DFPG INVESTMENTS, LLC
CRD #155576 SEC #801-107896 SANDY, UT 801-838-9999
SEC Registered Broker-Dealer
Total AUM
$2B
Discretionary
$2B
Employees
156
Clients
1
Accounts
10,642
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Jan 2024 | $2B | $2B | $3.7M | 156 | 4 |
| Dec 2023 | $2B | $2B | $3.7M | 156 | 4 |
| Sep 2023 | $2B | $2B | $3.7M | 156 | 4 |
| Jul 2023 | $2B | $2B | $3.7M | 156 | 4 |
| Jul 2023 | $2B | $2B | $3.7M | 156 | 4 |
| Jul 2023 | $2B | $2B | $3.7M | 156 | 4 |
| May 2023 | $2B | $2B | $3.7M | 156 | 4 |
| May 2023 | $2B | $2B | $3.7M | 156 | 4 |
| Mar 2023 | $2B | $2B | $3.7M | 156 | 4 |
| Mar 2023 | $1.1B | $1.1B | $3.4M | 131 | 4 |
| Jan 2023 | $1.1B | $1.1B | $3.4M | 131 | 4 |
| Dec 2022 | $1.1B | $1.1B | $3.4M | 131 | 4 |
| Nov 2022 | $1.1B | $1.1B | $3.4M | 131 | 4 |
| Nov 2022 | $1.1B | $1.1B | $3.4M | 131 | 4 |
| Sep 2022 | $1.1B | $1.1B | $3.4M | 131 | 4 |
| Apr 2022 | $1.1B | $1.1B | $3.4M | 131 | 4 |
| Mar 2022 | $1.1B | $1.1B | $3.4M | 131 | 4 |
| Jan 2022 | $715M | $713.3M | $1.7M | 127 | 4 |
| Mar 2021 | $715M | $713.3M | $1.7M | 127 | 4 |
| Mar 2021 | $567.4M | $566.3M | $1.1M | 127 | 4 |
| Nov 2020 | $567.4M | $566.3M | $1.1M | 127 | 4 |
| Aug 2020 | $567.4M | $566.3M | $1.1M | 127 | 4 |
| Jun 2020 | $567.4M | $566.3M | $1.1M | 127 | 4 |
| Mar 2020 | $567.4M | $566.3M | $1.1M | 127 | 4 |
| Dec 2019 | $370.6M | $369.6M | $999.7K | 121 | 4 |
| Nov 2019 | $370.6M | $369.6M | $999.7K | 121 | 4 |
| Jul 2019 | $370.6M | $369.6M | $999.7K | 121 | 4 |
| Jul 2019 | $370.6M | $369.6M | $999.7K | 121 | 4 |
| Mar 2019 | $370.6M | $369.6M | $999.7K | 121 | 4 |
| Nov 2018 | $319.3M | $318.3M | $1M | 36 | 4 |
| Jul 2018 | $319.3M | $318.3M | $1M | 36 | 4 |
| Apr 2018 | $319.3M | $318.3M | $1M | 36 | 4 |
| Mar 2018 | $319.3M | $318.3M | $1M | 36 | 4 |
| Nov 2017 | $322.2M | $321.2M | $1M | 37 | 1,504 |
| Nov 2017 | $322.2M | $321.2M | $1M | 37 | 1,504 |
| Nov 2017 | $322.2M | $321.2M | $1M | 37 | 1,504 |
| Sep 2017 | $241.5M | $240.8M | $746.3K | 29 | 1,300 |
| Aug 2017 | $241.5M | $240.8M | $746.3K | 29 | 1,300 |
| Jul 2017 | $241.5M | $240.8M | $746.3K | 29 | 1,300 |
| May 2017 | $241.5M | $240.8M | $746.3K | 29 | 1,300 |
| Mar 2017 | $241.5M | $240.8M | $746.3K | 29 | 1,300 |
| Jan 2017 | $95M | $91.8M | $3.2M | 22 | 200 |
| Dec 2016 | $95M | $91.8M | $3.2M | 22 | 200 |
| Dec 2016 | $95M | $91.8M | $3.2M | 22 | 200 |
| Nov 2016 | $95M | $91.8M | $3.2M | 22 | 200 |
| Oct 2016 | $95M | $91.8M | $3.2M | 22 | 200 |
| Oct 2016 | $95M | $91.8M | $3.2M | 22 | 200 |
| Jul 2016 | $95M | $91.8M | $3.2M | 22 | 200 |
| Jul 2016 | $95M | $91.8M | $3.2M | 22 | 200 |
| May 2016 | $95M | $91.8M | $3.2M | 22 | 200 |
DateJan 2024
Total AUM$2B
Discretionary$2B
Non-Disc.$3.7M
Employees156
Clients4
DateDec 2023
Total AUM$2B
Discretionary$2B
Non-Disc.$3.7M
Employees156
Clients4
DateSep 2023
Total AUM$2B
Discretionary$2B
Non-Disc.$3.7M
Employees156
Clients4
DateJul 2023
Total AUM$2B
Discretionary$2B
Non-Disc.$3.7M
Employees156
Clients4
DateJul 2023
Total AUM$2B
Discretionary$2B
Non-Disc.$3.7M
Employees156
Clients4
DateJul 2023
Total AUM$2B
Discretionary$2B
Non-Disc.$3.7M
Employees156
Clients4
DateMay 2023
Total AUM$2B
Discretionary$2B
Non-Disc.$3.7M
Employees156
Clients4
DateMay 2023
Total AUM$2B
Discretionary$2B
Non-Disc.$3.7M
Employees156
Clients4
DateMar 2023
Total AUM$2B
Discretionary$2B
Non-Disc.$3.7M
Employees156
Clients4
DateMar 2023
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$3.4M
Employees131
Clients4
DateJan 2023
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$3.4M
Employees131
Clients4
DateDec 2022
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$3.4M
Employees131
Clients4
DateNov 2022
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$3.4M
Employees131
Clients4
DateNov 2022
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$3.4M
Employees131
Clients4
DateSep 2022
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$3.4M
Employees131
Clients4
DateApr 2022
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$3.4M
Employees131
Clients4
DateMar 2022
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$3.4M
Employees131
Clients4
DateJan 2022
Total AUM$715M
Discretionary$713.3M
Non-Disc.$1.7M
Employees127
Clients4
DateMar 2021
Total AUM$715M
Discretionary$713.3M
Non-Disc.$1.7M
Employees127
Clients4
DateMar 2021
Total AUM$567.4M
Discretionary$566.3M
Non-Disc.$1.1M
Employees127
Clients4
DateNov 2020
Total AUM$567.4M
Discretionary$566.3M
Non-Disc.$1.1M
Employees127
Clients4
DateAug 2020
Total AUM$567.4M
Discretionary$566.3M
Non-Disc.$1.1M
Employees127
Clients4
DateJun 2020
Total AUM$567.4M
Discretionary$566.3M
Non-Disc.$1.1M
Employees127
Clients4
DateMar 2020
Total AUM$567.4M
Discretionary$566.3M
Non-Disc.$1.1M
Employees127
Clients4
DateDec 2019
Total AUM$370.6M
Discretionary$369.6M
Non-Disc.$999.7K
Employees121
Clients4
DateNov 2019
Total AUM$370.6M
Discretionary$369.6M
Non-Disc.$999.7K
Employees121
Clients4
DateJul 2019
Total AUM$370.6M
Discretionary$369.6M
Non-Disc.$999.7K
Employees121
Clients4
DateJul 2019
Total AUM$370.6M
Discretionary$369.6M
Non-Disc.$999.7K
Employees121
Clients4
DateMar 2019
Total AUM$370.6M
Discretionary$369.6M
Non-Disc.$999.7K
Employees121
Clients4
DateNov 2018
Total AUM$319.3M
Discretionary$318.3M
Non-Disc.$1M
Employees36
Clients4
DateJul 2018
Total AUM$319.3M
Discretionary$318.3M
Non-Disc.$1M
Employees36
Clients4
DateApr 2018
Total AUM$319.3M
Discretionary$318.3M
Non-Disc.$1M
Employees36
Clients4
DateMar 2018
Total AUM$319.3M
Discretionary$318.3M
Non-Disc.$1M
Employees36
Clients4
DateNov 2017
Total AUM$322.2M
Discretionary$321.2M
Non-Disc.$1M
Employees37
Clients1,504
DateNov 2017
Total AUM$322.2M
Discretionary$321.2M
Non-Disc.$1M
Employees37
Clients1,504
DateNov 2017
Total AUM$322.2M
Discretionary$321.2M
Non-Disc.$1M
Employees37
Clients1,504
DateSep 2017
Total AUM$241.5M
Discretionary$240.8M
Non-Disc.$746.3K
Employees29
Clients1,300
DateAug 2017
Total AUM$241.5M
Discretionary$240.8M
Non-Disc.$746.3K
Employees29
Clients1,300
DateJul 2017
Total AUM$241.5M
Discretionary$240.8M
Non-Disc.$746.3K
Employees29
Clients1,300
DateMay 2017
Total AUM$241.5M
Discretionary$240.8M
Non-Disc.$746.3K
Employees29
Clients1,300
DateMar 2017
Total AUM$241.5M
Discretionary$240.8M
Non-Disc.$746.3K
Employees29
Clients1,300
DateJan 2017
Total AUM$95M
Discretionary$91.8M
Non-Disc.$3.2M
Employees22
Clients200
DateDec 2016
Total AUM$95M
Discretionary$91.8M
Non-Disc.$3.2M
Employees22
Clients200
DateDec 2016
Total AUM$95M
Discretionary$91.8M
Non-Disc.$3.2M
Employees22
Clients200
DateNov 2016
Total AUM$95M
Discretionary$91.8M
Non-Disc.$3.2M
Employees22
Clients200
DateOct 2016
Total AUM$95M
Discretionary$91.8M
Non-Disc.$3.2M
Employees22
Clients200
DateOct 2016
Total AUM$95M
Discretionary$91.8M
Non-Disc.$3.2M
Employees22
Clients200
DateJul 2016
Total AUM$95M
Discretionary$91.8M
Non-Disc.$3.2M
Employees22
Clients200
DateJul 2016
Total AUM$95M
Discretionary$91.8M
Non-Disc.$3.2M
Employees22
Clients200
DateMay 2016
Total AUM$95M
Discretionary$91.8M
Non-Disc.$3.2M
Employees22
Clients200