CASTLEROCK ASSET MANAGEMENT II, LLC
CRD #155868 SEC #801-72276 NEW YORK, NY 212-251-3300
SEC Registered
Total AUM
$10.1M
Discretionary
$10.1M
Employees
5
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LAMARI-BURDEN, MARIA, RITA | I | CHIEF COMPLIANCE OFFICER | NA | |
| GREENIG, DOUGLAS, SCOTT | I | MANAGING MEMBER; CHIEF INVESTMENT OFFICER | D | Control |
| CRAM TA, LLC | DE | MANAGING MEMBER | C | Control |
| DAVIS, JEFFREY, CHARLES | I | MEMBER; CHIEF RISK OFFICER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| TANICO, PAUL, PATRICK | I | CRAM TA, LLC | D | Control |
| ADAMS, ELLEN, HUNT | I | CRAM TA, LLC | C | Control |
Registrations
Federal
IA
Mar 31, 2011 REGISTERED
Address
101 PARK AVENUE, 23RD FLOORNEW YORK, NY 10178
United States
Phone: 212-251-3300