SW ASSET MANAGEMENT LLC
CRD #155393 SEC #802-106552 MIRAMAR, FL 954-907-6517
State Registered Exempt Reporting Private Funds
Total AUM
$129.6M
Discretionary
$129.6M
Employees
1
Clients
--
Accounts
5
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 4, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ZUCARO, RAYMOND, THOMPSON | I | MANAGING MEMBER | E | Control |
| ZUCARO, RAYMOND, THOMPSON | I | MANAGING MEMBER | E | Control |
| ZUCARO, RAYMOND, THOMPSON | I | MANAGING MEMBER | E | Control |
| HINMAN, DAVID, CONRAD | I | MANAGING MEMBER | C | Control |
| HINMAN, DAVID, CONRAD | I | MANAGING MEMBER | C | Control |
| HINMAN, DAVID, CONRAD | I | MANAGER | C | Control |
| HINMAN, DAVID, CONRAD | I | MANAGING MEMBER | C | Control |
| HINMAN, DAVID, CONRAD | I | MANAGING MEMBER | C | Control |
| HINMAN, DAVID, CONRAD | I | MANAGING MEMBER | C | Control |
| HINMAN, DAVID, CONRAD | I | MANAGING MEMBER | C | Control |
| HINMAN, DAVID, CONRAD | I | MANAGING MEMBER | C | Control |
| ZUCARO, RAYMOND | I | MANAGER | C | Control |
| ZUCARO, RAYMOND, THOMPSON | I | MANAGING MEMBER | C | Control |
| ZUCARO, RAYMOND, THOMPSON | I | MANAGING MEMBER | C | Control |
| ZUCARO, RAYMOND, THOMPSON | I | MANAGING MEMBER | C | Control |
| ZUCARO, RAYMOND, THOMPSON | I | MANAGING MEMBER | C | Control |
| ZUCARO, RAYMOND, THOMPSON | I | MANAGING MEMBER | C | Control |
| ZUCARO, RAYMOND, THOMPSON | I | MANAGING MEMBER | C | Control |
| ZUCARO, RAYMOND, THOMPSON | I | MANAGING MEMBER | C | Control |
| VENABLE, ROBERT, STEPHEN | I | CHIEF COMPLIANCE OFFICER | B | Control |
| VENABLE, ROBERT, STEPHEN | I | CHIEF COMPLIANCE OFFICER | B | Control |
| VENABLE, ROBERT, STEPHEN | I | CHIEF COMPLIANCE OFFICER | B | Control |
| VENABLE, ROBERT, STEPHEN | I | CHIEF COMPLIANCE OFFICER | B | Control |
| VENABLE, ROBERT, STEPHEN | I | CHIEF COMPLIANCE OFFICER | B | Control |
| VENABLE, ROBERT, STEPHEN | I | CHIEF COMPLIANCE OFFICER | B | Control |
| VENABLE, ROBERT, STEPHEN | I | CHIEF COMPLIANCE OFFICER | B | Control |
| VENABLE, ROBERT, STEPHEN | I | CHIEF COMPLIANCE OFFICER | B | Control |
| VENABLE, ROBERT, STEPHEN | I | CHIEF COMPLIANCE OFFICER | B | Control |
| VENABLE, ROBERT, STEPHEN | I | CHIEF COMPLIANCE OFFICER | B | Control |
| VENABLE, ROBERT, STEPHEN | I | CHIEF COMPLIANCE OFFICER | B | Control |
| FORWARD MANAGEMENT, LLC | DE | MEMBER | A | |
| FORWARD MANAGEMENT, LLC | DE | MEMBER | A | |
| FORWARD MANAGEMENT, LLC | DE | MEMBER | A | |
| FORWARD MANAGEMENT, LLC | DE | MEMBER | A | |
| FORWARD MANAGEMENT, LLC | DE | MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GETTY, GORDON, PETER | I | FORWARD MANAGEMENT, LLC | C | Control |
| GETTY, GORDON, PETER | I | FORWARD MANAGEMENT, LLC | C | Control |
| GETTY, GORDON, PETER | I | FORWARD MANAGEMENT, LLC | C | Control |
| GETTY, GORDON, PETER | I | FORWARD MANAGEMENT, LLC | C | Control |
| GETTY, GORDON, PETER | I | FORWARD MANAGEMENT, LLC | C | Control |
| REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | DE | FORWARD MANAGEMENT, LLC | C | Control |
| REFLOW FORWARD FAMILY HOLDING COMPANY, LLC | DE | FORWARD MANAGEMENT, LLC | C | Control |
Registrations
Federal
ERA
Mar 4, 2016 REGISTERED
Notice Filings (1)
CA
Address
18935 SW 29 ST.MIRAMAR, FL 33029
United States
Phone: 954-907-6517