EMPIRICAL ASSET MANAGEMENT, LLC

CRD #155436 SEC #801-71967 WELLESLEY, MA 781-431-2223

SEC Registered Private Funds

Total AUM

$467M

Discretionary

$448.8M

Employees

Clients

Accounts

988

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Sep 4, 2025
Branch Offices: 6

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
CALDICOTT, GLENN, ANDREW	I	CHIEF INVESTMENT OFFICER	NA	Control
CALDICOTT, GLENN, ANDREW	I	CHIEF INVESTMENT OFFICER	NA	Control
CALDICOTT, GLENN, ANDREW	I	CHIEF INVESTMENT OFFICER	NA	Control
CALDICOTT, GLENN, ANDREW	I	CHIEF INVESTMENT OFFICER	NA	Control
CALDICOTT, GLENN, ANDREW	I	CHIEF INVESTMENT OFFICER	NA	Control
CALDICOTT, GLENN, ANDREW	I	CHIEF INVESTMENT OFFICER	NA	Control
CALDICOTT, GLENN, ANDREW	I	CHIEF INVESTMENT OFFICER	NA	Control
CALDICOTT, GLENN, ANDREW	I	CHIEF INVESTMENT OFFICER	NA	Control
CALDICOTT, GLENN, ANDREW	I	CHIEF INVESTMENT OFFICER	NA	Control
CALDICOTT, GLENN, ANDREW	I	CHIEF INVESTMENT OFFICER	NA	Control
CALDICOTT, GLENN, ANDREW	I	CHIEF INVESTMENT OFFICER	NA	Control
CALDICOTT, GLENN, ANDREW	I	CHIEF INVESTMENT OFFICER	NA	Control
CALDICOTT, GLENN, ANDREW	I	CHIEF INVESTMENT OFFICER	NA	Control
CALDICOTT, GLENN, ANDREW	I	CHIEF INVESTMENT OFFICER	NA	Control
CALDICOTT, GLENN, ANDREW	I	CHIEF INVESTMENT OFFICER	NA	Control
CALDICOTT, GLENN, ANDREW	I	CHIEF INVESTMENT OFFICER	NA	Control
FISKIO, MARK, HENRY	I	MANAGING PARNTER AND CCO	D	Control
FISKIO, MARK, HENRY	I	MANAGING PARNTER AND CCO	D	Control
FISKIO, MARK, HENRY	I	MANAGING PARNTER AND CCO	D	Control
FISKIO, MARK, HENRY	I	MANAGING PARNTER AND CCO	D	Control
FISKIO, MARK, HENRY	I	MANAGING PARNTER AND CCO	D	Control
FISKIO, MARK, HENRY	I	MANAGING PARNTER AND CCO	D	Control
FISKIO, MARK, HENRY	I	MANAGING PARNTER AND CCO	D	Control
FISKIO, MARK, HENRY	I	MANAGING PARNTER AND CCO	D	Control
FISKIO, MARK, HENRY	I	MANAGING PARTNER AND CCO	D	Control
FISKIO, MARK, HENRY	I	MANAGING PARNTER AND CCO	D	Control
FISKIO, MARK, HENRY	I	MANAGING PARNTER AND CCO	D	Control
FISKIO, MARK, HENRY	I	MANAGING PARTNER AND CCO	D	Control
FISKIO, MARK, HENRY	I	MANAGING PARTNER AND CCO	D	Control
FISKIO, MARK, HENRY	I	MANAGING PARTNER AND CCO	D	Control
FISKIO, MARK, HENRY	I	MANAGING PARTNER AND CCO	D	Control
FISKIO, MARK, HENRY	I	MANAGING PARNTER AND CCO	D	Control
FISKIO, MARK, HENRY	I	MANAGING PARNTER AND CCO	D	Control
FISKIO, MARK, HENRY	I	MANAGING PARTNER AND CCO	D	Control
FISKIO, MARK, HENRY	I	MANAGING PARTNER AND CCO	D	Control
FISKIO, MARK, HENRY	I	MANAGING PARTNER AND CCO	D	Control
FISKIO, MARK, HENRY	I	MANAGING PARTNER AND CCO	D	Control
FISKIO, MARK, HENRY	I	MANAGING PARTNER AND CCO	D	Control
FISKIO, MARK, HENRY	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
FISKIO, MARK, HENRY	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
FISKIO, MARK, HENRY	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
FISKIO, MARK, HENRY	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
FISKIO, MARK, HENRY	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
FISKIO, MARK, HENRY	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
FISKIO, MARK, HENRY	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
FISKIO, MARK, HENRY	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
FISKIO, MARK, HENRY	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
FISKIO, MARK, HENRY	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
FISKIO, MARK, HENRY	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
FISKIO, MARK, HENRY	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
FISKIO, MARK, HENRY	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
FISKIO, MARK, HENRY	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
FISKIO, MARK, HENRY	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
FISKIO, MARK, HENRY	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
FISKIO, MARK, HENRY	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
FISKIO, MARK, HENRY	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
FISKIO, MARK, HENRY	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
FISKIO, MARK, HENRY	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
FISKIO, MARK, HENRY	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
FISKIO, MARK, HENRY	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
FISKIO, MARK, HENRY	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
FISKIO, MARK, HENRY	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
FISKIO, MARK, HENRY	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
FISKIO, MARK, HENRY	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
FISKIO, MARK, HENRY	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
FISKIO, MARK, HENRY	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
FISKIO, MARK, HENRY	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	Control
DAVIS, WILLIAM, HOLLAND	I	SENIOR PARTNER	B	Control
DAVIS, WILLIAM, HOLLAND	I	SENIOR PARTNER	B	Control
DAVIS, WILLIAM, HOLLAND	I	SENIOR PARTNER	B	Control
DAVIS, WILLIAM, HOLLAND	I	SENIOR PARTNER	B	Control
DAVIS, WILLIAM, HOLLAND	I	SENIOR PARTNER	B	Control
DAVIS, WILLIAM, HOLLAND	I	SENIOR PARTNER	B	Control
DAVIS, WILLIAM, HOLLAND	I	SENIOR PARTNER	B	Control
DAVIS, WILLIAM, HOLLAND	I	SENIOR PARTNER	B	Control
DAVIS, WILLIAM, HOLLAND	I	SENIOR PARTNER	B	Control
DAVIS, WILLIAM, HOLLAND	I	SENIOR PARTNER	B	Control
DAVIS, WILLIAM, HOLLAND	I	SENIOR PARTNER	B	Control
DAVIS, WILLIAM, HOLLAND	I	SENIOR PARTNER	B	Control
DAVIS, WILLIAM, HOLLAND	I	SENIOR PARTNER	B	Control
DAVIS, WILLIAM, HOLLAND	I	SENIOR PARTNER	B	Control
DAVIS, WILLIAM, HOLLAND	I	SENIOR PARTNER	B	Control
DAVIS, WILLIAM, HOLLAND	I	SENIOR PARTNER	B	Control
DAVIS, WILLIAM, HOLLAND	I	SENIOR PARTNER	B	Control
DAVIS, WILLIAM, HOLLAND	I	SENIOR PARTNER	B	Control
DAVIS, WILLIAM, HOLLAND	I	SENIOR PARTNER	B	Control
DAVIS, WILLIAM, HOLLAND	I	SENIOR PARTNER	B	Control
DAVIS, WILLIAM, HOLLAND	I	SENIOR PARTNER	B	Control
DAVIS, WILLIAM, HOLLAND	I	SENIOR PARTNER	B	Control
DAVIS, WILLIAM, HOLLAND	I	SENIOR MEMBER	B	Control
BLENKO, DON, BALMAN	I	INVESTOR MEMBER	A
BLENKO, DON, BALMAN	I	INVESTOR MEMBER	A
BLENKO, DON, BALMAN	I	INVESTOR MEMBER	A
BLENKO, DON, BALMAN	I	INVESTOR MEMBER	A
BLENKO, DON, BALMAN	I	INVESTOR MEMBER	A
BLENKO, DON, BALMAN	I	INVESTOR MEMBER	A
BLENKO, DON, BALMAN	I	INVESTOR MEMBER	A
MUSSER, PETER, MORGAN	I	INVESTOR MEMBER	A
Musser, Peter, Umstadt	I	INVESTOR MEMBER	A
Musser, Peter, Umstadt	I	INVESTOR MEMBER	A
Musser, Peter, Umstadt	I	INVESTOR MEMBER	A
Musser, Peter, Umstadt	I	INVESTOR MEMBER	A
Musser, Peter, Umstadt	I	INVESTOR MEMBER	A
Musser, Peter, Umstadt	I	INVESTOR MEMBER	A
SEVEN HILLS FOUNDATION	DE	INVESTOR	A
SEVEN HILLS FOUNDATION	DE	INVESTOR	A
SEVEN HILLS FOUNDATION	DE	INVESTOR	A
SEVEN HILLS FOUNDATION	DE	INVESTOR	A
SEVEN HILLS FOUNDATION	DE	INVESTOR	A
SEVEN HILLS FOUNDATION	DE	INVESTOR	A
SEVEN HILLS FOUNDATION	DE	INVESTOR	A
SEVEN HILLS FOUNDATION	DE	INVESTOR	A
SEVEN HILLS FOUNDATION	DE	INVESTOR	A
SEVEN HILLS FOUNDATION	DE	INVESTOR	A
SEVEN HILLS FOUNDATION	DE	INVESTOR	A
SEVEN HILLS FOUNDATION	DE	INVESTOR	A
SEVEN HILLS FOUNDATION	DE	INVESTOR	A
SEVEN HILLS FOUNDATION	DE	INVESTOR	A
SEVEN HILLS FOUNDATION	DE	INVESTOR	A
SEVEN HILLS FOUNDATION	DE	INVESTOR	A
SEVEN HILLS FOUNDATION	DE	INVESTOR	A
SEVEN HILLS FOUNDATION	DE	INVESTOR	A
SEVEN HILLS FOUNDATION	DE	INVESTOR	A
SEVEN HILLS FOUNDATION	DE	INVESTOR	A
SEVEN HILLS FOUNDATION	DE	INVESTOR	A
SEVEN HILLS FOUNDATION	DE	INVESTOR	A
SEVEN HILLS FOUNDATION	DE	INVESTOR	A
SEVEN HILLS FOUNDATION	DE	INVESTOR	A
SEVEN HILLS FOUNDATION	DE	INVESTOR	A
SEVEN HILLS FOUNDATION	DE	INVESTOR	A
SEVEN HILLS FOUNDATION	DE	INVESTOR	A
SEVEN HILLS FOUNDATION	DE	INVESTOR	A
SEVEN HILLS FOUNDATION	DE	INVESTOR	A
SEVEN HILLS FOUNDATION	DE	INVESTOR	A
SEVEN HILLS FOUNDATION	DE	INVESTOR	A
SEVEN HILLS FOUNDATION	DE	INVESTOR	A
SEVEN HILLS FOUNDATION	DE	INVESTOR	A
SEVEN HILLS FOUNDATION	DE	INVESTOR	A
SEVEN HILLS FOUNDATION	DE	INVESTOR	A
SEVEN HILLS FOUNDATION	DE	INVESTOR	A
SEVEN HILLS FOUNDATION	DE	INVESTOR	A
SEVEN HILLS FOUNDATION	DE	INVESTOR	A
SEVEN HILLS FOUNDATION	DE	INVESTOR	A
WADSWORTH, ROBERT, MANNING	I	INVESTOR MEMBER	A
WADSWORTH, ROBERT, MANNING	I	INVESTOR MEMBER	A
WADSWORTH, ROBERT, MANNING	I	INVESTOR MEMBER	A
WADSWORTH, ROBERT, MANNING	I	INVESTOR MEMBER	A
WADSWORTH, ROBERT, MANNING	I	INVESTOR MEMBER	A
WADSWORTH, ROBERT, MANNING	I	INVESTOR MEMBER	A
WADSWORTH, ROBERT, MANNING	I	INVESTOR MEMBER	A
WADSWORTH, ROBERT, MANNING	I	INVESTOR MEMBER	A
WADSWORTH, ROBERT, MANNING	I	INVESTOR MEMBER	A
WADSWORTH, ROBERT, MANNING	I	INVESTOR MEMBER	A
WADSWORTH, ROBERT, MANNING	I	INVESTOR MEMBER	A
WADSWORTH, ROBERT, MANNING	I	INVESTOR MEMBER	A
WADSWORTH, ROBERT, MANNING	I	INVESTOR MEMBER	A
WADSWORTH, ROBERT, MANNING	I	INVESTOR MEMBER	A
WADSWORTH, ROBERT, MANNING	I	INVESTOR MEMBER	A
WADSWORTH, ROBERT, MANNING	I	INVESTOR MEMBER	A
WADSWORTH, ROBERT, MANNING	I	INVESTOR MEMBER	A
WADSWORTH, ROBERT, MANNING	I	INVESTOR MEMBER	A
WADSWORTH, ROBERT, MANNING	I	INVESTOR MEMBER	A
WADSWORTH, ROBERT, MANNING	I	INVESTOR MEMBER	A
WADSWORTH, ROBERT, MANNING	I	INVESTOR MEMBER	A
WADSWORTH, ROBERT, MANNING	I	INVESTOR MEMBER	A
WADSWORTH, ROBERT, MANNING	I	INVESTOR MEMBER	A
WADSWORTH, ROBERT, MANNING	I	INVESTOR MEMBER	A
WADSWORTH, ROBERT, MANNING	I	INVESTOR MEMBER	A
WADSWORTH, ROBERT, MANNING	I	INVESTOR MEMBER	A
WADSWORTH, ROBERT, MANNING	I	INVESTOR MEMBER	A
WADSWORTH, ROBERT, MANNING	I	INVESTOR MEMBER	A

Registrations

Federal

Sep 4, 2025 REGISTERED

Notice Filings (18)

AZ CA CO CT DE FL LA MA ME MN NC NH NJ NY PA RI SC TX

Address

57 RIVER STREET
SUITE 301
WELLESLEY, MA 02481
United States

Phone: 781-431-2223