ASCENDE WEALTH ADVISERS, INC.
CRD #155768 SEC #801-72091 HOUSTON, TX 713-629-9666
SEC Registered
Total AUM
$3.6B
Discretionary
$74M
Employees
9
Clients
0
Accounts
65
Firm Details
- Organization Type
- Corporation
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Crawford, Dan | I | SECRETARY | NA | Control |
| Crawford, Dan | I | SECRETARY | NA | Control |
| Crawford, Dan | I | SECRETARY | NA | Control |
| Garvey, Pete | I | EVP | NA | Control |
| Garvey, Pete | I | EVP | NA | Control |
| Garvey, Pete | I | EVP | NA | Control |
| MA, KARMAN | I | TREASURER | NA | Control |
| MA, KARMAN | I | TREASURER | NA | Control |
| MA, KARMAN | I | TREASURER | NA | Control |
| MASSA, ROBERT, ARTHUR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MASSA, ROBERT, ARTHUR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MASSA, ROBERT, ARTHUR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MASSA, ROBERT, ARTHUR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MASSA, ROBERT, ARTHUR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MASSA, ROBERT, ARTHUR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MASSA, ROBERT, ARTHUR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MASSA, ROBERT, ARTHUR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MASSA, ROBERT, ARTHUR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MASSA, ROBERT, ARTHUR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MASSA, ROBERT, ARTHUR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MASSA, ROBERT, ARTHUR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MASSA, ROBERT, ARTHUR | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | NA | Control |
| MASSA, ROBERT, ARTHUR | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | NA | Control |
| MASSA, ROBERT, ARTHUR | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | NA | Control |
| WATT, JAMES, DOUGLAS | I | EVP | NA | Control |
| WATT, JAMES, DOUGLAS | I | EVP | NA | Control |
| WATT, JAMES, DOUGLAS | I | EVP | NA | Control |
| ASCENDE, INC. | DE | OWNER | E | Control |
| ASCENDE, INC. | DE | OWNER | E | Control |
| ASCENDE, INC. | DE | OWNER | E | Control |
| ASCENDE, INC. | DE | OWNER | E | Control |
| ASCENDE, INC. | DE | OWNER | E | Control |
| ASCENDE, INC. | DE | OWNER | E | Control |
| ASCENDE, INC. | DE | OWNER | E | Control |
| EMPLOYEE BENEFIT SOLUTIONS INC. | DE | OWNER | E | |
| EMPLOYEE BENEFIT SOLUTIONS INC. | DE | OWNER | E | |
| EMPLOYEE BENEFIT SOLUTIONS INC. | DE | OWNER | E | Control |
| EMPLOYEE BENEFIT SOLUTIONS INC. | DE | OWNER | E | Control |
| EMPLOYEE BENEFIT SOLUTIONS INC. | DE | OWNER | E | Control |
| EPIC HOLDINGS, INC. | DE | OWNER | E | Control |
| EPIC HOLDINGS, INC. | DE | OWNER | E | Control |
| EPIC HOLDINGS, INC. | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| Corbett, Bryan | I | EDGEWOOD HOLDINGS LLC | F | Control |
| Corbett, Bryan | I | EDGEWOOD HOLDINGS LLC | F | Control |
| Corbett, Bryan | I | EDGEWOOD HOLDINGS LLC | F | Control |
| DWIVEDI, KSHITIJ | I | EDGEWOOD HOLDINGS LLC | F | Control |
| DWIVEDI, KSHITIJ | I | EDGEWOOD HOLDINGS LLC | F | Control |
| DWIVEDI, KSHITIJ | I | EDGEWOOD HOLDINGS LLC | F | Control |
| Garvey, Pete | I | EDGEWOOD HOLDINGS LLC | F | Control |
| Garvey, Pete | I | EDGEWOOD HOLDINGS LLC | F | Control |
| Garvey, Pete | I | EDGEWOOD HOLDINGS LLC | F | Control |
| Hahn, John | I | EDGEWOOD HOLDINGS LLC | F | Control |
| Hahn, John | I | EDGEWOOD HOLDINGS LLC | F | Control |
| Hahn, John | I | EDGEWOOD HOLDINGS LLC | F | Control |
| McCart, Jeff | I | EDGEWOOD HOLDINGS LLC | F | Control |
| McCart, Jeff | I | EDGEWOOD HOLDINGS LLC | F | Control |
| McCart, Jeff | I | EDGEWOOD HOLDINGS LLC | F | Control |
| REDETT, JOHN, CHRISTOPHER | I | EDGEWOOD HOLDINGS LLC | F | Control |
| REDETT, JOHN, CHRISTOPHER | I | EDGEWOOD HOLDINGS LLC | F | Control |
| REDETT, JOHN, CHRISTOPHER | I | EDGEWOOD HOLDINGS LLC | F | Control |
| EDGEWOOD PARTNERS HOLDINGS, LLC | DE | EPIC HOLDINGS, INC. | E | Control |
| EDGEWOOD PARTNERS HOLDINGS, LLC | DE | EPIC HOLDINGS, INC. | E | Control |
| EDGEWOOD PARTNERS HOLDINGS, LLC | DE | EPIC HOLDINGS, INC. | E | Control |
| REDWOOD ACQUISITION | DE | EDGEWOOD HOLDINGS LLC | D | Control |
| REDWOOD ACQUISITION | DE | EDGEWOOD HOLDINGS LLC | D | Control |
| REDWOOD ACQUISITION | DE | EDGEWOOD HOLDINGS LLC | D | Control |
| WATT, JAMES, D | I | EMPLOYEE BENEFITS SOLUTIONS, INC. | D | Control |
| WATT, JAMES, DOUGLAS | I | EMPLOYEE BENEFITS SOLUTIONS, INC. | D | Control |
| WATT, JAMES, DOUGLAS | I | EMPLOYEE BENEFITS SOLUTIONS, INC. | D | Control |
| WATT, JAMES, DOUGLAS | I | EMPLOYEE BENEFITS SOLUTIONS, INC. | D | Control |
| WATT, JAMES, DOUGLAS | I | EMPLOYEE BENEFITS SOLUTIONS, INC. | D | Control |
| WATT, JAMES, DOUGLAS | I | ASCENDE, INC. | D | Control |
| WATT, JAMES, DOUGLAS | I | EMPLOYEE BENEFITS SOLUTIONS, INC. | D | Control |
| WATT, JAMES, DOUGLAS | I | ASCENDE, INC. | D | Control |
| WATT, JAMES, DOUGLAS | I | ASCENDE, INC. | D | Control |
| WATT, JAMES, DOUGLAS | I | ASCENDE, INC. | D | Control |
| WATT, JAMES, DOUGLAS | I | ASCENDE, INC. | D | Control |
| Burr, James | I | EDGEWOOD HOLDINGS LLC | C | Control |
| Burr, James | I | EDGEWOOD HOLDINGS LLC | C | Control |
Registrations
Federal
IA
Mar 28, 2017 REGISTERED
Notice Filings (13)
CA FL GA HI KS LA NY OH OK SC TN TX WA
Address
2700 POST OAK BOULEVARD3RD FLOOR
HOUSTON, TX 77056
United States
Phone: 713-629-9666