WAVERLEY WEALTH MANAGEMENT LLC
CRD #156023 SEC #801-123471 MOUNTAIN VIEW, CA 650-559-9700
SEC Registered
Total AUM
$147.1M
Discretionary
$147.1M
Employees
2
Clients
0
Accounts
359
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 21, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SMITH, KENT, ELLIOTT | I | DIRECTOR/PORTFOLIO MANAGER | NA | Control |
| SMITH, KENT, ELLIOTT | I | DIRECTOR/PORTFOLIO MANAGER | NA | Control |
| BICKER, MARTIN | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| BICKER, MARTIN | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| BICKER, MARTIN | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| BICKER, MARTIN | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| BICKER, MARTIN | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| BICKER, MARTIN, [NONE] | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| BICKER, MARTIN, [NONE] | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| BICKER, MARTIN, [NONE] | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| BICKER, MARTIN, [NONE] | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| BICKER, MARTIN, [NONE] | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| BICKER, MARTIN, [NONE] | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| BICKER, MARTIN, [NONE] | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jan 21, 2025 REGISTERED
Notice Filings (2)
CA TX
Address
2570 W. EL CAMINO REALSUITE 680
MOUNTAIN VIEW, CA 94040
United States
Phone: 650-559-9700