VINING-SPARKS ASSET MANAGEMENT, LLC
CRD #155397 SEC #801-71982 MEMPHIS, TN 901-766-3000
SEC Registered
Total AUM
$158.6M
Discretionary
$0
Employees
7
Clients
0
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Tennessee
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2018
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOBERSKI, IRVING, VINCENT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BOBERSKI, IRVING, VINCENT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BOBERSKI, IRVING, VINCENT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BOBERSKI, IRVING, VINCENT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BOBERSKI, IRVING, VINCENT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BOBERSKI, IRVING, VINCENT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BOBERSKI, IRVING, VINCENT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BOBERSKI, IRVING, VINCENT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BOBERSKI, IRVING, VINCENT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BOBERSKI, IRVING, VINCENT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BOBERSKI, IRVING, VINCENT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BOBERSKI, IRVING, VINCENT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BOBERSKI, IRVING, VINCENT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BOBERSKI, IRVING, VINCENT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BOBERSKI, IRVING, VINCENT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BOBERSKI, IRVING, VINCENT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BOBERSKI, IRVING, VINCENT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BOBERSKI, IRVING, VINCENT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BOBERSKI, IRVING, VINCENT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BOBERSKI, IRVING, VINCENT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BOBERSKI, IRVING, VINCENT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BOBERSKI, IRVING, VINCENT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BOBERSKI, IRVING, VINCENT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BOBERSKI, IRVING, VINCENT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CRAWFORD, JOHN, THOMAS | I | PRESIDENT | NA | Control |
| CRAWFORD, JOHN, THOMAS | I | PRESIDENT | NA | Control |
| CRAWFORD, JOHN, THOMAS | I | PRESIDENT | NA | Control |
| CRAWFORD, JOHN, THOMAS | I | PRESIDENT | NA | Control |
| CRAWFORD, JOHN, THOMAS | I | PRESIDENT | NA | Control |
| CRAWFORD, JOHN, THOMAS | I | PRESIDENT | NA | Control |
| CRAWFORD, JOHN, THOMAS | I | PRESIDENT | NA | Control |
| CRAWFORD, JOHN, THOMAS | I | PRESIDENT | NA | Control |
| CRAWFORD, JOHN, THOMAS | I | PRESIDENT | NA | Control |
| CRAWFORD, JOHN, THOMAS | I | PRESIDENT | NA | Control |
| CRAWFORD, JOHN, THOMAS | I | PRESIDENT | NA | Control |
| CRAWFORD, JOHN, THOMAS | I | PRESIDENT | NA | Control |
| CRAWFORD, JOHN, THOMAS | I | PRESIDENT | NA | Control |
| CRAWFORD, JOHN, THOMAS | I | PRESIDENT | NA | Control |
| CRAWFORD, JOHN, THOMAS | I | PRESIDENT | NA | Control |
| CRAWFORD, JOHN, THOMAS | I | PRESIDENT | NA | Control |
| CRAWFORD, JOHN, THOMAS | I | PRESIDENT | NA | Control |
| CRAWFORD, JOHN, THOMAS | I | PRESIDENT | NA | Control |
| CRAWFORD, JOHN, THOMAS | I | PRESIDENT | NA | Control |
| CRAWFORD, JOHN, THOMAS | I | PRESIDENT | NA | Control |
| CRAWFORD, JOHN, THOMAS | I | PRESIDENT | NA | Control |
| CRAWFORD, JOHN, THOMAS | I | PRESIDENT | NA | Control |
| CRAWFORD, JOHN, THOMAS | I | PRESIDENT | NA | Control |
| CRAWFORD, JOHN, THOMAS | I | PRESIDENT | NA | Control |
| LEVINGSTON, LARRY, BRUCE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEVINGSTON, LARRY, BRUCE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEVINGSTON, LARRY, BRUCE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEVINGSTON, LARRY, BRUCE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEVINGSTON, LARRY, BRUCE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEVINGSTON, LARRY, BRUCE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEVINGSTON, LARRY, BRUCE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEVINGSTON, LARRY, BRUCE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RIGGS, ALLEN, JOEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RIGGS, ALLEN, JOEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RIGGS, ALLEN, JOEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RIGGS, ALLEN, JOEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RIGGS, ALLEN, JOEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RIGGS, ALLEN, JOEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RIGGS, ALLEN, JOEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RIGGS, ALLEN, JOEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RIGGS, ALLEN, JOEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RIGGS, ALLEN, JOEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RIGGS, ALLEN, JOEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RIGGS, ALLEN, JOEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RIGGS, ALLEN, JOEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RIGGS, ALLEN, JOEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RIGGS, ALLEN, JOEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RIGGS, ALLEN, JOEY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SHEA, MARTIN, FLANAGAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHEA, MARTIN, FLANAGAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHEA, MARTIN, FLANAGAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHEA, MARTIN, FLANAGAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHEA, MARTIN, FLANAGAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHEA, MARTIN, FLANAGAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHEA, MARTIN, FLANAGAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHEA, MARTIN, FLANAGAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHEA, MARTIN, FLANAGAN | I | GENERAL COUNSEL | NA | Control |
| SHEA, MARTIN, FLANAGAN | I | GENERAL COUNSEL | NA | Control |
| SHEA, MARTIN, FLANAGAN | I | GENERAL COUNSEL | NA | Control |
| SHEA, MARTIN, FLANAGAN | I | GENERAL COUNSEL | NA | Control |
| SHEA, MARTIN, FLANAGAN | I | GENERAL COUNSEL | NA | Control |
| SHEA, MARTIN, FLANAGAN | I | GENERAL COUNSEL | NA | Control |
| SHEA, MARTIN, FLANAGAN | I | GENERAL COUNSEL | NA | Control |
| SHEA, MARTIN, FLANAGAN | I | GENERAL COUNSEL | NA | Control |
| SHEA, MARTIN, FLANAGAN | I | GENERAL COUNSEL | NA | Control |
| SHEA, MARTIN, FLANAGAN | I | GENERAL COUNSEL | NA | Control |
| SHEA, MARTIN, FLANAGAN | I | GENERAL COUNSEL | NA | Control |
| SHEA, MARTIN, FLANAGAN | I | GENERAL COUNSEL | NA | Control |
| SHEA, MARTIN, FLANAGAN | I | GENERAL COUNSEL | NA | Control |
| SHEA, MARTIN, FLANAGAN | I | GENERAL COUNSEL | NA | Control |
| SHEA, MARTIN, FLANAGAN | I | GENERAL COUNSEL | NA | Control |
| SHEA, MARTIN, FLANAGAN | I | GENERAL COUNSEL | NA | Control |
| THOMAS, CHARLES, CHRISTIAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMAS, CHARLES, CHRISTIAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMAS, CHARLES, CHRISTIAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMAS, CHARLES, CHRISTIAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMAS, CHARLES, CHRISTIAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMAS, CHARLES, CHRISTIAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMAS, CHARLES, CHRISTIAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMAS, CHARLES, CHRISTIAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMAS, CHARLES, CHRISTIAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMAS, CHARLES, CHRISTIAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMAS, CHARLES, CHRISTIAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMAS, CHARLES, CHRISTIAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMAS, CHARLES, CHRISTIAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMAS, CHARLES, CHRISTIAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMAS, CHARLES, CHRISTIAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMAS, CHARLES, CHRISTIAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VINING-SPARKS IBG, LIMITED PARTNERSHIP | DE | MANAGING MEMBER | E | Control |
| VINING-SPARKS IBG, LIMITED PARTNERSHIP | DE | MANAGING MEMBER | E | Control |
| VINING-SPARKS IBG, LIMITED PARTNERSHIP | DE | MANAGING MEMBER | E | Control |
| VINING-SPARKS IBG, LIMITED PARTNERSHIP | DE | MANAGING MEMBER | E | Control |
| VINING-SPARKS IBG, LIMITED PARTNERSHIP | DE | MANAGING MEMBER | E | Control |
| VINING-SPARKS IBG, LIMITED PARTNERSHIP | DE | MANAGING MEMBER | E | Control |
| VINING-SPARKS IBG, LIMITED PARTNERSHIP | DE | MANAGING MEMBER | E | Control |
| VINING-SPARKS IBG, LIMITED PARTNERSHIP | DE | MANAGING MEMBER | E | Control |
| VINING-SPARKS IBG, LIMITED PARTNERSHIP | DE | MANAGING MEMBER | E | Control |
| VINING-SPARKS IBG, LIMITED PARTNERSHIP | DE | MANAGING MEMBER | E | Control |
| VINING-SPARKS IBG, LIMITED PARTNERSHIP | DE | MANAGING MEMBER | E | Control |
| VINING-SPARKS IBG, LIMITED PARTNERSHIP | DE | MANAGING MEMBER | E | Control |
| VINING-SPARKS IBG, LIMITED PARTNERSHIP | DE | MANAGING MEMBER | E | Control |
| VINING-SPARKS IBG, LIMITED PARTNERSHIP | DE | MANAGING MEMBER | E | Control |
| VINING-SPARKS IBG, LIMITED PARTNERSHIP | DE | MANAGING MEMBER | E | Control |
| VINING-SPARKS IBG, LIMITED PARTNERSHIP | DE | MANAGING MEMBER | E | Control |
| VINING-SPARKS IBG, LIMITED PARTNERSHIP | DE | MANAGING MEMBER | E | Control |
| VINING-SPARKS IBG, LIMITED PARTNERSHIP | DE | MANAGING MEMBER | E | Control |
| VINING-SPARKS IBG, LIMITED PARTNERSHIP | DE | MANAGING MEMBER | E | Control |
| VINING-SPARKS IBG, LIMITED PARTNERSHIP | DE | MANAGING MEMBER | E | Control |
| VINING-SPARKS IBG, LIMITED PARTNERSHIP | DE | MANAGING MEMBER | E | Control |
| VINING-SPARKS IBG, LIMITED PARTNERSHIP | DE | MANAGING MEMBER | E | Control |
| VINING-SPARKS IBG, LIMITED PARTNERSHIP | DE | MANAGING MEMBER | E | Control |
| VINING-SPARKS IBG, LIMITED PARTNERSHIP | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LEVINGSTON, LARRY, BRUCE | I | THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | F | Control |
| LEVINGSTON, LARRY, BRUCE | I | THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | F | Control |
| LEVINGSTON, LARRY, BRUCE | I | THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | F | Control |
| LEVINGSTON, LARRY, BRUCE | I | THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | F | Control |
| LEVINGSTON, LARRY, BRUCE | I | THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | F | Control |
| LEVINGSTON, LARRY, BRUCE | I | THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | F | Control |
| LEVINGSTON, LARRY, BRUCE | I | THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | F | Control |
| LEVINGSTON, LARRY, BRUCE | I | THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | F | Control |
| LEVINGSTON, LARRY, BRUCE | I | THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | F | Control |
| LEVINGSTON, LARRY, BRUCE | I | THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | F | Control |
| LEVINGSTON, LARRY, BRUCE | I | THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | F | Control |
| LEVINGSTON, LARRY, BRUCE | I | THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | F | Control |
| LEVINGSTON, LARRY, BRUCE | I | THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | F | Control |
| LEVINGSTON, LARRY, BRUCE | I | THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | F | Control |
| LEVINGSTON, LARRY, BRUCE | I | THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | F | Control |
| LEVINGSTON, LARRY, BRUCE | I | THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | F | Control |
| LEVINGSTON, LARRY, BRUCE | I | THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | F | Control |
| LEVINGSTON, LARRY, BRUCE | I | THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | F | Control |
| LEVINGSTON, LARRY, BRUCE | I | THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | F | Control |
| LEVINGSTON, LARRY, BRUCE | I | THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | F | Control |
| LEVINGSTON, LARRY, BRUCE | I | THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | F | Control |
| LEVINGSTON, LARRY, BRUCE | I | THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | F | Control |
| LEVINGSTON, LARRY, BRUCE | I | THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | F | Control |
| RBS SPARKS, LLC | DE | RBS SPARKS HOLDINGS, L.P. | F | Control |
| RBS SPARKS, LLC | DE | RBS SPARKS HOLDINGS, L.P. | F | Control |
| RBS SPARKS, LLC | DE | RBS SPARKS HOLDINGS, L.P. | F | Control |
| RBS SPARKS, LLC | DE | RBS SPARKS HOLDINGS, L.P. | F | Control |
| RBS SPARKS, LLC | DE | RBS SPARKS HOLDINGS, L.P. | F | Control |
| RBS SPARKS, LLC | DE | RBS SPARKS HOLDINGS, L.P. | F | Control |
| RBS SPARKS, LLC | DE | RBS SPARKS HOLDINGS, L.P. | F | Control |
| RBS SPARKS, LLC | DE | RBS SPARKS HOLDINGS, L.P. | F | Control |
| RBS SPARKS, LLC | DE | RBS SPARKS HOLDINGS, L.P. | F | Control |
| RBS SPARKS, LLC | DE | RBS SPARKS HOLDINGS, L.P. | F | Control |
| RBS SPARKS, LLC | DE | RBS SPARKS HOLDINGS, L.P. | F | Control |
| RBS SPARKS, LLC | DE | RBS SPARKS HOLDINGS, L.P. | F | Control |
| RBS SPARKS, LLC | DE | RBS SPARKS HOLDINGS, L.P. | F | Control |
| RBS SPARKS, LLC | DE | RBS SPARKS HOLDINGS, L.P. | F | Control |
| RBS SPARKS, LLC | DE | RBS SPARKS HOLDINGS, L.P. | F | Control |
| RBS SPARKS, LLC | DE | RBS SPARKS HOLDINGS, L.P. | F | Control |
| RBS SPARKS, LLC | DE | RBS SPARKS HOLDINGS, L.P. | F | Control |
| RBS SPARKS, LLC | DE | RBS SPARKS HOLDINGS, L.P. | F | Control |
| RBS SPARKS, LLC | DE | RBS SPARKS HOLDINGS, L.P. | F | Control |
| RBS SPARKS, LLC | DE | RBS SPARKS HOLDINGS, L.P. | F | Control |
| RBS SPARKS, LLC | DE | RBS SPARKS HOLDINGS, L.P. | F | Control |
| RBS SPARKS, LLC | DE | RBS SPARKS HOLDINGS, L.P. | F | Control |
| RBS SPARKS, LLC | DE | RBS SPARKS HOLDINGS, L.P. | F | Control |
| SPARKS, ROBERT, DEAN | I | RBS SPARKS, LLC | F | Control |
| SPARKS, ROBERT, DEAN | I | RBS SPARKS, LLC | F | Control |
| SPARKS, ROBERT, DEAN | I | RBS SPARKS, LLC | F | Control |
| SPARKS, ROBERT, DEAN | I | RBS SPARKS, LLC | F | Control |
| SPARKS, ROBERT, DEAN | I | RBS SPARKS, LLC | F | Control |
| SPARKS, ROBERT, DEAN | I | RBS SPARKS, LLC | F | Control |
| SPARKS, ROBERT, DEAN | I | RBS SPARKS, LLC | F | Control |
| SPARKS, ROBERT, DEAN | I | RBS SPARKS, LLC | F | Control |
| SPARKS, ROBERT, DEAN | I | RBS SPARKS, LLC | F | Control |
| SPARKS, ROBERT, DEAN | I | RBS SPARKS, LLC | F | Control |
| SPARKS, ROBERT, DEAN | I | RBS SPARKS, LLC | F | Control |
| SPARKS, ROBERT, DEAN | I | RBS SPARKS, LLC | F | Control |
| SPARKS, ROBERT, DEAN | I | RBS SPARKS, LLC | F | Control |
| SPARKS, ROBERT, DEAN | I | RBS SPARKS, LLC | F | Control |
| SPARKS, ROBERT, DEAN | I | RBS SPARKS, LLC | F | Control |
| SPARKS, ROBERT, DEAN | I | RBS SPARKS, LLC | F | Control |
| SPARKS, ROBERT, DEAN | I | RBS SPARKS, LLC | F | Control |
| SPARKS, ROBERT, DEAN | I | RBS SPARKS, LLC | F | Control |
| SPARKS, ROBERT, DEAN | I | RBS SPARKS, LLC | F | Control |
| SPARKS, ROBERT, DEAN | I | RBS SPARKS, LLC | F | Control |
| SPARKS, ROBERT, DEAN | I | RBS SPARKS, LLC | F | Control |
| SPARKS, ROBERT, DEAN | I | RBS SPARKS, LLC | F | Control |
| SPARKS, ROBERT, DEAN | I | RBS SPARKS, LLC | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS FUND, L.P. | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS & ASSOCIATES, L.P. | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS FUND, L.P. | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS & ASSOCIATES, L.P. | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS FUND, L.P. | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS & ASSOCIATES, L.P. | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS FUND, L.P. | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS & ASSOCIATES, L.P. | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS FUND, L.P. | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS & ASSOCIATES, L.P. | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS FUND, L.P. | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS & ASSOCIATES, L.P. | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS FUND, L.P. | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS & ASSOCIATES, L.P. | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS FUND, L.P. | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS & ASSOCIATES, L.P. | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS FUND, L.P. | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS & ASSOCIATES, L.P. | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS FUND, L.P. | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS & ASSOCIATES, L.P. | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS FUND, L.P. | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS & ASSOCIATES, L.P. | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS FUND, L.P. | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS & ASSOCIATES, L.P. | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS FUND, L.P. | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS & ASSOCIATES, L.P. | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS FUND, L.P. | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS & ASSOCIATES, L.P. | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS FUND, L.P. | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS & ASSOCIATES, L.P. | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS FUND, L.P. | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS & ASSOCIATES, L.P. | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS FUND, L.P. | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS & ASSOCIATES, L.P. | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS FUND, L.P. | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS & ASSOCIATES, L.P. | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS FUND, L.P. | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS & ASSOCIATES, L.P. | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS FUND, L.P. | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS & ASSOCIATES, L.P. | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS FUND, L.P. | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS & ASSOCIATES, L.P. | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS FUND, L.P. | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS & ASSOCIATES, L.P. | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS FUND, L.P. | F | Control |
| VINING-SPARKS SECURITIES, INC. | DE | VINING-SPARKS & ASSOCIATES, L.P. | F | Control |
| MEDFORD, MARK, ANTHONY | I | VINING-SPARKS SECURITIES INC. | E | Control |
| MEDFORD, MARK, ANTHONY | I | VINING-SPARKS SECURITIES INC. | E | Control |
| MEDFORD, MARK, ANTHONY | I | VINING-SPARKS SECURITIES INC. | E | Control |
| MEDFORD, MARK, ANTHONY | I | VINING-SPARKS SECURITIES INC. | E | Control |
| MEDFORD, MARK, ANTHONY | I | VINING-SPARKS SECURITIES INC. | E | Control |
| MEDFORD, MARK, ANTHONY | I | VINING-SPARKS SECURITIES INC. | E | Control |
| MEDFORD, MARK, ANTHONY | I | VINING-SPARKS SECURITIES INC. | E | Control |
| MEDFORD, MARK, ANTHONY | I | VINING-SPARKS SECURITIES INC. | E | Control |
| MEDFORD, MARK, ANTHONY | I | VINING-SPARKS SECURITIES INC. | E | Control |
| MEDFORD, MARK, ANTHONY | I | VINING-SPARKS SECURITIES INC. | E | Control |
| MEDFORD, MARK, ANTHONY | I | VINING-SPARKS SECURITIES INC. | E | Control |
| MEDFORD, MARK, ANTHONY | I | VINING-SPARKS SECURITIES INC. | E | Control |
| MEDFORD, MARK, ANTHONY | I | VINING-SPARKS SECURITIES INC. | E | Control |
| MEDFORD, MARK, ANTHONY | I | VINING-SPARKS SECURITIES INC. | E | Control |
| MEDFORD, MARK, ANTHONY | I | VINING-SPARKS SECURITIES INC. | E | Control |
| MEDFORD, MARK, ANTHONY | I | VINING-SPARKS SECURITIES INC. | E | Control |
| MEDFORD, MARK, ANTHONY | I | VINING-SPARKS SECURITIES INC. | E | Control |
| MEDFORD, MARK, ANTHONY | I | VINING-SPARKS SECURITIES INC. | E | Control |
| MEDFORD, MARK, ANTHONY | I | VINING-SPARKS SECURITIES INC. | E | Control |
| MEDFORD, MARK, ANTHONY | I | VINING-SPARKS SECURITIES INC. | E | Control |
| MEDFORD, MARK, ANTHONY | I | VINING-SPARKS SECURITIES INC. | E | Control |
| MEDFORD, MARK, ANTHONY | I | VINING-SPARKS SECURITIES INC. | E | Control |
| MEDFORD, MARK, ANTHONY | I | VINING-SPARKS SECURITIES INC. | E | Control |
| MEDFORD, MARK, ANTHONY | I | VINING-SPARKS SECURITIES INC. | E | Control |
| VINING-SPARKS FUND, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | D | Control |
| VINING-SPARKS FUND, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | D | Control |
| VINING-SPARKS FUND, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | D | Control |
| VINING-SPARKS FUND, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | D | Control |
| VINING-SPARKS FUND, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | D | Control |
| VINING-SPARKS FUND, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | D | Control |
| VINING-SPARKS FUND, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | D | Control |
| VINING-SPARKS FUND, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | D | Control |
| VINING-SPARKS FUND, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | D | Control |
| VINING-SPARKS FUND, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | D | Control |
| VINING-SPARKS FUND, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | D | Control |
| VINING-SPARKS FUND, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | D | Control |
| VINING-SPARKS FUND, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | D | Control |
| VINING-SPARKS FUND, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | D | Control |
| VINING-SPARKS FUND, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | D | Control |
| VINING-SPARKS FUND, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | D | Control |
| VINING-SPARKS FUND, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | D | Control |
| VINING-SPARKS FUND, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | D | Control |
| VINING-SPARKS FUND, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | D | Control |
| VINING-SPARKS FUND, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | D | Control |
| VINING-SPARKS FUND, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | D | Control |
| VINING-SPARKS FUND, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | D | Control |
| VINING-SPARKS FUND, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | D | Control |
| VINING-SPARKS FUND, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | D | Control |
| RBS SPARKS HOLDINGS, L. P. | DE | VINING-SPARKS FUND, L. P. | C | Control |
| RBS SPARKS HOLDINGS, L. P. | DE | VINING-SPARKS FUND, L. P. | C | Control |
| RBS SPARKS HOLDINGS, L. P. | DE | VINING-SPARKS FUND, L. P. | C | Control |
| RBS SPARKS HOLDINGS, L. P. | DE | VINING-SPARKS FUND, L. P. | C | Control |
| RBS SPARKS HOLDINGS, L. P. | DE | VINING-SPARKS FUND, L. P. | C | Control |
| RBS SPARKS HOLDINGS, L. P. | DE | VINING-SPARKS FUND, L. P. | C | Control |
| RBS SPARKS HOLDINGS, L. P. | DE | VINING-SPARKS FUND, L. P. | C | Control |
| RBS SPARKS HOLDINGS, L. P. | DE | VINING-SPARKS FUND, L. P. | C | Control |
| RBS SPARKS HOLDINGS, L. P. | DE | VINING-SPARKS FUND, L. P. | C | Control |
| RBS SPARKS HOLDINGS, L. P. | DE | VINING-SPARKS FUND, L. P. | C | Control |
| RBS SPARKS HOLDINGS, L. P. | DE | VINING-SPARKS FUND, L. P. | C | Control |
| RBS SPARKS HOLDINGS, L. P. | DE | VINING-SPARKS FUND, L. P. | C | Control |
| RBS SPARKS HOLDINGS, L. P. | DE | VINING-SPARKS FUND, L. P. | C | Control |
| RBS SPARKS HOLDINGS, L. P. | DE | VINING-SPARKS FUND, L. P. | C | Control |
| RBS SPARKS HOLDINGS, L. P. | DE | VINING-SPARKS FUND, L. P. | C | Control |
| RBS SPARKS HOLDINGS, L. P. | DE | VINING-SPARKS FUND, L. P. | C | Control |
| RBS SPARKS HOLDINGS, L. P. | DE | VINING-SPARKS FUND, L. P. | C | Control |
| RBS SPARKS HOLDINGS, L. P. | DE | VINING-SPARKS FUND, L. P. | C | Control |
| RBS SPARKS HOLDINGS, L. P. | DE | VINING-SPARKS FUND, L. P. | C | Control |
| RBS SPARKS HOLDINGS, L. P. | DE | VINING-SPARKS FUND, L. P. | C | Control |
| RBS SPARKS HOLDINGS, L. P. | DE | VINING-SPARKS FUND, L. P. | C | Control |
| RBS SPARKS HOLDINGS, L. P. | DE | VINING-SPARKS FUND, L. P. | C | Control |
| RBS SPARKS HOLDINGS, L. P. | DE | VINING-SPARKS FUND, L. P. | C | Control |
| RBS SPARKS HOLDINGS, L. P. | DE | VINING-SPARKS FUND, L. P. | C | Control |
| THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | DE | VINING-SPARKS FUND, L. P. | C | Control |
| THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | DE | VINING-SPARKS FUND, L. P. | C | Control |
| THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | DE | VINING-SPARKS FUND, L. P. | C | Control |
| THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | DE | VINING-SPARKS FUND, L. P. | C | Control |
| THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | DE | VINING-SPARKS FUND, L. P. | C | Control |
| THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | DE | VINING-SPARKS FUND, L. P. | C | Control |
| THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | DE | VINING-SPARKS FUND, L. P. | C | Control |
| THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | DE | VINING-SPARKS FUND, L. P. | C | Control |
| THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | DE | VINING-SPARKS FUND, L. P. | C | Control |
| THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | DE | VINING-SPARKS FUND, L. P. | C | Control |
| THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | DE | VINING-SPARKS FUND, L. P. | C | Control |
| THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | DE | VINING-SPARKS FUND, L. P. | C | Control |
| THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | DE | VINING-SPARKS FUND, L. P. | C | Control |
| THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | DE | VINING-SPARKS FUND, L. P. | C | Control |
| THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | DE | VINING-SPARKS FUND, L. P. | C | Control |
| THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | DE | VINING-SPARKS FUND, L. P. | C | Control |
| THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | DE | VINING-SPARKS FUND, L. P. | C | Control |
| THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | DE | VINING-SPARKS FUND, L. P. | C | Control |
| THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | DE | VINING-SPARKS FUND, L. P. | C | Control |
| THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | DE | VINING-SPARKS FUND, L. P. | C | Control |
| THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | DE | VINING-SPARKS FUND, L. P. | C | Control |
| THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | DE | VINING-SPARKS FUND, L. P. | C | Control |
| THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | DE | VINING-SPARKS FUND, L. P. | C | Control |
| THE JAMES L. VINING TRUST U/T/A DATED JANUARY 5, 2004 | DE | VINING-SPARKS FUND, L. P. | C | Control |
| VINING-SPARKS & ASSOCIATES, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | C | Control |
| VINING-SPARKS & ASSOCIATES, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | C | Control |
| VINING-SPARKS & ASSOCIATES, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | C | Control |
| VINING-SPARKS & ASSOCIATES, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | C | Control |
| VINING-SPARKS & ASSOCIATES, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | C | Control |
| VINING-SPARKS & ASSOCIATES, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | C | Control |
| VINING-SPARKS & ASSOCIATES, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | C | Control |
| VINING-SPARKS & ASSOCIATES, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | C | Control |
| VINING-SPARKS & ASSOCIATES, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | C | Control |
| VINING-SPARKS & ASSOCIATES, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | C | Control |
| VINING-SPARKS & ASSOCIATES, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | C | Control |
| VINING-SPARKS & ASSOCIATES, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | C | Control |
| VINING-SPARKS & ASSOCIATES, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | C | Control |
| VINING-SPARKS & ASSOCIATES, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | C | Control |
| VINING-SPARKS & ASSOCIATES, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | C | Control |
| VINING-SPARKS & ASSOCIATES, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | C | Control |
| VINING-SPARKS & ASSOCIATES, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | C | Control |
| VINING-SPARKS & ASSOCIATES, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | C | Control |
| VINING-SPARKS & ASSOCIATES, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | C | Control |
| VINING-SPARKS & ASSOCIATES, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | C | Control |
| VINING-SPARKS & ASSOCIATES, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | C | Control |
| VINING-SPARKS & ASSOCIATES, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | C | Control |
| VINING-SPARKS & ASSOCIATES, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | C | Control |
| VINING-SPARKS & ASSOCIATES, L. P. | DE | VINING-SPARKS IBG, LIMITED PARTNERSHIP | C | Control |
Registrations
Federal
IA
Mar 28, 2018 REGISTERED
Notice Filings (2)
LA TN
Address
775 RIDGE LAKE BLVD.MEMPHIS, TN 38120
United States
Phone: 901-766-3000