PIEDMONT CAPITAL MANAGEMENT, LLC
CRD #155682 SEC #801-110286 GREENBORO, NC 336-274-5471
SEC Registered Private Funds
Total AUM
$407.7M
Discretionary
$407.7M
Employees
26
Clients
11
Accounts
206
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 3, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FREEMAN, KEVIN, RYAN | I | CHIEF COMPLIANCE OFFICER & INFORMATION TECHNOLOGY OFFICER | NA | Control |
| FREEMAN, KEVIN, RYAN | I | CHIEF COMPLIANCE OFFICER & INFORMATION TECHNOLOGY OFFICER | NA | Control |
| GLEASON, SUSAN, BENSON | I | TREASURER | NA | Control |
| GLEASON, SUSAN, BENSON | I | TREASURER | NA | Control |
| GLEASON, SUSAN, BENSON | I | TREASURER | NA | Control |
| GLEASON, SUSAN, BENSON | I | TREASURER | NA | Control |
| GLEASON, SUSAN, BENSON | I | TREASURER | NA | Control |
| GLEASON, SUSAN, BENSON | I | TREASURER | NA | Control |
| GLEASON, SUSAN, BENSON | I | TREASURER | NA | Control |
| GLEASON, SUSAN, BENSON | I | CEO / PRESIDENT / TREASURER | NA | Control |
| GLEASON, SUSAN, BENSON | I | CEO / PRESIDENT / TREASURER | NA | Control |
| GLEASON, SUSAN, BENSON | I | EXECUTIVE VICE PRESIDENT/ CHIEF CLIENT OFFICER/ TREASURER | NA | Control |
| GLEASON, SUSAN, BENSON | I | EXECUTIVE VICE PRESIDENT/ CHIEF CLIENT OFFICER/ TREASURER | NA | Control |
| GLEASON, SUSAN, BENSON | I | EXECUTIVE VICE PRESIDENT/ CHIEF CLIENT OFFICER/ TREASURER | NA | Control |
| GLEASON, SUSAN, BENSON | I | EXECUTIVE VICE PRESIDENT/ CHIEF CLIENT OFFICER/ TREASURER | NA | Control |
| GLEASON, SUSAN, BENSON | I | EXECUTIVE VICE PRESIDENT/ CHIEF CLIENT OFFICER/ TREASURER | NA | Control |
| GLEASON, SUSAN, BENSON | I | EXECUTIVE VICE PRESIDENT/ CHIEF CLIENT OFFICER/ TREASURER | NA | Control |
| HARRIS, JAMES | I | CCO, CEO AND PRESIDENT | NA | Control |
| HARRIS, JAMES | I | CCO, CEO AND PRESIDENT | NA | Control |
| HARRIS, JAMES | I | CCO, CEO AND PRESIDENT | NA | Control |
| HARRIS, JAMES | I | CCO, CEO AND PRESIDENT | NA | Control |
| HARRIS, JAMES | I | CEO AND PRESIDENT | NA | Control |
| HARRIS, JAMES | I | CEO AND PRESIDENT | NA | Control |
| SHIELDS, MICHAEL, KIRK | I | PRESIDENT | NA | Control |
| SHIELDS, MICHAEL, KIRK | I | PRESIDENT | NA | Control |
| SHIELDS, MICHAEL, KIRK | I | PRESIDENT | NA | Control |
| SHIELDS, MICHAEL, KIRK | I | PRESIDENT | NA | Control |
| SHIELDS, MICHAEL, KIRK | I | PRESIDENT | NA | Control |
| SHIELDS, MICHAEL, KIRK | I | PRESIDENT | NA | Control |
| SHIELDS, MICHAEL, KIRK | I | PRESIDENT | NA | Control |
| SHIELDS, MICHAEL, KIRK | I | PRESIDENT | NA | Control |
| SHIELDS, MICHAEL, KIRK | I | PRESIDENT | NA | Control |
| SHIELDS, MICHAEL, KIRK | I | PRESIDENT | NA | Control |
| SHIELDS, MICHAEL, KIRK | I | PRESIDENT | NA | Control |
| SHIELDS, MICHAEL, KIRK | I | PRESIDENT | NA | Control |
| SHIELDS, MICHAEL, KIRK | I | PRESIDENT | NA | Control |
| SHIELDS, MICHAEL, KIRK | I | PRESIDENT | NA | Control |
| SIMMS, JOHN, MEREDITH | I | CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| SIMMS, JOHN, MEREDITH | I | CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| SIMMS, JOHN, MEREDITH | I | CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| SIMMS, JOHN, MEREDITH | I | CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| SIMMS, JOHN, MEREDITH | I | CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| SIMMS, JOHN, MEREDITH | I | CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| SIMMS, JOHN, MEREDITH | I | CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| SIMMS, JOHN, MEREDITH | I | CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| SIMMS, JOHN, MEREDITH | I | CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| SIMMS, JOHN, MEREDITH | I | CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| SIMMS, JOHN, MEREDITH | I | CHIEF INVESTMENT STRATEGIST | NA | Control |
| SIMMS, JOHN, MEREDITH | I | CHIEF INVESTMENT STRATEGIST | NA | Control |
| SIMMS, JOHN, MEREDITH | I | CHIEF INVESTMENT STRATEGIST | NA | Control |
| SIMMS, JOHN, MEREDITH | I | CHIEF INVESTMENT STRATEGIST | NA | Control |
| SIMMS, JOHN, MEREDITH | I | CHIEF INVESTMENT STRATEGIST | NA | Control |
| SIMMS, JOHN, MEREDITH | I | CHIEF INVESTMENT STRATEGIST | NA | Control |
| SIMMS, JOHN, MEREDITH | I | CHIEF INVESTMENT STRATEGIST | NA | Control |
| SIMMS, JOHN, MEREDITH | I | CHIEF INVESTMENT STRATEGIST | NA | Control |
| SIMMS, JOHN, MEREDITH | I | CHIEF INVESTMENT STRATEGIST | NA | Control |
| SIMMS, JOHN, MEREDITH | I | CHIEF INVESTMENT STRATEGIST | NA | Control |
| SIMMS, JOHN, MEREDITH | I | CHIEF INVESTMENT STRATEGIST | NA | Control |
| SIMMS, JOHN, MEREDITH | I | CHIEF INVESTMENT STRATEGIST | NA | Control |
| STURGES, MARIA, LYNN | I | MANAGING DIRECTOR COMPLIANCE AND IT /CHIEF COMPLIANCE OFFICER | NA | Control |
| STURGES, MARIA, LYNN | I | MANAGING DIRECTOR COMPLIANCE AND IT /CHIEF COMPLIANCE OFFICER | NA | Control |
| STURGES, MARIA, LYNN | I | MANAGING DIRECTOR COMPLIANCE AND IT /CHIEF COMPLIANCE OFFICER | NA | Control |
| STURGES, MARIA, LYNN | I | MANAGING DIRECTOR COMPLIANCE AND IT /CHIEF COMPLIANCE OFFICER | NA | Control |
| STURGES, MARIA, LYNN | I | CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| STURGES, MARIA, LYNN | I | CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| Smith, Daniel, Felton | I | CHIEF INVESTMENT OFFICER | NA | Control |
| Smith, Daniel, Felton | I | CHIEF INVESTMENT OFFICER | NA | Control |
| Smith, Daniel, Felton | I | CHIEF INVESTMENT OFFICER | NA | Control |
| Smith, Daniel, Felton | I | CHIEF INVESTMENT OFFICER | NA | Control |
| Smith, Daniel, Felton | I | CHIEF INVESTMENT OFFICER | NA | Control |
| Smith, Daniel, Felton | I | CHIEF INVESTMENT OFFICER | NA | Control |
| Smith, Daniel, Felton | I | CHIEF INVESTMENT OFFICER | NA | Control |
| Smith, Daniel, Felton | I | CHIEF INVESTMENT OFFICER | NA | Control |
| Smith, Daniel, Felton | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TILLEY, KEVIN, DOUGLAS | I | TREASURER | NA | Control |
| TILLEY, KEVIN, DOUGLAS | I | TREASURER | NA | Control |
| TILLEY, KEVIN, DOUGLAS | I | TREASURER | NA | Control |
| TILLEY, KEVIN, DOUGLAS | I | TREASURER | NA | Control |
| TILLEY, KEVIN, DOUGLAS | I | TREASURER | NA | Control |
| TILLEY, KEVIN, DOUGLAS | I | TREASURER | NA | Control |
| TILLEY, KEVIN, DOUGLAS | I | TREASURER | NA | Control |
| PIEDMONT FINANCIAL, LLC | DE | OWNER | E | |
| PIEDMONT FINANCIAL, LLC | DE | OWNER | E | |
| PIEDMONT FINANCIAL, LLC | DE | OWNER | E | |
| PIEDMONT FINANCIAL, LLC | DE | OWNER | E | |
| PIEDMONT FINANCIAL, LLC | DE | OWNER | E | |
| PIEDMONT FINANCIAL, LLC | DE | OWNER | E | |
| PIEDMONT FINANCIAL, LLC | DE | OWNER | E | |
| PIEDMONT FINANCIAL, LLC | DE | OWNER | E | |
| PIEDMONT FINANCIAL, LLC | DE | OWNER | E | |
| PIEDMONT FINANCIAL, LLC | DE | OWNER | E | |
| PIEDMONT FINANCIAL, LLC | DE | OWNER | E | |
| PIEDMONT FINANCIAL, LLC | DE | OWNER | E | |
| PIEDMONT FINANCIAL, LLC | DE | OWNER | E | |
| PIEDMONT FINANCIAL, LLC | DE | OWNER | E | |
| PIEDMONT FINANCIAL, LLC | DE | OWNER | E | |
| PIEDMONT FINANCIAL, LLC | DE | OWNER | E | |
| PIEDMONT FINANCIAL, LLC | DE | OWNER | E | |
| PIEDMONT FINANCIAL, LLC | DE | OWNER | E | |
| PIEDMONT FINANCIAL, LLC | DE | OWNER | E | |
| PIEDMONT FINANCIAL, LLC | DE | OWNER | E | |
| PIEDMONT FINANCIAL, LLC | DE | OWNER | E | |
| PIEDMONT FINANCIAL, LLC | DE | OWNER | E |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| RICHARDSON CORPORATION | DE | PIEDMONT FINANCIAL, LLC | E | Control |
| RICHARDSON CORPORATION | DE | PIEDMONT FINANCIAL, LLC | E | Control |
| RICHARDSON CORPORATION | DE | PIEDMONT FINANCIAL, LLC | E | Control |
| RICHARDSON CORPORATION | DE | PIEDMONT FINANCIAL, LLC | E | Control |
| RICHARDSON CORPORATION | DE | PIEDMONT FINANCIAL, LLC | E | Control |
| RICHARDSON CORPORATION | DE | PIEDMONT FINANCIAL, LLC | E | Control |
| RICHARDSON CORPORATION | DE | PIEDMONT FINANCIAL, LLC | E | Control |
| RICHARDSON CORPORATION | DE | PIEDMONT FINANCIAL, LLC | E | Control |
| RICHARDSON CORPORATION | DE | PIEDMONT FINANCIAL, LLC | E | Control |
| RICHARDSON CORPORATION | DE | PIEDMONT FINANCIAL, LLC | E | Control |
| RICHARDSON CORPORATION | DE | PIEDMONT FINANCIAL, LLC | E | Control |
| RICHARDSON CORPORATION | DE | PIEDMONT FINANCIAL, LLC | E | Control |
| RICHARDSON CORPORATION | DE | PIEDMONT FINANCIAL, LLC | E | Control |
| RICHARDSON CORPORATION | DE | PIEDMONT FINANCIAL, LLC | E | Control |
| RICHARDSON CORPORATION | DE | PIEDMONT FINANCIAL, LLC | E | Control |
| RICHARDSON CORPORATION | DE | PIEDMONT FINANCIAL, LLC | E | Control |
| RICHARDSON CORPORATION | DE | PIEDMONT FINANCIAL, LLC | E | Control |
| RICHARDSON CORPORATION | DE | PIEDMONT FINANCIAL, LLC | E | Control |
| RICHARDSON CORPORATION | DE | PIEDMONT FINANCIAL, LLC | E | Control |
Registrations
Federal
IA
Nov 3, 2025 REGISTERED
Notice Filings (7)
FL NC NM NY TN TX VA
Address
800 GREEN VALLEY RD., STE 203GREENBORO, NC 27408
United States
Phone: 336-274-5471