RIA Intelligence

ROUNDPOINT INVESTMENT ADVISORS, LLC

Legal name: ROUNDPOINT INVESTMENT ADVISORS, INC.

CRD #155593 SEC #801-72085 CHARLOTTE, NC 704-426-8831
SEC Registered
Total AUM
--
Discretionary
--
Employees
--
Clients
--
Accounts
--

Firm Details

Organization Type
Limited Liability Company
State of Formation
Florida
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jan 20, 2011
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
AHMAD, SHAUNICOONA Control
AHMAD, SHAUNICOONA Control
BASHMAKOV, SVYATOSLAVICFONA Control
BASHMAKOV, SVYATOSLAVICFONA Control
BRUNGARDT, KEVIN, MICHAELICEONA Control
BRUNGARDT, KEVIN, MICHAELICEONA Control
CHANDLER, ROBINICHIEF COMPLIANCE OFFICERNA Control
CHANDLER, ROBINICHIEF COMPLIANCE OFFICERNA Control
SCHANCUPP, PETER, JIGENERAL COUNSELNA Control
SCHANCUPP, PETER, JIGENERAL COUNSELNA Control
ROUNDPOINT FINANCIAL GROUP, INC.DEMANAGING MEMBERE Control
ROUNDPOINT FINANCIAL GROUP, INC.DEMANAGING MEMBERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
MAITLAND TRUSTEES LTD.FETHE WESTBEY TRUSTE Control
MAITLAND TRUSTEES LTD.FETHE WESTBEY TRUSTE Control
THE WESTBEY TRUSTFEWESTBEY LTD.E Control
THE WESTBEY TRUSTFEWESTBEY LTD.E Control
WESTBEY LTD.FEROUNDPOINT FINANCIAL GROUP, INC.E Control
WESTBEY LTD.FEROUNDPOINT FINANCIAL GROUP, INC.E Control

Registrations

Federal

IA
Jan 20, 2011 REGISTERED

Notice Filings (1)

NC

Address

5032 PARKWAY PLAZA BOULEVARD
SUITE 200
CHARLOTTE, NC 28217
United States
Phone: 704-426-8831