-79295 PRAIRIE VILLAGE, KS 913-766-6565
SEC Registered Broker-Dealer
Total AUM
$19.8M
Discretionary
$19.8M
Employees
4
Clients
0
Accounts
49
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Kansas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 30, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| EVERSON, TERRY OWEN | I | CFO | NA | Control |
| EVERSON, TERRY OWEN | I | CFO | NA | Control |
| EVERSON, TERRY OWEN | I | CFO | NA | Control |
| EVERSON, TERRY OWEN | I | CFO | NA | Control |
| EVERSON, TERRY OWEN | I | CFO | NA | Control |
| EVERSON, TERRY OWEN | I | CFO | NA | Control |
| EVERSON, TERRY OWEN | I | CFO | NA | Control |
| EVERSON, TERRY OWEN | I | CFO | NA | Control |
| EVERSON, TERRY OWEN | I | CFO | NA | Control |
| EVERSON, TERRY OWEN | I | CFO | NA | Control |
| EVERSON, TERRY OWEN | I | CFO | NA | Control |
| EVERSON, TERRY OWEN | I | CFO | NA | Control |
| EVERSON, TERRY OWEN | I | CFO | NA | Control |
| EVERSON, TERRY OWEN | I | CFO | NA | Control |
| HORTON, MICHAEL ALAN | I | DIRECTOR, BRANCH MANAGER | NA | |
| HORTON, MICHAEL ALAN | I | DIRECTOR, BRANCH MANAGER | NA | |
| HORTON, MICHAEL ALAN | I | DIRECTOR - BRANCH MANAGER | NA | |
| HORTON, MICHAEL ALAN | I | DIRECTOR - BRANCH MANAGER | NA | |
| HORTON, MICHAEL ALAN | I | DIRECTOR, BRANCH MANAGER | NA | |
| HORTON, MICHAEL ALAN | I | DIRECTOR, BRANCH MANAGER | NA | |
| HORTON, MICHAEL ALAN | I | DIRECTOR, BRANCH MANAGER | NA | |
| HORTON, MICHAEL ALAN | I | DIRECTOR, BRANCH MANAGER | NA | |
| HORTON, MICHAEL ALAN | I | DIRECTOR, BRANCH MANAGER | NA | |
| HORTON, MICHAEL ALAN | I | DIRECTOR, BRANCH MANAGER | NA | |
| HORTON, MICHAEL ALAN | I | DIRECTOR, BRANCH MANAGER | NA | |
| HORTON, MICHAEL ALAN | I | DIRECTOR, BRANCH MANAGER | NA | |
| HORTON, MICHAEL ALAN | I | DIRECTOR, BRANCH MANAGER | NA | |
| HORTON, MICHAEL ALAN | I | DIRECTOR, BRANCH MANAGER | NA | |
| PFEIFER, DALE ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PFEIFER, DALE ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PFEIFER, DALE ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PFEIFER, DALE ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PFEIFER, DALE ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PFEIFER, DALE ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PFEIFER, DALE ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STEPP, JOHN DANIEL | I | CCO, MANAGING DIRECTOR, CEO; ELECTED MANAGER | NA | Control |
| STEPP, JOHN DANIEL | I | CCO, MANAGING DIRECTOR, CEO; ELECTED MANAGER | NA | Control |
| STEPP, JOHN DANIEL | I | CCO, MANAGING DIRECTOR, CEO | NA | Control |
| STEPP, JOHN DANIEL | I | CCO, MANAGING DIRECTOR, CEO | NA | Control |
| STEPP, JOHN DANIEL | I | CCO, MANAGING DIRECTOR, CEO; ELECTED MANAGER | NA | Control |
| STEPP, JOHN DANIEL | I | CCO, MANAGING DIRECTOR, CEO; ELECTED MANAGER | NA | Control |
| STEPP, JOHN DANIEL | I | MANAGING DIRECTOR, CEO; ELECTED MANAGER | NA | Control |
| STEPP, JOHN DANIEL | I | MANAGING DIRECTOR, CEO; ELECTED MANAGER | NA | Control |
| STEPP, JOHN DANIEL | I | MANAGING DIRECTOR, CEO; ELECTED MANAGER | NA | Control |
| STEPP, JOHN DANIEL | I | MANAGING DIRECTOR, CEO; ELECTED MANAGER | NA | Control |
| STEPP, JOHN DANIEL | I | MANAGING DIRECTOR, CEO; ELECTED MANAGER | NA | Control |
| STEPP, JOHN DANIEL | I | MANAGING DIRECTOR, CEO; ELECTED MANAGER | NA | Control |
| STEPP, JOHN DANIEL | I | MANAGING DIRECTOR, CEO; ELECTED MANAGER | NA | Control |
| STEPP, JOHN DANIEL | I | CCO, MANAGING DIRECTOR, CEO; ELECTED MANAGER | NA | Control |
| CENTRAL STATES FINANCIAL SERVICES, LLC | DE | HOLDING COMPANY; MEMBER | E | |
| CENTRAL STATES FINANCIAL SERVICES, LLC | DE | HOLDING COMPANY; MEMBER | E | |
| CENTRAL STATES FINANCIAL SERVICES, LLC | DE | HOLDING COMPANY | E | |
| CENTRAL STATES FINANCIAL SERVICES, LLC | DE | HOLDING COMPANY | E | |
| CENTRAL STATES FINANCIAL SERVICES, LLC | DE | HOLDING COMPANY; MEMBER | E | |
| CENTRAL STATES FINANCIAL SERVICES, LLC | DE | HOLDING COMPANY; MEMBER | E | |
| CENTRAL STATES FINANCIAL SERVICES, LLC | DE | HOLDING COMPANY; MEMBER | E | |
| CENTRAL STATES FINANCIAL SERVICES, LLC | DE | HOLDING COMPANY; MEMBER | E | |
| CENTRAL STATES FINANCIAL SERVICES, LLC | DE | HOLDING COMPANY; MEMBER | E | |
| CENTRAL STATES FINANCIAL SERVICES, LLC | DE | HOLDING COMPANY; MEMBER | E | |
| CENTRAL STATES FINANCIAL SERVICES, LLC | DE | HOLDING COMPANY; MEMBER | E | |
| CENTRAL STATES FINANCIAL SERVICES, LLC | DE | HOLDING COMPANY; MEMBER | E | |
| CENTRAL STATES FINANCIAL SERVICES, LLC | DE | HOLDING COMPANY; MEMBER | E | |
| CENTRAL STATES FINANCIAL SERVICES, LLC | DE | HOLDING COMPANY; MEMBER | E |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FREIDELL, STEPHEN JAY | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | |
| FREIDELL, STEPHEN JAY | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | |
| FREIDELL, STEPHEN JAY | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | |
| FREIDELL, STEPHEN JAY | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | |
| FREIDELL, STEPHEN JAY | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | |
| FREIDELL, STEPHEN JAY | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | |
| FREIDELL, STEPHEN JAY | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | |
| FREIDELL, STEPHEN JAY | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | |
| FREIDELL, STEPHEN JAY | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | |
| FREIDELL, STEPHEN JAY | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | |
| FREIDELL, STEPHEN JAY | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | |
| FREIDELL, STEPHEN JAY | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | |
| HORTON, MICHAEL ALAN | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | |
| HORTON, MICHAEL ALAN | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | |
| HORTON, MICHAEL ALAN | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | |
| HORTON, MICHAEL ALAN | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | |
| HORTON, MICHAEL ALAN | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | |
| HORTON, MICHAEL ALAN | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | |
| HORTON, MICHAEL ALAN | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | |
| HORTON, MICHAEL ALAN | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | |
| HORTON, MICHAEL ALAN | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | |
| HORTON, MICHAEL ALAN | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | |
| HORTON, MICHAEL ALAN | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | |
| HORTON, MICHAEL ALAN | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | |
| HORTON, MICHAEL ALAN | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | |
| HORTON, MICHAEL ALAN | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | |
| MCLAUGHLIN, JAMES MICHAEL | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | |
| MCLAUGHLIN, JAMES MICHAEL | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | |
| MCLAUGHLIN, JAMES MICHAEL | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | |
| MCLAUGHLIN, JAMES MICHAEL | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | |
| MCLAUGHLIN, JAMES MICHAEL | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | |
| MCLAUGHLIN, JAMES MICHAEL | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | |
| MCLAUGHLIN, JAMES MICHAEL | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | |
| MCLAUGHLIN, JAMES MICHAEL | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | |
| MCLAUGHLIN, JAMES MICHAEL | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | |
| MCLAUGHLIN, JAMES MICHAEL | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | |
| MCLAUGHLIN, JAMES MICHAEL | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | |
| MCLAUGHLIN, JAMES MICHAEL | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | |
| MCLAUGHLIN, JAMES MICHAEL | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | |
| MCLAUGHLIN, JAMES MICHAEL | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | |
| STEPP, JOHN DANIEL | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | Control |
| STEPP, JOHN DANIEL | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | Control |
| STEPP, JOHN DANIEL | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | Control |
| STEPP, JOHN DANIEL | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | Control |
| STEPP, JOHN DANIEL | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | Control |
| STEPP, JOHN DANIEL | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | Control |
| STEPP, JOHN DANIEL | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | Control |
| STEPP, JOHN DANIEL | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | Control |
| STEPP, JOHN DANIEL | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | Control |
| STEPP, JOHN DANIEL | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | Control |
| STEPP, JOHN DANIEL | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | Control |
| STEPP, JOHN DANIEL | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | Control |
| STEPP, JOHN DANIEL | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | Control |
| STEPP, JOHN DANIEL | I | CENTRAL STATES FINANCIAL SERVICES, LLC | F | Control |
| MCLINEY, CASEY PATRICK | I | CENTRAL STATES FINANCIAL SERVICES, LLC | E | |
| MCLINEY, CASEY PATRICK | I | CENTRAL STATES FINANCIAL SERVICES, LLC | E | |
| MCLINEY, CASEY PATRICK | I | CENTRAL STATES FINANCIAL SERVICES, LLC | E | |
| MCLINEY, CASEY PATRICK | I | CENTRAL STATES FINANCIAL SERVICES, LLC | E | |
| MCLINEY, CASEY PATRICK | I | CENTRAL STATES FINANCIAL SERVICES, LLC | E | |
| MCLINEY, CASEY PATRICK | I | CENTRAL STATES FINANCIAL SERVICES, LLC | E | |
| MCLINEY, CASEY PATRICK | I | CENTRAL STATES FINANCIAL SERVICES, LLC | E | |
| MCLINEY, CASEY PATRICK | I | CENTRAL STATES FINANCIAL SERVICES, LLC | E | |
| MCLINEY, CASEY PATRICK | I | CENTRAL STATES FINANCIAL SERVICES, LLC | E | |
| MCLINEY, CASEY PATRICK | I | CENTRAL STATES FINANCIAL SERVICES, LLC | E | |
| MCLINEY, CASEY PATRICK | I | CENTRAL STATES FINANCIAL SERVICES, LLC | E | |
| MCLINEY, CASEY PATRICK | I | CENTRAL STATES FINANCIAL SERVICES, LLC | E | |
| MCLINEY, CASEY PATRICK | I | CENTRAL STATES FINANCIAL SERVICES, LLC | E | |
| MCLINEY, CASEY PATRICK | I | CENTRAL STATES FINANCIAL SERVICES, LLC | E |
Registrations
Federal
IA
Nov 30, 2016 REGISTERED
Notice Filings (2)
KS MO
Address
4200 W 83RD STREETSUITE 101
PRAIRIE VILLAGE, KS 66208
United States
Phone: 913-766-6565