TRICORD ADVISORS, INC.
CRD #155749 SEC #801-113764 RIVERSIDE, CA 951-684-7011
SEC Registered
Total AUM
$261.7M
Discretionary
$261.7M
Employees
5
Clients
26
Accounts
1,032
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 1, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARKLEY, LAURA, ELIZABETH | I | FINANCIAL PLANNER | NA | Control |
| BARKLEY, RANDY, KING | I | CHIEF GROWTH OFFICER | NA | Control |
| BARKLEY, RANDY, KING | I | CHIEF GROWTH OFFICER | NA | Control |
| Lee, Jeremiah, J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lee, Jeremiah, J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lee, Jeremiah, J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Lee, Jeremiah, J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARSH, CHRISTOPHER, MARK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARSH, CHRISTOPHER, MARK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARSH, CHRISTOPHER, MARK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARSH, CHRISTOPHER, MARK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARSH, CHRISTOPHER, MARK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARSH, CHRISTOPHER, MARK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARSH, CHRISTOPHER, MARK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARSH, CHRISTOPHER, MARK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARSH, CHRISTOPHER, MARK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARSH, CHRISTOPHER, MARK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BARKLEY, RANDY, KING | I | CHAIRMAN/CHIEF COMPLIANCE OFFICER | E | Control |
| BARKLEY, RANDY, KING | I | CHAIRMAN/CHIEF COMPLIANCE OFFICER | E | Control |
| BARKLEY, RANDY, KING | I | CHAIRMAN/CHIEF COMPLIANCE OFFICER | E | Control |
| BARKLEY, RANDY, KING | I | CHAIRMAN/CHIEF COMPLIANCE OFFICER | E | Control |
| BARKLEY, RANDY, KING | I | CHAIRMAN/CHIEF COMPLIANCE OFFICER | E | Control |
| BARKLEY, RANDY, KING | I | CHAIRMAN/CHIEF COMPLIANCE OFFICER | E | Control |
| BARKLEY, RANDY, KING | I | CHAIRMAN/CHIEF COMPLIANCE OFFICER | E | Control |
| BARKLEY, RANDY, KING | I | CHAIRMAN/CHIEF COMPLIANCE OFFICER | E | Control |
| BARKLEY, RANDY, KING | I | PRESIDENT | E | Control |
| BARKLEY, RANDY, KING | I | PRESIDENT | E | Control |
| BARKLEY, RANDY, KING | I | PRESIDENT | E | Control |
| BARKLEY, RANDY, KING | I | PRESIDENT | E | Control |
| BARKLEY, RANDY, KING | I | PRESIDENT | E | Control |
| BARKLEY, RANDY, KING | I | PRESIDENT | E | Control |
| BARKLEY, RANDY, KING | I | PRESIDENT | E | Control |
| BARKLEY, RANDY, KING | I | PRESIDENT | E | Control |
| Lee, Jeremiah, J | I | CHIEF EXECUTIVE OFFICER | E | Control |
| BARKLEY, LAURA, ELIZABETH | I | PRINCIPAL & ADVISOR | C | Control |
| Lee, Jeremiah, J | I | CHIEF EXECUTIVE OFFICER | C | Control |
| LYONS, JOSEPH, FRANCIS | I | SECRETARY | B | |
| LYONS, JOSEPH, FRANCIS | I | SECRETARY | B | |
| LYONS, JOSEPH, FRANCIS | I | SECRETARY | B | |
| LYONS, JOSEPH, FRANCIS | I | SECRETARY | B | |
| LYONS, JOSEPH, FRANCIS | I | SECRETARY | B | |
| LYONS, JOSEPH, FRANCIS | I | SECRETARY | B | |
| LYONS, JOSEPH, FRANCIS | I | SECRETARY | B | |
| LYONS, JOSEPH, FRANCIS | I | SECRETARY | B | |
| LYONS, JOSEPH, FRANCIS | I | SECRETARY | B | Control |
| LYONS, JOSEPH, FRANCIS | I | SECRETARY | B | Control |
| LYONS, JOSEPH, FRANCIS | I | SECRETARY | B | Control |
| LYONS, JOSEPH, FRANCIS | I | SECRETARY | B | Control |
| LYONS, JOSEPH, FRANCIS | I | SECRETARY | B | Control |
| LYONS, JOSEPH, FRANCIS | I | SECRETARY | B | Control |
| LYONS, JOSEPH, FRANCIS | I | SECRETARY | B | Control |
| LYONS, JOSEPH, FRANCIS | I | SECRETARY | B | Control |
| LYONS, JOSEPH, FRANCIS | I | SECRETARY | B | Control |
| LYONS, JOSEPH, FRANCIS | I | SECRETARY | B | Control |
Registrations
Federal
IA
Apr 1, 2025 REGISTERED
Notice Filings (1)
CA
Address
6772 MAGNOLIA AVENUERIVERSIDE, CA 92506
United States
Phone: 951-684-7011