DOWLING FINANCIAL SERVICES, INC
Legal name: THE DOWLING GROUP WEALTH MANAGEMENT
CRD #155624 SEC #801-130694 GREENWICH, CT 203-967-2231
SEC Registered
Total AUM
$165.6M
Discretionary
$153.8M
Employees
3
Clients
51
Accounts
280
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 14, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DOWLING, SEAN, MICHAEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| DOWLING, SEAN, MICHAEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| DOWLING, SEAN, MICHAEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| DOWLING, SEAN, MICHAEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| DOWLING, SEAN, MICHAEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| DOWLING, SEAN, MICHAEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Oct 14, 2025 REGISTERED
Notice Filings (5)
CT NH NY TX WA
Address
1171 E. PUTNAM AVENUE, #1BGREENWICH, CT 06878
United States
Phone: 203-967-2231