CAPITAL COVE BANCORP LLC
Legal name: CAPITAL COVE FINANCIAL
CRD #155705 SEC #801-72018 NEWPORT BEACH, CA 877-639-6120
SEC Registered
Total AUM
$45M
Discretionary
$35M
Employees
11
Clients
26
Accounts
45
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 3, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KHALFANI, R, K | I | CHIEF COMPLIANCE OFFICER | B | Control |
| KHALFANI, RASHID, KHALID | I | CHIEF COMPLIANCE OFFICER | B | Control |
| KHALFANI, RASHID, KHALID | I | CHIEF COMPLIANCE OFFICER | B | Control |
| KHALFANI, RASHID, KHALID | I | CHIEF COMPLIANCE OFFICER | B | Control |
| KHALFANI, RASHID, KHALID | I | SR. MANAGING DIRECTOR AND ACTING CHIEF COMPLIANCE OFFICER (CCO) | B | Control |
| KHALFANI, RASHID, KHALID | I | SR. MANAGING DIRECTOR AND ACTING CHIEF COMPLIANCE OFFICER (CCO) | B | Control |
| KHALFANI, RASHID, KHALID | I | CHIEF COMPLIANCE OFFICER | B | Control |
| KHALFANI, RASHID, KHALID | I | CHIEF COMPLIANCE OFFICER | B | Control |
| KHALFANI, RASHID, KHALID | I | CHIEF COMPLIANCE OFFICER | B | Control |
Registrations
Federal
IA
Jul 3, 2012 REGISTERED
Notice Filings (2)
CA NC
Address
4695 MACARTHUR COURTSUITE 1100
NEWPORT BEACH, CA 92660
United States
Phone: 877-639-6120