RIA Intelligence

KD ADVISORS, LLC

Legal name: KD ADVISORS

CRD #155514 SEC #801-71960 RALEIGH, NC 312-827-2800
SEC Registered
Total AUM
--
Discretionary
--
Employees
2
Clients
--
Accounts
--

Firm Details

Organization Type
Limited Liability Company
State of Formation
North Carolina
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Aug 18, 2014
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
PADGETTE, ROBERT, LEWISICHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, ELECTED MANAGERNA Control
PADGETTE, ROBERT, LEWISICHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, ELECTED MANAGERNA Control
PADGETTE, ROBERT, LEWISICHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, ELECTED MANAGERNA Control
PADGETTE, ROBERT, LEWISICHIEF COMPLIANCE OFFICERNA Control
PADGETTE, ROBERT, LEWISICHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, ELECTED MANAGERNA Control
PADGETTE, ROBERT, LEWISICHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, ELECTED MANAGERNA Control
PADGETTE, ROBERT, LEWISICHIEF COMPLIANCE OFFICERNA Control
PADGETTE, ROBERT, LEWISICHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, ELECTED MANAGERNA Control
PONKO, TED, ADRIANICHIEF INVESTMENT OFFICERNA Control
PONKO, TED, ADRIANICHIEF INVESTMENT OFFICERNA Control
PONKO, TED, ADRIANICHIEF INVESTMENT OFFICERNA Control
PONKO, TED, ADRIANICHIEF INVESTMENT OFFICERNA Control
PONKO, TED, ADRIANICHIEF INVESTMENT OFFICERNA Control
PONKO, TED, ADRIANICHIEF INVESTMENT OFFICERNA Control
KLEIN DECISIONS, INC.DEMEMBER - SOLE SHARHOLDERE Control
KLEIN DECISIONS, INC.DEMEMBER - SOLE SHARHOLDERE Control
KLEIN DECISIONS, INC.DEMEMBER - SOLE SHARHOLDERE Control
KLEIN DECISIONS, INC.DEMEMBER - SOLE SHARHOLDERE Control
KLEIN DECISIONS, INC.DEMEMBER - SOLE SHARHOLDERE Control
KLEIN DECISIONS, INC.DEMEMBER - SOLE SHARHOLDERE Control
KLEIN DECISIONS, INC.DEMEMBER - SOLE SHARHOLDERE Control
KLEIN DECISIONS, INC.DEMEMBER - SOLE SHARHOLDERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
ENVESTNET RETIREMENT SOLUTIONS, LLCDEKLEIN DECISIONS, INC.E Control
ENVESTNET RETIREMENT SOLUTIONS, LLCDEKLEIN DECISIONS, INC.E Control
ENVESTNET, INC.DEENVESTNET RETIREMENT SOLUTIONS, LLCD Control
ENVESTNET, INC.DEENVESTNET RETIREMENT SOLUTIONS, LLCD Control
CHRISTOPHER MAIER GRANTOR TRUSTDEKLEIN DECISIONS, INC.C Control
CHRISTOPHER MAIER GRANTOR TRUSTDEKLEIN DECISIONS, INC.C Control
CHRISTOPHER MAIER GRANTOR TRUSTDEKLEIN DECISIONS, INC.C Control
CHRISTOPHER MAIER GRANTOR TRUSTDEKLEIN DECISIONS, INC.C Control
CHRISTOPHER MAIER GRANTOR TRUSTDEKLEIN DECISIONS, INC.C Control
CHRISTOPHER MAIER GRANTOR TRUSTDEKLEIN DECISIONS, INC.C Control
JONATHAN MAIER GRANTOR TRUSTDEKLEIN DECISIONS, INC.C Control
JONATHAN MAIER GRANTOR TRUSTDEKLEIN DECISIONS, INC.C Control
JONATHAN MAIER GRANTOR TRUSTDEKLEIN DECISIONS, INC.C Control
JONATHAN MAIER GRANTOR TRUSTDEKLEIN DECISIONS, INC.C Control
JONATHAN MAIER GRANTOR TRUSTDEKLEIN DECISIONS, INC.C Control
JONATHAN MAIER GRANTOR TRUSTDEKLEIN DECISIONS, INC.C Control
PADGETTE, ROBERT, LEWISIKLEIN DECISIONS, INC.C Control
PADGETTE, ROBERT, LEWISIKLEIN DECISIONS, INC.C Control
PADGETTE, ROBERT, LEWISIKLEIN DECISIONS, INC.C Control
PADGETTE, ROBERT, LEWISIKLEIN DECISIONS, INC.C Control
PADGETTE, ROBERT, LEWISIKLEIN DECISIONS, INC.C Control
PADGETTE, ROBERT, LEWISIKLEIN DECISIONS, INC.C Control

Registrations

Federal

IA
Aug 18, 2014 REGISTERED

Notice Filings (50)

AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV

Address

421 FAYETTEVILLE STREET
SUITE 1500
RALEIGH, NC 27601
United States
Phone: 312-827-2800