DUNCAN INVESTMENT ADVISORS, INC.
CRD #155836 SEC #801-72027 CARLSBAD, CA 760-476-1560
SEC Registered
Total AUM
$190.9M
Discretionary
$190.9M
Employees
8
Clients
0
Accounts
677
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 11, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DUNCAN, CHARLES, GEORGE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DUNCAN, CHARLES, GEORGE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DUNCAN, CHARLES, GEORGE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DUNCAN, CHARLES, GEORGE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DUNCAN, CHARLES, GEORGE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DUNCAN, CHARLES, GEORGE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DUNCAN, CHARLES, GEORGE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DUNCAN, CHARLES, GEORGE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DUNCAN, CHARLES, GEORGE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DUNCAN, CHARLES, GEORGE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DUNCAN, CHARLES, GEORGE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DUNCAN, CHARLES, GEORGE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DUNCAN, CHARLES, GEORGE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DUNCAN, CHARLES, GEORGE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DUNCAN, CHARLES, GEORGE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DUNCAN, CHARLES, GEORGE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DUNCAN, CHARLES, GEORGE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DUNCAN, CHARLES, GEORGE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DUNCAN, CHARLES, GEORGE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 11, 2013 REGISTERED
Notice Filings (6)
AZ CA LA NV OR TX
Address
5973 AVENIDA ENCINASSUITE 210
CARLSBAD, CA 92008
United States
Phone: 760-476-1560