KAIZEN FINANCIAL ADVISORS, LLC
CRD #155353 SEC #801-115111 KIRKLAND, WA 425-321-5800
SEC Registered
Total AUM
$244.2M
Discretionary
$244.2M
Employees
4
Clients
0
Accounts
560
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Washington
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 19, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KLEIN, LAURIE, LAVERNE | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| KLEIN, LAURIE, LAVERNE | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| KLEIN, LAURIE, LAVERNE | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| KLEIN, LAURIE, LAVERNE | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| KLEIN, LAURIE, LAVERNE | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| KLEIN, LAURIE, LAVERNE | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| KLEIN, LAURIE, LAVERNE | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| KLEIN, LAURIE, LAVERNE | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| KLEIN, LAURIE, LAVERNE | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| KLEIN, LAURIE, LAVERNE | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| KLEIN, LAURIE, LAVERNE | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| KLEIN, LAURIE, LAVERNE | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| KLEIN, LAURIE, LAVERNE | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
Registrations
Federal
IA
Mar 19, 2025 REGISTERED
Notice Filings (2)
TX WA
Address
4030 LAKE WASHINGTON BLVDSUITE 308
KIRKLAND, WA 98033
United States
Phone: 425-321-5800