440 INVESTMENT GROUP, LLC
CRD #155399 SEC #801-71952 OVERLAND PARK, KS 913-904-5700
SEC Registered
Total AUM
$156.6M
Discretionary
$106.6M
Employees
4
Clients
--
Accounts
158
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BICKNELL, MARTIN, CHRISTOPHER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DORIAN, ANNE, JENELLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| DORIAN, ANNE, JENELLE PLEVIAK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DORIAN, ANNE, JENELLE PLEVIAK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DORIAN, ANNE, JENELLE PLEVIAK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HENSON, GARY, PAUL | I | PRESIDENT | NA | Control |
| PERRY, BRADEN, MARTIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PERRY, BRADEN, MARTIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PERRY, BRADEN, MARTIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PERRY, BRADEN, MARTIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PLEVIAK, ANNE, JENELLE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHULZ, DAVID, WALTER | I | PRESIDENT | NA | Control |
| SCHULZ, DAVID, WALTER | I | PRESIDENT | NA | Control |
| VOHLAND, CHERYL, RENEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VOHLAND, CHERYL, RENEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VOHLAND, CHERYL, RENEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VOHLAND, CHERYL, RENEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VOHLAND, CHERYL, RENEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VOHLAND, CHERYL, RENEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VOHLAND, CHERYL, RENEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VOHLAND, CHERYL, RENEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MONTAGE INVESTMENTS, LLC | DE | MANAGING MEMBER | E | Control |
| MONTAGE INVESTMENTS, LLC | DE | MANAGING MEMBER | E | Control |
| MONTAGE INVESTMENTS, LLC | DE | MANAGING MEMBER | E | Control |
| MONTAGE ASSET MANAGEMENT, LLC | DE | MANAGING MEMBER | D | Control |
| MONTAGE ASSET MANAGEMENT, LLC | DE | MANAGING MEMBER | D | Control |
| MONTAGE ASSET MANAGEMENT, LLC | DE | MANAGING MEMBER | D | Control |
| MONTAGE INVESTMENTS, LLC | DE | MANAGING MEMBER | D | Control |
| MONTAGE INVESTMENTS, LLC | DE | MANAGING MEMBER | D | Control |
| MONTAGE INVESTMENTS, LLC | DE | MANAGING MEMBER | D | Control |
| MONTAGE INVESTMENTS, LLC | DE | MANAGING MEMBER | D | Control |
| MONTAGE INVESTMENTS, LLC | DE | MANAGING MEMBER | D | Control |
| MONTAGE INVESTMENTS, LLC | DE | MANAGING MEMBER | D | Control |
| MONTAGE INVESTMENTS, LLC | DE | MANAGING MEMBER | D | Control |
| MONTAGE INVESTMENTS, LLC | DE | MANAGING MEMBER | D | Control |
| MONTAGE INVESTMENTS, LLC | DE | MANAGING MEMBER | D | Control |
| MONTAGE INVESTMENTS, LLC | DE | MANAGING MEMBER | D | Control |
| MONTAGE INVESTMENTS, LLC | DE | MANAGING MEMBER | D | Control |
| CONRAD, THEODORE, CHARLES | I | PORTFOLIO MANAGER | C | Control |
| CONRAD, THEODORE, CHARLES | I | PORTFOLIO MANAGER | C | Control |
| CONRAD, THEODORE, THOMAS | I | PORTFOLIO MANAGER | C | Control |
| CONRAD, THEODORE, THOMAS | I | PORTFOLIO MANAGER | C | Control |
| CONRAD, THEODORE, THOMAS | I | PORTFOLIO MANAGER | C | Control |
| CONRAD, THEODORE, THOMAS | I | PORTFOLIO MANAGER | C | Control |
| CONRAD, THEODORE, THOMAS | I | PORTFOLIO MANAGER | C | Control |
| CONRAD, THEODORE, THOMAS | I | PORTFOLIO MANAGER | C | Control |
| CONRAD, THEODORE, THOMAS | I | PORTFOLIO MANAGER | C | Control |
| CONRAD, THEODORE, THOMAS | I | PORTFOLIO MANAGER | C | Control |
| CONRAD, THEODORE, THOMAS | I | PORTFOLIO MANAGER | C | Control |
| DDTJ HOLDINGS, LLC | DE | MEMBER | C | Control |
| DDTJ HOLDINGS, LLC | DE | MEMBER | C | Control |
| HENSON, GARY, PAUL | I | PRESIDENT | B | Control |
| HENSON, GARY, PAUL | I | PRESIDENT | B | Control |
| HENSON, GARY, PAUL | I | PRESIDENT | B | Control |
| HENSON, GARY, PAUL | I | PRESIDENT | B | Control |
| HENSON, GARY, PAUL | I | PRESIDENT | B | Control |
| HENSON, GARY, PAUL | I | PRESIDENT | B | Control |
| HENSON, GARY, PAUL | I | PRESIDENT | B | Control |
| HENSON, GARY, PAUL | I | PRESIDENT | B | Control |
| HENSON, GARY, PAUL | I | PRESIDENT | B | Control |
| HENSON, GARY, PAUL | I | PRESIDENT | B | Control |
| HENSON, GARY, PAUL | I | PRESIDENT | B | Control |
| KUNSHEK, BRETT, CHRISTOPHER | I | MEMBER | A | |
| KUNSHEK, BRETT, CHRISTOPHER | I | MEMBER | A | |
| KUNSHEK, BRETT, CHRISTOPHER | I | MEMBER | A | |
| KUNSHEK, BRETT, CHRISTOPHER | I | MEMBER | A | |
| KUNSHEK, BRETT, CHRISTOPHER | I | MEMBER | A | Control |
| WEINER, JASON, DOMINIC | I | MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ABITZ, DAVID, JAMES | I | DAVID AND SHEILA ABITZ REVOCABLE TRUST DATED OCTOBER 11, 2014 | F | Control |
| ABITZ, DAVID, JAMES | I | DAVID AND SHEILA ABITZ REVOCABLE TRUST DATED OCTOBER 11, 2014 | F | Control |
| BICKNELL FAMILY HOLDING COMPANY, LLC | DE | MARINER HOLDINGS, LLC | F | Control |
| BICKNELL FAMILY HOLDING COMPANY, LLC | DE | MARINER HOLDINGS, LLC | F | Control |
| BICKNELL FAMILY HOLDING COMPANY, LLC | DE | MARINER HOLDINGS, LLC | F | Control |
| BICKNELL FAMILY HOLDING COMPANY, LLC | DE | MARINER HOLDINGS, LLC | F | Control |
| BICKNELL FAMILY HOLDING COMPANY, LLC | DE | MARINER HOLDINGS, LLC | F | Control |
| BICKNELL FAMILY HOLDING COMPANY, LLC | DE | MARINER HOLDINGS, LLC | F | Control |
| BICKNELL FAMILY HOLDING COMPANY, LLC | DE | MARINER HOLDINGS, LLC | F | Control |
| BICKNELL FAMILY HOLDING COMPANY, LLC | DE | MARINER HOLDINGS, LLC | F | Control |
| BICKNELL FAMILY HOLDING COMPANY, LLC | DE | MARINER HOLDINGS, LLC | F | Control |
| BICKNELL FAMILY HOLDING COMPANY, LLC | DE | MARINER HOLDINGS, LLC | F | Control |
| BICKNELL FAMILY MANAGEMENT COMPANY TRUST | DE | BICKNELL FAMILY HOLDING COMPANY, LLC | F | Control |
| BICKNELL FAMILY MANAGEMENT COMPANY TRUST | DE | BICKNELL FAMILY HOLDING COMPANY, LLC | F | Control |
| BICKNELL FAMILY MANAGEMENT COMPANY TRUST | DE | BICKNELL FAMILY HOLDING COMPANY, LLC | F | Control |
| BICKNELL FAMILY MANAGEMENT COMPANY TRUST | DE | BICKNELL FAMILY HOLDING COMPANY, LLC | F | Control |
| BICKNELL FAMILY MANAGEMENT COMPANY TRUST | DE | BICKNELL FAMILY HOLDING COMPANY, LLC | F | Control |
| BICKNELL FAMILY MANAGEMENT COMPANY TRUST | DE | BICKNELL FAMILY HOLDING COMPANY, LLC | F | Control |
| BICKNELL FAMILY MANAGEMENT COMPANY TRUST | DE | BICKNELL FAMILY HOLDING COMPANY, LLC | F | Control |
| BICKNELL FAMILY MANAGEMENT COMPANY TRUST | DE | BICKNELL FAMILY HOLDING COMPANY, LLC | F | Control |
| BICKNELL FAMILY MANAGEMENT COMPANY TRUST | DE | BICKNELL FAMILY HOLDING COMPANY, LLC | F | Control |
| BICKNELL FAMILY MANAGEMENT COMPANY TRUST | DE | BICKNELL FAMILY HOLDING COMPANY, LLC | F | Control |
| BICKNELL FAMILY MANAGEMENT COMPANY TRUST | DE | BICKNELL FAMILY HOLDING COMPANY, LLC | F | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | BICKNELL FAMILY MANAGEMENT COMPANY TRUST | F | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | BICKNELL FAMILY MANAGEMENT COMPANY TRUST | F | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | BICKNELL FAMILY MANAGEMENT COMPANY TRUST | F | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | BICKNELL FAMILY MANAGEMENT COMPANY TRUST | F | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | BICKNELL FAMILY MANAGEMENT COMPANY TRUST | F | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | BICKNELL FAMILY MANAGEMENT COMPANY TRUST | F | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | BICKNELL FAMILY MANAGEMENT COMPANY TRUST | F | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | BICKNELL FAMILY HOLDING COMPANY, LLC | F | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | BICKNELL FAMILY MANAGEMENT COMPANY TRUST | F | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | BICKNELL FAMILY HOLDING COMPANY, LLC | F | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | BICKNELL FAMILY MANAGEMENT COMPANY TRUST | F | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | BICKNELL FAMILY MANAGEMENT COMPANY TRUST | F | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | BICKNELL FAMILY MANAGEMENT COMPANY TRUST | F | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | BICKNELL FAMILY HOLDING COMPANY, LLC | F | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | BICKNELL FAMILY HOLDING COMPANY, LLC | F | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | BICKNELL FAMILY HOLDING COMPANY, LLC | F | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | BICKNELL FAMILY HOLDING COMPANY, LLC | F | Control |
| FREEMAN, WILLIAM, ALLEN | I | BICKNELL FAMILY MANAGEMENT COMPANY TRUST | F | Control |
| FREEMAN, WILLIAM, ALLEN | I | BICKNELL FAMILY MANAGEMENT COMPANY TRUST | F | Control |
| FREEMAN, WILLIAM, ALLEN | I | BICKNELL FAMILY MANAGEMENT COMPANY TRUST | F | Control |
| FREEMAN, WILLIAM, ALLEN | I | BICKNELL FAMILY MANAGEMENT COMPANY TRUST | F | Control |
| FREEMAN, WILLIAM, ALLEN | I | BICKNELL FAMILY MANAGEMENT COMPANY TRUST | F | Control |
| FREEMAN, WILLIAM, ALLEN | I | BICKNELL FAMILY MANAGEMENT COMPANY TRUST | F | Control |
| FREEMAN, WILLIAM, ALLEN | I | BICKNELL FAMILY MANAGEMENT COMPANY TRUST | F | Control |
| BICKNELL FAMILY HOLDING COMPANY, LLC | DE | MARINER HOLDINGS, LLC | E | Control |
| BICKNELL FAMILY HOLDING COMPANY, LLC | DE | MARINER HOLDINGS, LLC | E | Control |
| BICKNELL FAMILY HOLDING COMPANY, LLC | DE | MARINER HOLDINGS, LLC | E | Control |
| BICKNELL FAMILY HOLDING COMPANY, LLC | DE | MARINER HOLDINGS, LLC | E | Control |
| BICKNELL FAMILY HOLDING COMPANY, LLC | DE | MARINER HOLDINGS, LLC | E | Control |
| BICKNELL FAMILY HOLDING COMPANY, LLC | DE | MARINER HOLDINGS, LLC | E | Control |
| MARINER HOLDINGS, LLC | DE | MONTAGE ASSET MANAGEMENT, LLC | E | Control |
| MARINER HOLDINGS, LLC | DE | MONTAGE ASSET MANAGEMENT, LLC | E | Control |
| MARINER HOLDINGS, LLC | DE | MONTAGE INVESTMENTS, LLC | E | Control |
| MARINER HOLDINGS, LLC | DE | MONTAGE ASSET MANAGEMENT, LLC | E | Control |
| MARINER HOLDINGS, LLC | DE | MONTAGE INVESTMENTS, LLC | E | Control |
| MARINER HOLDINGS, LLC | DE | MONTAGE INVESTMENTS, LLC | E | Control |
| MARINER HOLDINGS, LLC | DE | MONTAGE INVESTMENTS, LLC | E | Control |
| MARINER HOLDINGS, LLC | DE | MONTAGE INVESTMENTS, LLC | E | Control |
| MARINER HOLDINGS, LLC | DE | MONTAGE INVESTMENTS, LLC | E | Control |
| MARINER HOLDINGS, LLC | DE | MONTAGE INVESTMENTS, LLC | E | Control |
| MARINER HOLDINGS, LLC | DE | MONTAGE INVESTMENTS, LLC | E | Control |
| MARINER HOLDINGS, LLC | DE | MONTAGE INVESTMENTS, LLC | E | Control |
| MARINER HOLDINGS, LLC | DE | MONTAGE INVESTMENTS, LLC | E | Control |
| MARINER HOLDINGS, LLC | DE | MONTAGE INVESTMENTS, LLC | E | Control |
| MARINER HOLDINGS, LLC | DE | MONTAGE INVESTMENTS, LLC | E | Control |
| MARINER HOLDINGS, LLC | DE | MONTAGE INVESTMENTS, LLC | E | Control |
| MARINER HOLDINGS, LLC | DE | MONTAGE INVESTMENTS, LLC | E | Control |
| BICKNELL FAMILY HOLDING COMPANY, LLC | DE | MARINER HOLDINGS, LLC | D | Control |
| DAVID AND SHEILA ABITZ REVOCABLE TRUST DATED OCTOBER 11, 2014 | DE | DDTJ HOLDINGS, LLC | C | Control |
| DAVID AND SHEILA ABITZ REVOCABLE TRUST DATED OCTOBER 11, 2014 | DE | DDTJ HOLDINGS, LLC | C | Control |
| SCHULZ, DAVID, WALTER | I | DDTJ HOLDINGS, LLC | C | Control |
| SCHULZ, DAVID, WALTER | I | DDTJ HOLDINGS, LLC | C | Control |
Registrations
Federal
IA
Mar 31, 2017 REGISTERED
Notice Filings (23)
AZ CA CO FL GA ID IL KS MI MN MO MT NJ NY OH OK OR PA TX UT VA WA WI
Address
5700 W 112TH STSUITE 500
OVERLAND PARK, KS 66211
United States
Phone: 913-904-5700