CONVERGENCE FINANCIAL SERVICES, INC.
CRD #155554 SEC #801-72242 SOUTHFIELD, MI 888-296-3360
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
3
Clients
0
Accounts
0
Firm Details
- Organization Type
- Corporation
- State of Formation
- Michigan
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BROWN, DENNIS, MICHAEL | I | VICE PRESIDENT | NA | |
| BROWN, DENNIS, MICHAEL | I | VICE PRESIDENT | NA | |
| BROWN, DENNIS, MICHAEL | I | VICE PRESIDENT | NA | |
| BROWN, DENNIS, MICHAEL | I | VICE PRESIDENT | NA | |
| DE NICOLO, MARIA, LUISA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOFER, KATHLEEN, ANN | I | CHIEF FINANCIAL OFFICER | NA | |
| IRWIN, CARRIE, LYNN | I | OPERATIONS DIRECTOR | NA | |
| OTTO, TIMOTHY, JOHN | I | PRESIDENT | NA | Control |
| OTTO, TIMOTHY, JOHN | I | PRESIDENT | NA | Control |
| OTTO, TIMOTHY, JOHN | I | PRESIDENT | NA | Control |
| OTTO, TIMOTHY, JOHN | I | PRESIDENT | NA | Control |
| OTTO, TIMOTHY, JOHN | I | PRESIDENT | NA | Control |
| OTTO, TIMOTHY, JOHN | I | PRESIDENT | NA | Control |
| OTTO, TIMOTHY, JOHN | I | DIRECTOR & SHAREHOLDER | NA | Control |
| OTTO, TIMOTHY, JOHN | I | PRESIDENT | NA | Control |
| OTTO, TIMOTHY, JOHN | I | PRESIDENT | NA | Control |
| PETT, RAYMOND, MAX | I | PRESIDENT & CEO | NA | Control |
| RENTENBACH, PAUL, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| RENTENBACH, PAUL, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| RENTENBACH, PAUL, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| RENTENBACH, PAUL, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| VILLARREAL, JUDITH, ANDREA | I | CHIEF COMPLIANCE OFFICER | NA | |
| VILLARREAL, JUDITH, ANDREA | I | CHIEF COMPLIANCE OFFICER | NA | |
| VILLARREAL, JUDITH, ANDREA | I | CHIEF COMPLIANCE OFFICER | NA | |
| VILLARREAL, JUDITH, ANDREA | I | CHIEF COMPLIANCE OFFICER | NA | |
| M&O CAPITAL, INC. | DE | SHAREHOLDER | E | Control |
| M&O CAPITAL, INC. | DE | SHAREHOLDER | E | Control |
| M&O CAPITAL, INC. | DE | SHAREHOLDER | E | Control |
| M&O CAPITAL, INC. | DE | SHAREHOLDER | E | Control |
| M&O CAPITAL, INC. | DE | SHAREHOLDER | E | Control |
| M&O CAPITAL, INC. | DE | SHAREHOLDER | E | Control |
| M&O CAPITAL, INC. | DE | SHAREHOLDER | E | Control |
| M&O CAPITAL, INC. | DE | SHAREHOLDER | E | Control |
| M&O CAPITAL, INC. | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BROWN, DENNIS, MICHAEL | I | M&O CAPITAL, INC. | D | Control |
| BROWN, DENNIS, MICHAEL | I | M&O CAPITAL, INC. | D | Control |
| BROWN, DENNIS, MICHAEL | I | M&O CAPITAL, INC. | D | Control |
| BROWN, DENNIS, MICHAEL | I | M&O CAPITAL, INC. | D | Control |
| BROWN, DENNIS, MICHAEL | I | M&O CAPITAL, INC. | D | Control |
| BROWN, DENNIS, MICHAEL | I | M&O CAPITAL, INC. | D | Control |
| BROWN, DENNIS, MICHAEL | I | M&O CAPITAL, INC. | D | Control |
| BROWN, DENNIS, MICHAEL | I | M&O CAPITAL, INC. | D | Control |
| BROWN, DENNIS, MICHAEL | I | M&O CAPITAL, INC. | D | Control |
| OTTO, TIMOTHY, JOHN | I | M&O CAPITAL, INC. | D | Control |
| OTTO, TIMOTHY, JOHN | I | M&O CAPITAL, INC. | D | Control |
| OTTO, TIMOTHY, JOHN | I | M&O CAPITAL, INC. | D | Control |
| OTTO, TIMOTHY, JOHN | I | M&O CAPITAL, INC. | D | Control |
| OTTO, TIMOTHY, JOHN | I | M&O CAPITAL, INC. | D | Control |
| OTTO, TIMOTHY, JOHN | I | M&O CAPITAL, INC. | D | Control |
| OTTO, TIMOTHY, JOHN | I | M&O CAPITAL, INC. | D | Control |
| OTTO, TIMOTHY, JOHN | I | M&O CAPITAL, INC. | D | Control |
| OTTO, TIMOTHY, JOHN | I | M&O CAPITAL, INC. | D | Control |
Registrations
Federal
IA
Mar 26, 2013 REGISTERED
Notice Filings (1)
MI
Address
4000 TOWN CENTER11TH FLOOR
SOUTHFIELD, MI 48075
United States
Phone: 888-296-3360