LHF WEALTH ADVISORY SERVICES LLC
CRD #155412 SEC #801-78176 NEW YORK, NY (212) 808-0146
SEC Registered
Total AUM
$32.8M
Discretionary
$32.8M
Employees
1
Clients
0
Accounts
71
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 18, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FAZIO, CHARLES | I | MEMBER | NA | |
| FAZIO, CHARLES | I | MEMBER | NA | |
| FAZIO, CHARLES | I | MEMBER | NA | |
| FAZIO, CHARLES | I | MEMBER | NA | |
| FAZIO, CHARLES | I | MEMBER | NA | |
| FAZIO, CHARLES | I | MEMBER | NA | |
| PERNA, JOHN | I | MEMBER | D | Control |
| PERNA, JOHN | I | MEMBER | D | Control |
| PERNA, JOHN | I | MEMBER | D | Control |
| PERNA, JOHN | I | MEMBER | D | Control |
| PERNA, JOHN | I | MEMBER | D | Control |
| PERNA, JOHN | I | MEMBER | D | Control |
| BARBER, RICHARD | I | MEMBER | C | |
| BARBER, RICHARD | I | MEMBER | C | |
| BARBER, RICHARD | I | MEMBER | C | |
| BARBER, RICHARD | I | MEMBER | C | |
| BARBER, RICHARD | I | MEMBER | C | |
| BARBER, RICHARD | I | MEMBER | C | |
| PERNA, VINCENT, WILLIAM | I | MANAGER / CHIEF COMPLIANCE OFFICER | B | Control |
| PERNA, VINCENT, WILLIAM | I | MANAGER / CHIEF COMPLIANCE OFFICER | B | Control |
| PERNA, VINCENT, WILLIAM | I | MANAGER / CHIEF COMPLIANCE OFFICER | B | Control |
| PERNA, VINCENT, WILLIAM | I | MANAGER / CHIEF COMPLIANCE OFFICER | B | Control |
| PERNA, VINCENT, WILLIAM | I | MANAGER / CHIEF COMPLIANCE OFFICER | B | Control |
| PERNA, VINCENT, WILLIAM | I | MANAGER / CHIEF COMPLIANCE OFFICER | B | Control |
Registrations
Federal
IA
Mar 18, 2016 REGISTERED
Notice Filings (1)
NY
Address
529 FIFTH AVENUE9TH FLOOR
NEW YORK, NY 10017
United States
Phone: (212) 808-0146