CIVIC CAPITAL ADVISORS, LLC

CRD #156033 SEC #801-77188 NEW YORK, NY 6464807002

SEC Registered Private Funds

Total AUM

$164.6M

Discretionary

$164.6M

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Sep 15, 2017
Branch Offices: --
LEI: 549300NGY037BEE75F76

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
DIXON, JULIANNE, COLLINS	I	CCO	NA	Control
DIXON, JULIANNE, COLLINS	I	CCO	NA	Control
DIXON, JULIANNE, COLLINS	I	CCO	NA	Control
DIXON, JULIANNE, COLLINS	I	CCO	NA	Control
DIXON, JULIANNE, COLLINS	I	CCO	NA	Control
DIXON, JULIANNE, COLLINS	I	CCO	NA	Control
DIXON, JULIANNE, COLLINS	I	CCO	NA	Control
DIXON, JULIANNE, COLLINS	I	CCO	NA	Control
DIXON, JULIANNE, COLLINS	I	CCO	NA	Control
DIXON, JULIANNE, COLLINS	I	CCO	NA	Control
LIEBERSON, ERIC, G	I	MEMBER, HEAD OF GLOBAL TRADING OPERATIONS	NA	Control
LIEBERSON, ERIC, GRANT	I	MEMBER, HEAD OF GLOBAL TRADING OPERATIONS	NA	Control
LIEBERSON, ERIC, GRANT	I	MEMBER, HEAD OF GLOBAL TRADING OPERATIONS	NA	Control
LIEBERSON, ERIC, GRANT	I	MEMBER, HEAD OF GLOBAL TRADING OPERATIONS	NA	Control
LIEBERSON, ERIC, GRANT	I	MEMBER, HEAD OF GLOBAL TRADING OPERATIONS	NA	Control
LIEBERSON, ERIC, GRANT	I	MEMBER, HEAD OF GLOBAL TRADING OPERATIONS	NA	Control
LIEBERSON, ERIC, GRANT	I	MEMBER, HEAD OF GLOBAL TRADING OPERATIONS	NA	Control
LIEBERSON, ERIC, GRANT	I	MEMBER, HEAD OF GLOBAL TRADING OPERATIONS	NA	Control
LIEBERSON, ERIC, GRANT	I	MEMBER, HEAD OF GLOBAL TRADING OPERATIONS	NA	Control
LIEBERSON, ERIC, GRANT	I	MEMBER, HEAD OF GLOBAL TRADING OPERATIONS	NA	Control
MARIAN, CYNTHIA, ALISE	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
MARIAN, CYNTHIA, ALISE	I	GENERAL COUNSEL AND DIRECTOR OF COMPLIANCE	NA	Control
MARIAN, CYNTHIA, ALISE	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA	Control
SHOSTACK, RUSSELL, H	I	CFO	NA	Control
SHOSTACK, RUSSELL, H	I	CFO	NA	Control
SHOSTACK, RUSSELL, H	I	CFO	NA	Control
SHOSTACK, RUSSELL, H	I	CFO	NA	Control
SHOSTACK, RUSSELL, H	I	CFO	NA	Control
SHOSTACK, RUSSELL, H	I	CFO	NA	Control
SHOSTACK, RUSSELL, H	I	CFO	NA	Control
SHOSTACK, RUSSELL, H	I	CFO	NA	Control
SHOSTACK, RUSSELL, H	I	CFO	NA	Control
SHOSTACK, RUSSELL, H	I	CHIEF FINANCIAL OFFICER AND INTERIM CHIEF COMPLIANCE OFFICER	NA	Control
SHOSTACK, RUSSELL, H	I	CHIEF FINANCIAL OFFICER AND INTERIM CHIEF COMPLIANCE OFFICER	NA	Control
SHOSTACK, RUSSELL, H	I	CHIEF FINANCIAL OFFICER AND ACTING CHIEF COMPLIANCE OFFICER	NA	Control
SHOSTACK, RUSSELL, H	I	CHIEF FINANCIAL OFFICER AND ACTING CHIEF COMPLIANCE OFFICER	NA	Control
WILSON, GRANT, FRANCIS	I	MANAGING MEMBER, CIO	E	Control
WILSON, GRANT, FRANCIS	I	MANAGING MEMBER, CIO	E	Control
WILSON, GRANT, FRANCIS	I	MANAGING MEMBER, CIO	E	Control
WILSON, GRANT, FRANCIS	I	MANAGING MEMBER, CIO	E	Control
WILSON, GRANT, FRANCIS	I	MANAGING MEMBER, CIO	E	Control
WILSON, GRANT, FRANCIS	I	MANAGING MEMBER, CIO	E	Control
WILSON, GRANT, FRANCIS	I	MANAGING MEMBER, CIO	E	Control
WILSON, GRANT, FRANCIS	I	MANAGING MEMBER, CIO	E	Control
WILSON, GRANT, FRANCIS	I	MANAGING MEMBER, CIO	D	Control
WILSON, GRANT, FRANCIS	I	MANAGING MEMBER, CIO	D	Control
WILSON, GRANT, FRANCIS	I	MANAGING MEMBER, CIO	D	Control
WILSON, GRANT, FRANCIS	I	MANAGING MEMBER, CIO	D	Control
WILSON, GRANT, FRANCIS	I	MANAGING MEMBER, CIO	D	Control
WILSON, GRANT, FRANCIS	I	MANAGING MEMBER, CIO	D	Control
WILSON, GRANT, FRANCIS	I	MANAGING MEMBER, CIO	D	Control
WILSON, GRANT, FRANCIS	I	MANAGING MEMBER, CIO	D	Control
HAITSMA, BENN, NMN	I	MEMBER, MANAGING DIRECTOR, PRESIDENT	B	Control
HAITSMA, BENN, NMN	I	MEMBER, MANAGING DIRECTOR, PRESIDENT	B	Control
HAITSMA, BENN, NMN	I	MEMBER, MANAGING DIRECTOR, PRESIDENT	B	Control
HAITSMA, BENN, NMN	I	MEMBER, MANAGING DIRECTOR, PRESIDENT	B	Control
HAITSMA, BENN, NMN	I	MEMBER, MANAGING DIRECTOR, PRESIDENT	B	Control
PTOLEMY ADVISORY, LLC	DE	MEMBER	B
PTOLEMY ADVISORY, LLC	DE	MEMBER	B
PTOLEMY ADVISORY, LLC	DE	MEMBER	B
PTOLEMY ADVISORY, LLC	DE	MEMBER	B
PTOLEMY ADVISORY, LLC	DE	MEMBER	B
PTOLEMY ADVISORY, LLC	DE	MEMBER	B
PTOLEMY ADVISORY, LLC	DE	MEMBER	B
PTOLEMY ADVISORY, LLC	DE	MEMBER	B
HAITSMA, BENN	I	MEMBER, MANAGER OF BUSINESS ADMINISTRATION	A	Control
HAITSMA, BENN, NMN	I	MEMBER, MANAGER OF BUSINESS ADMINISTRATION	A	Control
HAITSMA, BENN, NMN	I	MEMBER, MANAGER OF BUSINESS ADMINISTRATION	A	Control
HAITSMA, BENN, NMN	I	MEMBER, MANAGER OF BUSINESS ADMINISTRATION	A	Control
HAITSMA, BENN, NMN	I	MEMBER, MANAGER OF BUSINESS ADMINISTRATION	A	Control
HAITSMA, BENN, NMN	I	MEMBER, MANAGER OF BUSINESS ADMINISTRATION	A	Control
HAITSMA, BENN, NMN	I	MEMBER, MANAGER OF BUSINESS ADMINISTRATION	A	Control
HAITSMA, BENN, NMN	I	MEMBER, MANAGING DIRECTOR, COO	A	Control
HAITSMA, BENN, NMN	I	MEMBER, MANAGER OF BUSINESS ADMINISTRATION	A	Control
HAITSMA, BENN, NMN	I	MEMBER, MANAGING DIRECTOR, COO	A	Control
HAITSMA, BENN, NMN	I	MEMBER, MANAGER OF BUSINESS ADMINISTRATION	A	Control
LIEBERSON, ERIC, G	I	MEMBER	A	Control
LIEBERSON, ERIC, GRANT	I	MEMBER	A	Control
LIEBERSON, ERIC, GRANT	I	MEMBER, HEAD OF GLOBAL TRADING OPERATIONS	A	Control
LIEBERSON, ERIC, GRANT	I	MEMBER	A	Control
LIEBERSON, ERIC, GRANT	I	MEMBER	A	Control
PTOLEMY ADVISORY, LLC	DE	MEMBER	A
PTOLEMY CAPITAL LLC	DE	MEMBER	A
PTOLEMY CAPITAL LLC	DE	MEMBER	A

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
STONE, MICHAEL, ROBERT	I	PTOLEMY ADVISORY LLC	E	Control
STONE, MICHAEL, ROBERT	I	PTOLEMY ADVISORY LLC	E	Control
STONE, MICHAEL, ROBERT	I	PTOLEMY ADVISORY LLC	E	Control
STONE, MICHAEL, ROBERT	I	PTOLEMY ADVISORY LLC	E	Control
STONE, MICHAEL, ROBERT	I	PTOLEMY ADVISORY LLC	E	Control
STONE, MICHAEL, ROBERT	I	PTOLEMY ADVISORY LLC	E	Control
STONE, MICHAEL, ROBERT	I	PTOLEMY ADVISORY LLC	E	Control
STONE, MICHAEL, ROBERT	I	PTOLEMY ADVISORY LLC	E	Control
STONE, MICHAEL, ROBERT	I	PTOLEMY ADVISORY LLC	E	Control
STONE, KAREN, MAURER	I	PTOLEMY CAPITAL LLC	D	Control
STONE, KAREN, MAURER	I	PTOLEMY CAPITAL LLC	D	Control
STONE, MICHAEL, ROBERT	I	PTOLEMY CAPITAL LLC	C	Control
STONE, MICHAEL, ROBERT	I	PTOLEMY CAPITAL LLC	C	Control

Registrations

Federal

Sep 15, 2017 REGISTERED

Notice Filings (1)

Address

540 MADISON AVENUE
20TH FLOOR
NEW YORK, NY 10022
United States

Phone: 6464807002