PEREGRINE DIVERSIFIED INVESTMENT SERVICES CORP.

CRD #155820 SEC #801-72025 CHICAGO, IL 312-775-3533

SEC Registered Disclosures

Total AUM

$219.5M

Discretionary

$190.4M

Employees

Clients

101

Accounts

1,526

This firm has regulatory disclosures on file. View disclosures

Firm Details

Organization Type: Corporation
State of Formation: Illinois
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: May 8, 2012
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
ASLIN, NEIL, JACKSON	I	CHAIRMAN/DIRECTOR	NA	Control
ASLIN, NEIL, JACKSON	I	CHAIRMAN/DIRECTOR	NA	Control
ASLIN, NEIL, JACKSON	I	CHAIRMAN/DIRECTOR	NA	Control
ASLIN, NEIL, JACKSON	I	CHAIRMAN/DIRECTOR	NA	Control
LISHCHYNSKY, MARK, JOHN	I	PRESIDENT AND COO	NA	Control
LISHCHYNSKY, MARK, JOHN	I	PRESIDENT AND COO	NA	Control
LISHCHYNSKY, MARK, JOHN	I	PRESIDENT AND COO	NA	Control
LISHCHYNSKY, MARK, JOHN	I	PRESIDENT AND COO	NA	Control
LISHCHYNSKY, MARK, JOHN	I	PRESIDENT AND COO	NA	Control
LISHCHYNSKY, MARK, JOHN	I	PRESIDENT AND COO	NA	Control
LISHCHYNSKY, MARK, JOHN	I	PRESIDENT AND COO	NA	Control
LISHCHYNSKY, MARK, JOHN	I	PRESIDENT AND COO	NA	Control
LISHCHYNSKY, MARK, JOHN	I	PRESIDENT AND COO	NA	Control
LISHCHYNSKY, MARK, JOHN	I	PRESIDENT AND COO	NA	Control
LISHCHYNSKY, MARK, JOHN	I	PRESIDENT AND COO	NA	Control
TANDARIC, RITA	I	CHIEF COMPLIANCE OFFICER	NA	Control
TANDARIC, RITA	I	CHIEF COMPLIANCE OFFICER	NA
TANDARIC, RITA	I	CHIEF COMPLIANCE OFFICER	NA	Control
TANDARIC, RITA	I	CHIEF COMPLIANCE OFFICER	NA
TANDARIC, RITA	I	CHIEF COMPLIANCE OFFICER	NA	Control
TANDARIC, RITA	I	CHIEF COMPLIANCE OFFICER	NA	Control
TANDARIC, RITA	I	CHIEF COMPLIANCE OFFICER	NA	Control
TANDARIC, RITA	I	CHIEF COMPLIANCE OFFICER	NA	Control
TANDARIC, RITA	I	CHIEF COMPLIANCE OFFICER	NA	Control
TANDARIC, RITA	I	CHIEF COMPLIANCE OFFICER	NA
TANDARIC, RITA	I	CHIEF COMPLIANCE OFFICER	NA
TANDARIC, RITA	I	CHIEF COMPLIANCE OFFICER	NA
TANDARIC, RITA	I	CHIEF COMPLIANCE OFFICER	NA	Control
TANDARIC, RITA	I	CHIEF COMPLIANCE OFFICER	NA	Control
TANDARIC, RITA	I	CHIEF COMPLIANCE OFFICER	NA	Control
TANDARIC, RITA	I	CHIEF COMPLIANCE OFFICER	NA	Control
WASENDORF, RUSSELL, R	I	DIRECTOR	NA	Control
WASENDORF, RUSSELL, R	I	DIRECTOR	NA	Control
WASENDORF, RUSSELL, R	I	DIRECTOR	NA	Control
WASENDORF, RUSSELL, R	I	DIRECTOR	NA	Control
WASENDORF, RUSSELL, RALPH	I	DIRECTOR	NA	Control
WASENDORF, RUSSELL, RALPH	I	DIRECTOR	NA	Control
WASENDORF, RUSSELL, RALPH	I	DIRECTOR	NA	Control
WASENDORF, RUSSELL, RALPH	I	DIRECTOR	NA	Control
WASENDORF, RUSSELL, RALPH	I	DIRECTOR	NA	Control
ZAKRZEWSKI, STEVEN, JOHN	I	PRESIDENT	NA	Control
ZAKRZEWSKI, STEVEN, JOHN	I	PRESIDENT	NA	Control
ZAKRZEWSKI, STEVEN, JOHN	I	PRESIDENT	NA	Control
ZAKRZEWSKI, STEVEN, JOHN	I	PRESIDENT	NA
ZAKRZEWSKI, STEVEN, JOHN	I	PRESIDENT	NA	Control
PEREGRINE FINANCIAL GROUP, INC.	DE	CORPORATION	E	Control
PEREGRINE FINANCIAL GROUP, INC.	DE	CORPORATION	E	Control
PEREGRINE FINANCIAL GROUP, INC.	DE	CORPORATION	E	Control
PEREGRINE FINANCIAL GROUP, INC.	DE	CORPORATION	E	Control
PEREGRINE FINANCIAL GROUP, INC.	DE	CORPORATION	E	Control
PEREGRINE FINANCIAL GROUP, INC.	DE	CORPORATION	E	Control
PEREGRINE FINANCIAL GROUP, INC.	DE	CORPORATION	E	Control
PEREGRINE FINANCIAL GROUP, INC.	DE	CORPORATION	E	Control
PEREGRINE FINANCIAL GROUP, INC.	DE	CORPORATION	E	Control
PEREGRINE FINANCIAL GROUP, INC.	DE	CORPORATION	E	Control
PEREGRINE FINANCIAL GROUP, INC.	DE	CORPORATION	E	Control
PEREGRINE FINANCIAL GROUP, INC.	DE	CORPORATION	E	Control
PEREGRINE FINANCIAL GROUP, INC.	DE	CORPORATION	E	Control
PEREGRINE FINANCIAL GROUP, INC.	DE	CORPORATION	E	Control
PEREGRINE FINANCIAL GROUP, INC.	DE	CORPORATION	E	Control
PEREGRINE FINANCIAL GROUP, INC.	DE	CORPORATION	E	Control
WASENDORF, RUSSELL, RALPH	I	DIRECTOR	E	Control
WASENDORF, RUSSELL, RALPH	I	DIRECTOR	E	Control
WASENDORF, RUSSELL, RALPH	I	DIRECTOR	E	Control
WASENDORF, RUSSELL, RALPH	I	DIRECTOR	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
WASENDORF, RUSSELL, RALPH	I	PEREGRINE FINANCIAL GROUP, INC.	E	Control
WASENDORF, RUSSELL, RALPH	I	PEREGRINE FINANCIAL GROUP, INC.	E	Control
WASENDORF, RUSSELL, RALPH	I	PEREGRINE FINANCIAL GROUP, INC.	E	Control
WASENDORF, RUSSELL, RALPH	I	PEREGRINE FINANCIAL GROUP, INC.	E	Control
WASENDORF, RUSSELL, RALPH	I	PEREGRINE FINANCIAL GROUP, INC.	E	Control
WASENDORF, RUSSELL, RALPH	I	PEREGRINE FINANCIAL GROUP, INC.	E	Control
WASENDORF, RUSSELL, RALPH	I	PEREGRINE FINANCIAL GROUP, INC.	E	Control
WASENDORF, RUSSELL, RALPH	I	PEREGRINE FINANCIAL GROUP, INC.	E	Control
WASENDORF, RUSSELL, RALPH	I	PEREGRINE FINANCIAL GROUP, INC.	E	Control
WASENDORF, RUSSELL, RALPH	I	PEREGRINE FINANCIAL GROUP, INC.	E	Control
WASENDORF, RUSSELL, RALPH	I	PEREGRINE FINANCIAL GROUP, INC.	E	Control
WASENDORF, RUSSELL, RALPH	I	PEREGRINE FINANCIAL GROUP, INC.	E	Control
WASENDORF, RUSSELL, RALPH	I	PEREGRINE FINANCIAL GROUP, INC.	E	Control
WASENDORF, RUSSELL, RALPH	I	PEREGRINE FINANCIAL GROUP, INC.	E	Control
WASENDORF, RUSSELL, RALPH	I	PEREGRINE FINANCIAL GROUP, INC.	E	Control
WASENDORF, RUSSELL, RALPH	I	PEREGRINE FINANCIAL GROUP, INC.	E	Control

Registrations

Federal

May 8, 2012 REGISTERED

Notice Filings (35)

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Address

311 W MONROE STREET
SUITE 1300
CHICAGO, IL 60606-4664
United States

Phone: 312-775-3533