RIA Intelligence

ALPHA CAPITAL FUNDS MANAGEMENT, LLC

Legal name: ALPHA CAPITAL FUNDS MANAGEMENT

CRD #155737 SEC #801-71990 ATLANTA, GA 404-604-2290
SEC Registered
Total AUM
$12M
Discretionary
$12M
Employees
2
Clients
--
Accounts
1

Firm Details

Organization Type
Limited Liability Company
State of Formation
Georgia
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Feb 8, 2017
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
MYERS, JANE, BLAIRICHIEF COMPLIANCE OFFICERNA
MYERS, JANE, BLAIRICHIEF COMPLIANCE OFFICERNA
ROSS, LAUREN, HICHIEF COMPLIANCE OFFICERNA
WEBB, WILLIAM, ALLENICHIEF COMPLIANCE OFFICERNA Control
WEBB, WILLIAM, ALLENICHIEF COMPLIANCE OFFICERNA Control
ALFORD, BRADLEY, HUSTONIMANAGING MEMBER/CHIEF INVESTMENT OFFICERE Control
ALFORD, BRADLEY, HUSTONIMANAGING MEMBER/CHIEF INVESTMENT OFFICERE Control
ALFORD, BRADLEY, HUSTONIMANAGING MEMBER/CHIEF INVESTMENT OFFICERD Control
ALFORD, BRADLEY, HUSTONIMANAGING MEMBER/CHIEF INVESTMENT OFFICERD Control
ALFORD, BRADLEY, HUSTONIMANAGING MEMBER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICERD Control
ALFORD, BRADLEY, HUSTONIMANAGING MEMBER/CHIEF INVESTMENT OFFICERD Control
ALFORD, BRADLEY, HUSTONIMANAGING MEMBER/CHIEF INVESTMENT OFFICERD Control
ALFORD, BRADLEY, HUSTONIMANAGING MEMBER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICERD Control
ALFORD, BRADLEY, HUSTONIMANAGING MEMBER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICERD Control
ALPHA CAPITAL MANAGEMENT, LLCDESHAREHOLDERB
ALPHA CAPITAL MANAGEMENT, LLCDESHAREHOLDERB
ALPHA CAPITAL MANAGEMENT, LLCDESHAREHOLDERB
ALPHA CAPITAL MANAGEMENT, LLCDESHAREHOLDERB
ALPHA CAPITAL MANAGEMENT, LLCDESHAREHOLDERB
ALPHA CAPITAL MANAGEMENT, LLCDESHAREHOLDERB
ALPHA CAPITAL MANAGEMENT, LLCDESHAREHOLDERB
ALPHA CAPITAL MANAGEMENT, LLCDESHAREHOLDERB
ALPHA CAPITAL MANAGEMENT, LLCDESHAREHOLDERB
WEBB, WILLIAM, ALLENIPRINCIPAL, CHIEF COMPLIANCE OFFICERB Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
ALFORD, BRADLEY, HUSTONIALPHA CAPITAL MANAGEMENT, LLCE Control
ALFORD, BRADLEY, HUSTONIALPHA CAPITAL MANAGEMENT, LLCE Control
ALFORD, BRADLEY, HUSTONIALPHA CAPITAL MANAGEMENT, LLCE Control
ALFORD, BRADLEY, HUSTONIALPHA CAPITAL MANAGEMENT, LLCE Control
ALFORD, BRADLEY, HUSTONIALPHA CAPITAL MANAGEMENT, LLCE Control
ALFORD, BRADLEY, HUSTONIALPHA CAPITAL MANAGEMENT, LLCE Control
ALFORD, BRADLEY, HUSTONIALPHA CAPITAL MANAGEMENT, LLCE Control
ALFORD, BRADLEY, HUSTONIALPHA CAPITAL MANAGEMENT, LLCE Control
ALFORD, BRADLEY, HUSTONIALPHA CAPITAL MANAGEMENT, LLCE Control

Registrations

Federal

IA
Feb 8, 2017 REGISTERED

Notice Filings (2)

GA NY

Address

3060 PEACHTREE ROAD NW
SUITE 240
ATLANTA, GA 30305
United States
Phone: 404-604-2290