PRIVITY DISTRIBUTORS LLC
CRD #155520 SEC #801-72011 DALLAS, TX 214-855-1465
SEC Registered
Total AUM
--
Discretionary
--
Employees
--
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 15, 2010
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COUCH, ROBERT CHARLES | I | CHIEF OPERATING OFFICER | NA | Control |
| COUCH, ROBERT CHARLES | I | CHIEF OPERATING OFFICER | NA | Control |
| KIM, ERIC HOCHI | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KIM, ERIC HOCHI | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SHAW, KIMBERLY ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHAW, KIMBERLY ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, STEPHEN EMERY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SMITH, STEPHEN EMERY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| PRIVITY FINANCIAL, LLC | DE | OWNER | E | Control |
| PRIVITY FINANCIAL, LLC | DE | SOLE MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SMITH, STEPHEN EMERY | I | PRIVITY FINANCIAL | E | Control |
| SMITH, STEPHEN EMERY | I | PRIVITY FINANCIAL | E | Control |
Registrations
Federal
IA
Dec 15, 2010 REGISTERED
Notice Filings (1)
TX
Address
2100 MCKINNEY AVENUESUITE 1400
DALLAS, TX 75201-6974
United States
Phone: 214-855-1465