RIA Intelligence

ROUNDKEEP CAPITAL ADVISORS LLC

CRD #155508 SEC #801-72233 CHICAGO, IL 312-422-8900
SEC Registered Private Funds
Total AUM
$546.8M
Discretionary
$546.8M
Employees
11
Clients
--
Accounts
3

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Sep 19, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ADAMSKI, MICHAEL, DAVIDIGENERAL COUNSEL AND CHIEF COMPLIANCE OFFICERNA Control
ADAMSKI, MICHAEL, DAVIDIGENERAL COUNSEL AND CHIEF COMPLIANCE OFFICERNA Control
ADAMSKI, MICHAEL, DAVIDICHIEF OPERATING OFFICER, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICERNA Control
ADAMSKI, MICHAEL, DAVIDIGENERAL COUNSEL AND CHIEF COMPLIANCE OFFICERNA Control
DOHERTY, ROBERT, DAVIDISENIOR ANALYST AND PRINCIPALNA Control
DOHERTY, ROBERT, DAVIDISENIOR ANALYST AND PRINCIPALNA Control
DOHERTY, ROBERT, DAVIDISENIOR ANALYST AND PRINCIPALNA Control
DOHERTY, ROBERT, DAVIDISENIOR ANALYST AND PRINCIPALNA Control
DONATH, ROBERT, WERNERIHEAD OF TRADING AND PRINCIPALNA Control
DONATH, ROBERT, WERNERIHEAD OF TRADING AND PRINCIPALNA Control
DONATH, ROBERT, WERNERIHEAD OF TRADING AND PRINCIPALNA Control
DONATH, ROBERT, WERNERIHEAD OF TRADING AND PRINCIPALNA Control
MALHOTRA, AMITICHIEF FINANCIAL OFFICER AND PRINCIPALNA Control
MALHOTRA, AMITICHIEF FINANCIAL OFFICER AND PRINCIPALNA Control
MALHOTRA, AMITICHIEF FINANCIAL OFFICER AND PRINCIPALNA Control
SHINDELL, ERVIN, ELLIOTIPRESIDENT AND CHIEF INVESTMENT OFFICERNA Control
SHINDELL, ERVIN, ELLIOTIPRESIDENT AND CHIEF INVESTMENT OFFICERNA Control
SHINDELL, ERVIN, ELLIOTIPRESIDENT AND CHIEF INVESTMENT OFFICERNA Control
SHINDELL, ERVIN, ELLIOTIPRESIDENT AND CHIEF INVESTMENT OFFICERNA Control
SOUTH WACKER CAPITAL LLCDEMANAGING MEMBERNA Control
SOUTH WACKER CAPITAL LLCDEMANAGING MEMBERNA Control
SOUTH WACKER CAPITAL LLCDEMANAGING MEMBERNA Control
SOUTH WACKER CAPITAL LLCDEMANAGING MEMBERNA Control
SOUTH WACKER IM INVESTMENT LLCDEMEMBERD Control
SOUTH WACKER IM INVESTMENT LLCDEMEMBERD Control
SOUTH WACKER IM INVESTMENT LLCDEMEMBERD Control
SOUTH WACKER IM INVESTMENT LLCDEMEMBERD Control
ROTTER, JOSEPH, AIPORTFOLIO MANAGER AND PRINCIPALB Control
ROTTER, JOSEPH, AIPORTFOLIO MANAGER AND PRINCIPALB Control
ROTTER, JOSEPH, AIPORTFOLIO MANAGER AND PRINCIPALB Control
ROTTER, JOSEPH, AIPORTFOLIO MANAGER AND PRINCIPALB Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
ERVIN E. SHINDELL REVOCABLE TRUSTDESOUTH WACKER IM INVESTMENT LLCE Control
ERVIN E. SHINDELL REVOCABLE TRUSTDESOUTH WACKER IM INVESTMENT LLCE Control
ERVIN E. SHINDELL REVOCABLE TRUSTDESOUTH WACKER IM INVESTMENT LLCE Control
ERVIN E. SHINDELL REVOCABLE TRUSTDESOUTH WACKER IM INVESTMENT LLCE Control
SHINDELL, ERVIN, ELLIOTIERVIN E. SHINDELL REVOCABLE TRUSTE Control
SHINDELL, ERVIN, ELLIOTISOUTH WACKER CAPITAL LLCE Control
SHINDELL, ERVIN, ELLIOTIERVIN E. SHINDELL REVOCABLE TRUSTE Control
SHINDELL, ERVIN, ELLIOTISOUTH WACKER CAPITAL LLCE Control
SHINDELL, ERVIN, ELLIOTIERVIN E. SHINDELL REVOCABLE TRUSTE Control
SHINDELL, ERVIN, ELLIOTISOUTH WACKER CAPITAL LLCE Control
SHINDELL, ERVIN, ELLIOTIERVIN E. SHINDELL REVOCABLE TRUSTE Control
SHINDELL, ERVIN, ELLIOTISOUTH WACKER CAPITAL LLCE Control

Registrations

Federal

IA
Sep 19, 2012 REGISTERED

Address

300 NORTH LASALLE STREET
SUITE 5550
CHICAGO, IL 60654
United States
Phone: 312-422-8900