BROADRIVER ASSET MANAGEMENT, L.P.

CRD #155792 SEC #801-72019 NEW YORK, NY 212-486-0600

SEC Registered Private Funds

Total AUM

$1.8B

Discretionary

$1.8B

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Partnership
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 25, 2025
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BRAM GP, INC.	DE	GENERAL PARTNER	NA	Control
BRAM GP, INC.	DE	GENERAL PARTNER	NA	Control
BRAM GP, INC.	DE	GENERAL PARTNER	NA	Control
BRAM GP, INC.	DE	GENERAL PARTNER	NA	Control
BRAM GP, INC.	DE	GENERAL PARTNER	NA	Control
BRAM GP, INC.	DE	GENERAL PARTNER	NA	Control
BRAM GP, INC.	DE	GENERAL PARTNER	NA	Control
BRAM GP, LLC	DE	GENERAL PARTNER	NA	Control
BRAM GP, LLC	DE	GENERAL PARTNER	NA	Control
BRAM GP, LLC	DE	GENERAL PARTNER	NA	Control
BRAM GP, LLC	DE	GENERAL PARTNER	NA	Control
BRAM GP, LLC	DE	GENERAL PARTNER	NA	Control
BRAM GP, LLC	DE	GENERAL PARTNER	NA	Control
BRAM GP, LLC	DE	GENERAL PARTNER	NA	Control
BRAM GP, LLC	DE	GENERAL PARTNER	NA	Control
BRAM GP, LLC	DE	GENERAL PARTNER	NA	Control
BRAM GP, LLC	DE	GENERAL PARTNER	NA	Control
BRAM GP, LLC	DE	GENERAL PARTNER	NA	Control
BRAM GP, LLC	DE	GENERAL PARTNER	NA	Control
BRAM GP, LLC	DE	GENERAL PARTNER	NA	Control
BRAM GP, LLC	DE	GENERAL PARTNER	NA	Control
BRAM GP, LLC	DE	GENERAL PARTNER	NA	Control
BRAM GP, LLC	DE	GENERAL PARTNER	NA	Control
BRAM GP, LLC	DE	GENERAL PARTNER	NA	Control
BRAM GP, LLC	DE	GENERAL PARTNER	NA	Control
BRAM GP, LLC	DE	GENERAL PARTNER	NA	Control
BRAM GP, LLC	DE	GENERAL PARTNER	NA	Control
BRAM GP, LLC	DE	GENERAL PARTNER	NA	Control
BRAM GP, LLC	DE	GENERAL PARTNER	NA	Control
BRAM GP, LLC	DE	GENERAL PARTNER	NA	Control
BRAM GP, LLC	DE	GENERAL PARTNER	NA	Control
BRAM GP, LLC	DE	GENERAL PARTNER	NA	Control
BRAM GP, LLC	DE	GENERAL PARTNER	NA	Control
CHUN, LISA	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
CHUN, LISA	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
CHUN, LISA	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
CHUN, LISA	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
DICKSON, EMMA, MAY	I	GENERAL COUNSEL AND CCO	NA	Control
DICKSON, EMMA, MAY	I	GENERAL COUNSEL AND CCO	NA	Control
DICKSON, EMMA, MAY	I	GENERAL COUNSEL AND CCO	NA	Control
DICKSON, EMMA, MAY	I	GENERAL COUNSEL AND CCO	NA	Control
DICKSON, EMMA, MAY	I	GENERAL COUNSEL AND CCO	NA	Control
FELDMAN, ANDREW, ELIOT	I	CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER	NA
FELDMAN, ANDREW, ELIOT	I	CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER	NA
FELDMAN, ANDREW, ELIOT	I	CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER	NA
FELDMAN, ANDREW, ELIOT	I	CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER	NA
FELDMAN, ANDREW, ELIOT	I	CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER	NA
FELDMAN, ANDREW, ELIOT	I	CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER	NA
FELDMAN, ANDREW, ELIOT	I	CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER	NA
FELDMAN, ANDREW, ELIOT	I	CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER	NA
FELDMAN, ANDREW, ELIOT	I	CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER	NA
FELDMAN, ANDREW, ELIOT	I	CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER	NA
LOUIE, DAVID	I	MANAGING DIRECTOR OF OPS AND CAO	NA	Control
LOUIE, DAVID	I	MANAGING DIRECTOR OF OPS AND CAO	NA	Control
LOUIE, DAVID	I	MANAGING DIRECTOR OF OPS AND CAO	NA	Control
LOUIE, DAVID	I	MANAGING DIRECTOR OF OPS AND CAO	NA	Control
LOUIE, DAVID	I	MANAGING DIRECTOR, COO	NA	Control
LOUIE, DAVID	I	MANAGING DIRECTOR OF OPS AND CAO	NA	Control
LOUIE, DAVID	I	MANAGING DIRECTOR, COO	NA	Control
LOUIE, DAVID	I	MANAGING DIRECTOR, COO	NA	Control
ORMOND, WENDY	I	CCO	NA
ORMOND, WENDY	I	CCO	NA
ORMOND, WENDY	I	CCO	NA
ORMOND, WENDY	I	CCO	NA
ORMOND, WENDY, ELLEN	I	CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL	NA
ORMOND, WENDY, ELLEN	I	CHIEF COMPLIANCE OFFICER; CORPORATE COUNSEL	NA
ORMOND, WENDY, ELLEN	I	CHIEF COMPLIANCE OFFICER; CORPORATE COUNSEL	NA
ORMOND, WENDY, ELLEN	I	CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL	NA
ORMOND, WENDY, ELLEN	I	CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL	NA
SILLER, PHILIP, JOSEPH	I	LIMITED PARTNER AND CO-CHIEF EXECUTIVE OFFICER	NA	Control
PLEVIN, ANDREW, H	I	CHIEF COMPLIANCE OFFICER	D	Control
PLEVIN, ANDREW, HOWARD	I	CHIEF COMPLIANCE OFFICER	D	Control
PLEVIN, ANDREW, HOWARD	I	CHIEF COMPLIANCE OFFICER	D	Control
PLEVIN, ANDREW, HOWARD	I	CHIEF COMPLIANCE OFFICER	D	Control
PLEVIN, ANDREW, HOWARD	I	CO-CEO	D	Control
PLEVIN, ANDREW, HOWARD	I	CO-CEO	D	Control
PLEVIN, ANDREW, HOWARD	I	CO-CEO	D	Control
SILLER, PHILIP	I	CO-CEO	D	Control
SILLER, PHILIP, JOSEPH	I	MANAGING MEMBER	D	Control
SILLER, PHILIP, JOSEPH	I	MANAGING MEMBER	D	Control
SILLER, PHILIP, JOSEPH	I	MANAGING MEMBER	D	Control
SILLER, PHILIP, JOSEPH	I	CO-CEO	D	Control
SILLER, PHILIP, JOSEPH	I	CO-CEO	D	Control
SILLER, PHILIP, JOSEPH	I	CO-CEO	D	Control
PLEVIN, ANDREW, HOWARD	I	CHIEF COMPLIANCE OFFICER	C	Control
PLEVIN, ANDREW, HOWARD	I	CHIEF COMPLIANCE OFFICER	C	Control
PLEVIN, ANDREW, HOWARD	I	CHIEF COMPLIANCE OFFICER	C	Control
PLEVIN, ANDREW, HOWARD	I	LIMITED PARTNER, CO-CHIEF EXECUTIVE OFFICER	C	Control
PLEVIN, ANDREW, HOWARD	I	LIMITED PARTNER AND CO-CHIEF EXECUTIVE OFFICER	C	Control
PLEVIN, ANDREW, HOWARD	I	CO-CEO	C	Control
PLEVIN, ANDREW, HOWARD	I	LIMITED PARTNER, CO-CHIEF EXECUTIVE OFFICER	C	Control
PLEVIN, ANDREW, HOWARD	I	LIMITED PARTNER AND CO-CHIEF EXECUTIVE OFFICER	C	Control
PLEVIN, ANDREW, HOWARD	I	LIMITED PARTNER AND CO-CHIEF EXECUTIVE OFFICER	C	Control
PLEVIN, ANDREW, HOWARD	I	LIMITED PARTNER, CO-CHIEF EXECUTIVE OFFICER	C	Control
PLEVIN, ANDREW, HOWARD	I	LIMITED PARTNER, CO-CHIEF EXECUTIVE OFFICER	C	Control
PLEVIN, ANDREW, HOWARD	I	LIMITED PARTNER, CO-CHIEF EXECUTIVE OFFICER	C	Control
PLEVIN, ANDREW, HOWARD	I	LIMITED PARTNER, CO-CHIEF EXECUTIVE OFFICER	C	Control
PLEVIN, ANDREW, HOWARD	I	LIMITED PARTNER, CO-CHIEF EXECUTIVE OFFICER	C	Control
PLEVIN, ANDREW, HOWARD	I	LIMITED PARTNER AND CO-CHIEF EXECUTIVE OFFICER	C	Control
PLEVIN, ANDREW, HOWARD	I	LIMITED PARTNER AND CO-CHIEF EXECUTIVE OFFICER	C	Control
PLEVIN, ANDREW, HOWARD	I	LIMITED PARTNER AND CO-CHIEF EXECUTIVE OFFICER	C	Control
PLEVIN, ANDREW, HOWARD	I	LIMITED PARTNER AND CO-CHIEF EXECUTIVE OFFICER	C	Control
PLEVIN, ANDREW, HOWARD	I	LIMITED PARTNER AND CO-CHIEF EXECUTIVE OFFICER	C	Control
PLEVIN, ANDREW, HOWARD	I	LIMITED PARTNER AND CO-CHIEF EXECUTIVE OFFICER	C	Control
PLEVIN, ANDREW, HOWARD	I	LIMITED PARTNER AND CO-CHIEF EXECUTIVE OFFICER	C	Control
PLEVIN, ANDREW, HOWARD	I	LIMITED PARTNER AND CO-CHIEF EXECUTIVE OFFICER	C	Control
PLEVIN, ANDREW, HOWARD	I	LIMITED PARTNER AND CO-CHIEF EXECUTIVE OFFICER	C	Control
PLEVIN, ANDREW, HOWARD	I	LIMITED PARTNER AND CO-CHIEF EXECUTIVE OFFICER	C	Control
PLEVIN, ANDREW, HOWARD	I	LIMITED PARTNER AND CO-CHIEF EXECUTIVE OFFICER	C	Control
PLEVIN, ANDREW, HOWARD	I	LIMITED PARTNER AND CO-CHIEF EXECUTIVE OFFICER	C	Control
PLEVIN, ANDREW, HOWARD	I	CO-CHIEF EXECUTIVE OFFICER	C	Control
PLEVIN, ANDREW, HOWARD	I	LIMITED PARTNER AND CO-CHIEF EXECUTIVE OFFICER	C	Control
PLEVIN, ANDREW, HOWARD	I	CO-CHIEF EXECUTIVE OFFICER	C	Control
PLEVIN, ANDREW, HOWARD	I	CO-CHIEF EXECUTIVE OFFICER	C	Control
SILLER, PHILIP, JOSEPH	I	CO-CEO	C	Control
SILLER, PHILIP, JOSEPH	I	CO-CEO	C	Control
SILLER, PHILIP, JOSEPH	I	CO-CEO	C	Control
SILLER, PHILIP, JOSEPH	I	LIMITED PARTNER AND CO-CHIEF EXECUTIVE OFFICER	C	Control
SILLER, PHILIP, JOSEPH	I	LIMITED PARTNER AND CO-CHIEF EXECUTIVE OFFICER	C	Control
SILLER, PHILIP, JOSEPH	I	CO-CEO	C	Control
SILLER, PHILIP, JOSEPH	I	LIMITED PARTNER AND CO-CHIEF EXECUTIVE OFFICER; CHIEF COMPLIANCE OFFICER	C	Control
SILLER, PHILIP, JOSEPH	I	LIMITED PARTNER AND CO-CHIEF EXECUTIVE OFFICER	C	Control
SILLER, PHILIP, JOSEPH	I	LIMITED PARTNER AND CO-CHIEF EXECUTIVE OFFICER	C	Control
SILLER, PHILIP, JOSEPH	I	LIMITED PARTNER AND CO-CHIEF EXECUTIVE OFFICER	C	Control
SILLER, PHILIP, JOSEPH	I	LIMITED PARTNER AND CO-CHIEF EXECUTIVE OFFICER	C	Control
SILLER, PHILIP, JOSEPH	I	LIMITED PARTNER AND CO-CHIEF EXECUTIVE OFFICER	C	Control
SILLER, PHILIP, JOSEPH	I	LIMITED PARTNER AND CO-CHIEF EXECUTIVE OFFICER; CHIEF COMPLIANCE OFFICER	C	Control
SILLER, PHILIP, JOSEPH	I	LIMITED PARTNER AND CO-CHIEF EXECUTIVE OFFICER	C	Control
SILLER, PHILIP, JOSEPH	I	LIMITED PARTNER AND CO-CHIEF EXECUTIVE OFFICER	C	Control
SILLER, PHILIP, JOSEPH	I	LIMITED PARTNER AND CO-CHIEF EXECUTIVE OFFICER	C	Control
SILLER, PHILIP, JOSEPH	I	LIMITED PARTNER AND CO-CHIEF EXECUTIVE OFFICER	C	Control
SILLER, PHILIP, JOSEPH	I	LIMITED PARTNER AND CO-CHIEF EXECUTIVE OFFICER	C	Control
SILLER, PHILIP, JOSEPH	I	LIMITED PARTNER AND CO-CHIEF EXECUTIVE OFFICER	C	Control
SILLER, PHILIP, JOSEPH	I	LIMITED PARTNER AND CO-CHIEF EXECUTIVE OFFICER	C	Control
SILLER, PHILIP, JOSEPH	I	LIMITED PARTNER AND CO-CHIEF EXECUTIVE OFFICER	C	Control
SILLER, PHILIP, JOSEPH	I	LIMITED PARTNER AND CO-CHIEF EXECUTIVE OFFICER	C	Control
SILLER, PHILIP, JOSEPH	I	LIMITED PARTNER AND CO-CHIEF EXECUTIVE OFFICER	C	Control
SILLER, PHILIP, JOSEPH	I	LIMITED PARTNER AND CO-CHIEF EXECUTIVE OFFICER	C	Control
SILLER, PHILIP, JOSEPH	I	LIMITED PARTNER AND CO-CHIEF EXECUTIVE OFFICER	C	Control
SILLER, PHILIP, JOSEPH	I	CO-CHIEF EXECUTIVE OFFICER	C	Control
SILLER, PHILIP, JOSEPH	I	LIMITED PARTNER AND CO-CHIEF EXECUTIVE OFFICER	C	Control
SILLER, PHILIP, JOSEPH	I	CO-CHIEF EXECUTIVE OFFICER	C	Control
SILLER, PHILIP, JOSEPH	I	CO-CHIEF EXECUTIVE OFFICER	C	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
PLEVIN, ANDREW, HOWARD	I	BRAM GP, LLC	D	Control
PLEVIN, ANDREW, HOWARD	I	BRAM GP, LLC	D	Control
PLEVIN, ANDREW, HOWARD	I	BRAM GP, LLC	D	Control
PLEVIN, ANDREW, HOWARD	I	BRAM GP, LLC	D	Control
PLEVIN, ANDREW, HOWARD	I	BRAM GP, LLC	D	Control
PLEVIN, ANDREW, HOWARD	I	BRAM GP, LLC	D	Control
PLEVIN, ANDREW, HOWARD	I	BRAM GP, LLC	D	Control
PLEVIN, ANDREW, HOWARD	I	BRAM GP, LLC	D	Control
PLEVIN, ANDREW, HOWARD	I	BRAM GP, LLC	D	Control
PLEVIN, ANDREW, HOWARD	I	BRAM GP, LLC	D	Control
PLEVIN, ANDREW, HOWARD	I	BRAM GP, LLC	D	Control
PLEVIN, ANDREW, HOWARD	I	BRAM GP, LLC	D	Control
PLEVIN, ANDREW, HOWARD	I	BRAM GP, LLC	D	Control
PLEVIN, ANDREW, HOWARD	I	BRAM GP, LLC	D	Control
PLEVIN, ANDREW, HOWARD	I	BRAM GP, LLC	D	Control
PLEVIN, ANDREW, HOWARD	I	BRAM GP, LLC	D	Control
PLEVIN, ANDREW, HOWARD	I	BRAM GP, LLC	D	Control
PLEVIN, ANDREW, HOWARD	I	BRAM GP, LLC	D	Control
PLEVIN, ANDREW, HOWARD	I	BRAM GP, LLC	D	Control
PLEVIN, ANDREW, HOWARD	I	BRAM GP, LLC	D	Control
PLEVIN, ANDREW, HOWARD	I	BRAM GP, LLC	D	Control
SILLER, PHILIP, JOSEPH	I	BRAM GP, LLC	D	Control
SILLER, PHILIP, JOSEPH	I	BRAM GP, LLC	D	Control
SILLER, PHILIP, JOSEPH	I	BRAM GP, LLC	D	Control
SILLER, PHILIP, JOSEPH	I	BRAM GP, LLC	D	Control
SILLER, PHILIP, JOSEPH	I	BRAM GP, LLC	D	Control
SILLER, PHILIP, JOSEPH	I	BRAM GP, LLC	D	Control
SILLER, PHILIP, JOSEPH	I	BRAM GP, LLC	D	Control
SILLER, PHILIP, JOSEPH	I	BRAM GP, LLC	D	Control
SILLER, PHILIP, JOSEPH	I	BRAM GP, LLC	D	Control
SILLER, PHILIP, JOSEPH	I	BRAM GP, LLC	D	Control
SILLER, PHILIP, JOSEPH	I	BRAM GP, LLC	D	Control
SILLER, PHILIP, JOSEPH	I	BRAM GP, LLC	D	Control
SILLER, PHILIP, JOSEPH	I	BRAM GP, LLC	D	Control
SILLER, PHILIP, JOSEPH	I	BRAM GP, LLC	D	Control
SILLER, PHILIP, JOSEPH	I	BRAM GP, LLC	D	Control
SILLER, PHILIP, JOSEPH	I	BRAM GP, LLC	D	Control
SILLER, PHILIP, JOSEPH	I	BRAM GP, LLC	D	Control
SILLER, PHILIP, JOSEPH	I	BRAM GP, LLC	D	Control
SILLER, PHILIP, JOSEPH	I	BRAM GP, LLC	D	Control
SILLER, PHILIP, JOSEPH	I	BRAM GP, LLC	D	Control
SILLER, PHILIP, JOSEPH	I	BRAM GP, LLC	D	Control

Registrations

Federal

Mar 25, 2025 REGISTERED

Address

350 FIFTH AVENUE
SUITE 3100
NEW YORK, NY 10118
United States

Phone: 212-486-0600