SWBC INVESTMENT ADVISORY SERVICES LLC

CRD #156155 SEC #801-72669 AUSTIN, TX 512-807-2606

SEC Registered

Total AUM

Discretionary

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Texas
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Nov 12, 2025
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
ALLISON, RICHARD, THOMPSON	I	CHIEF EXECUTIVE OFFICER	NA	Control
ALLISON, RICHARD, THOMPSON	I	CHIEF EXECUTIVE OFFICER/ MANAGING MEMBER	NA	Control
ALLISON, RICHARD, THOMPSON	I	CHIEF EXECUTIVE OFFICER/ MANAGING MEMBER	NA	Control
ALLISON, RICHARD, THOMPSON	I	CHIEF EXECUTIVE OFFICER/ MANAGING MEMBER	NA	Control
ALLISON, RICHARD, THOMPSON	I	CHIEF EXECUTIVE OFFICER/ MANAGING MEMBER	NA	Control
ALLISON, RICHARD, THOMPSON	I	CHIEF EXECUTIVE OFFICER/ MANAGING MEMBER	NA	Control
ALLISON, RICHARD, THOMPSON	I	CHIEF EXECUTIVE OFFICER/ MANAGING MEMBER	NA	Control
ALLISON, RICHARD, THOMPSON	I	CHIEF EXECUTIVE OFFICER/ MANAGING MEMBER	NA	Control
ALLISON, RICHARD, THOMPSON	I	CHIEF EXECUTIVE OFFICER/ MANAGING MEMBER	NA	Control
ALLISON, RICHARD, THOMPSON	I	CHIEF EXECUTIVE OFFICER/ MANAGING MEMBER	NA	Control
ALLISON, RICHARD, THOMPSON	I	CHIEF EXECUTIVE OFFICER/ MANAGING MEMBER	NA	Control
ALLISON, RICHARD, THOMPSON	I	CHIEF EXECUTIVE OFFICER/ MANAGING MEMBER	NA	Control
ALLISON, RICHARD, THOMPSON	I	CHIEF EXECUTIVE OFFICER/ MANAGING MEMBER	NA	Control
ALLISON, RICHARD, THOMPSON	I	CHIEF EXECUTIVE OFFICER/ MANAGING MEMBER	NA	Control
ALLISON, RICHARD, THOMPSON	I	CHIEF EXECUTIVE OFFICER/ MANAGING MEMBER	NA	Control
ALLISON, RICHARD, THOMPSON	I	CHIEF EXECUTIVE OFFICER/ MANAGING MEMBER	NA	Control
ALLISON, RICHARD, THOMPSON	I	CHIEF EXECUTIVE OFFICER/ MANAGING MEMBER	NA	Control
ALLISON, RICHARD, THOMPSON	I	CHIEF EXECUTIVE OFFICER/ MANAGING MEMBER	NA	Control
ALLISON, RICHARD, THOMPSON	I	CHIEF EXECUTIVE OFFICER/ MANAGING MEMBER	NA	Control
ALLISON, RICHARD, THOMPSON	I	CHIEF EXECUTIVE OFFICER/ MANAGING MEMBER	NA	Control
ALLISON, RICHARD, THOMPSON	I	CHIEF EXECUTIVE OFFICER/ MANAGING MEMBER	NA	Control
ALLISON, RICHARD, THOMPSON	I	CHIEF EXECUTIVE OFFICER/ MANAGING MEMBER	NA	Control
ALLISON, RICHARD, THOMPSON	I	CHIEF EXECUTIVE OFFICER/ MANAGING MEMBER	NA	Control
BRANCAZIO, CHRISTOPHER, JOHN	I	CCO	NA
BRANCAZIO, CHRISTOPHER, JOHN	I	CCO	NA
BRANCAZIO, CHRISTOPHER, JOHN	I	CCO	NA
BRANCAZIO, CHRISTOPHER, JOHN	I	CCO	NA
FERGUSON, BRADLEY, DAVID	I	CEO/MANAGING MEMBER	NA	Control
FERGUSON, BRADLEY, DAVID	I	CEO/MANAGING MEMBER	NA	Control
FERGUSON, BRADLEY, DAVID	I	CEO/MANAGING MEMBER	NA	Control
Hopkins, Deborah, Anderson	I	CCO	NA
Hopkins, Deborah, Anderson	I	CCO	NA
MCDERMOTT, JOSEPH, DANIEL	I	CHIEF COMPLIANCE OFFICER	NA
MCDERMOTT, JOSEPH, DANIEL	I	CHIEF COMPLIANCE OFFICER	NA
MCDERMOTT, JOSEPH, DANIEL	I	CHIEF COMPLIANCE OFFICER	NA
MCDERMOTT, JOSEPH, DANIEL	I	CHIEF COMPLIANCE OFFICER	NA
PALMER, JACOB, DANIEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
PALMER, JACOB, DANIEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
PALMER, JACOB, DANIEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
PALMER, JACOB, DANIEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
PALMER, JACOB, DANIEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
PALMER, JACOB, DANIEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
PALMER, JACOB, DANIEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
PALMER, JACOB, DANIEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
RIZZO, CARL, MARION	I	CHIEF COMPLIANCE OFFICER	NA	Control
RIZZO, CARL, MARION	I	CHIEF COMPLIANCE OFFICER	NA	Control
SWANSON, ANN MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
SWANSON, ANN MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
SWANSON, ANN MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
SWANSON, ANN MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
SWANSON, ANN MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
SWANSON, ANN MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
SOUTHWEST BUSINESS CORPORATION	DE	MEMBER	E	Control
SOUTHWEST BUSINESS CORPORATION	DE	MEMBER	E	Control
SOUTHWEST BUSINESS CORPORATION	DE	MEMBER	E	Control
SOUTHWEST BUSINESS CORPORATION	DE	MEMBER	E	Control
SOUTHWEST BUSINESS CORPORATION	DE	MEMBER	E	Control
SOUTHWEST BUSINESS CORPORATION	DE	MEMBER	E	Control
SOUTHWEST BUSINESS CORPORATION	DE	MEMBER	E	Control
SOUTHWEST BUSINESS CORPORATION	DE	MEMBER	E	Control
SOUTHWEST BUSINESS CORPORATION	DE	MEMBER	E	Control
SOUTHWEST BUSINESS CORPORATION	DE	MEMBER	E	Control
SOUTHWEST BUSINESS CORPORATION	DE	MEMBER	E	Control
SOUTHWEST BUSINESS CORPORATION	DE	MEMBER	E	Control
SOUTHWEST BUSINESS CORPORATION	DE	MEMBER	E	Control
SOUTHWEST BUSINESS CORPORATION	DE	MEMBER	E	Control
SOUTHWEST BUSINESS CORPORATION	DE	MEMBER	E	Control
SOUTHWEST BUSINESS CORPORATION	DE	MEMBER	E	Control
SOUTHWEST BUSINESS CORPORATION	DE	MEMBER	E	Control
SOUTHWEST BUSINESS CORPORATION	DE	MEMBER	E	Control
SOUTHWEST BUSINESS CORPORATION	DE	MEMBER	E	Control
SOUTHWEST BUSINESS CORPORATION	DE	MEMBER	E	Control
SOUTHWEST BUSINESS CORPORATION	DE	MEMBER	E	Control
SOUTHWEST BUSINESS CORPORATION	DE	MEMBER	E	Control
SOUTHWEST BUSINESS CORPORATION	DE	MEMBER	E	Control
SOUTHWEST BUSINESS CORPORATION	DE	MEMBER	E	Control
SOUTHWEST BUSINESS CORPORATION	DE	MEMBER	E	Control
SOUTHWEST BUSINESS CORPORATION	DE	MEMBER	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
AMATO, CHARLES, EPIFANIO	I	SOUTHWEST BUSINESS CORPORATION	D	Control
AMATO, CHARLES, EPIFANIO	I	SOUTHWEST BUSINESS CORPORATION	D	Control
AMATO, CHARLES, EPIFANIO	I	SOUTHWEST BUSINESS CORPORATION	D	Control
AMATO, CHARLES, EPIFANIO	I	SOUTHWEST BUSINESS CORPORATION	D	Control
AMATO, CHARLES, EPIFANIO	I	SOUTHWEST BUSINESS CORPORATION	D	Control
AMATO, CHARLES, EPIFANIO	I	SOUTHWEST BUSINESS CORPORATION	D	Control
AMATO, CHARLES, EPIFANIO	I	SOUTHWEST BUSINESS CORPORATION	D	Control
AMATO, CHARLES, EPIFANIO	I	SOUTHWEST BUSINESS CORPORATION	D	Control
AMATO, CHARLES, EPIFANIO	I	SOUTHWEST BUSINESS CORPORATION	D	Control
AMATO, CHARLES, EPIFANIO	I	SOUTHWEST BUSINESS CORPORATION	D	Control
AMATO, CHARLES, EPIFANIO	I	SOUTHWEST BUSINESS CORPORATION	D	Control
AMATO, CHARLES, EPIFANIO	I	SOUTHWEST BUSINESS CORPORATION	D	Control
AMATO, CHARLES, EPIFANIO	I	SOUTHWEST BUSINESS CORPORATION	D	Control
AMATO, CHARLES, EPIFANIO	I	SOUTHWEST BUSINESS CORPORATION	D	Control
AMATO, CHARLES, EPIFANIO	I	SOUTHWEST BUSINESS CORPORATION	D	Control
AMATO, CHARLES, EPIFANIO	I	SOUTHWEST BUSINESS CORPORATION	D	Control
AMATO, CHARLES, EPIFANIO	I	SOUTHWEST BUSINESS CORPORATION	D	Control
AMATO, CHARLES, EPIFANIO	I	SOUTHWEST BUSINESS CORPORATION	D	Control
AMATO, CHARLES, EPIFANIO	I	SOUTHWEST BUSINESS CORPORATION	D	Control
AMATO, CHARLES, EPIFANIO	I	SOUTHWEST BUSINESS CORPORATION	D	Control
AMATO, CHARLES, EPIFANIO	I	SOUTHWEST BUSINESS CORPORATION	D	Control
AMATO, CHARLES, EPIFANIO	I	SOUTHWEST BUSINESS CORPORATION	D	Control
AMATO, CHARLES, EPIFANIO	I	SOUTHWEST BUSINESS CORPORATION	D	Control
DUDLEY, GARY, LEE	I	SOUTHWEST BUSINESS CORPORATION	D	Control
DUDLEY, GARY, LEE	I	SOUTHWEST BUSINESS CORPORATION	D	Control
DUDLEY, GARY, LEE	I	SOUTHWEST BUSINESS CORPORATION	D	Control
DUDLEY, GARY, LEE	I	SOUTHWEST BUSINESS CORPORATION	D	Control
DUDLEY, GARY, LEE	I	SOUTHWEST BUSINESS CORPORATION	D	Control
DUDLEY, GARY, LEE	I	SOUTHWEST BUSINESS CORPORATION	D	Control
DUDLEY, GARY, LEE	I	SOUTHWEST BUSINESS CORPORATION	D	Control
DUDLEY, GARY, LEE	I	SOUTHWEST BUSINESS CORPORATION	D	Control
DUDLEY, GARY, LEE	I	SOUTHWEST BUSINESS CORPORATION	D	Control
DUDLEY, GARY, LEE	I	SOUTHWEST BUSINESS CORPORATION	D	Control
DUDLEY, GARY, LEE	I	SOUTHWEST BUSINESS CORPORATION	D	Control
DUDLEY, GARY, LEE	I	SOUTHWEST BUSINESS CORPORATION	D	Control
DUDLEY, GARY, LEE	I	SOUTHWEST BUSINESS CORPORATION	D	Control
DUDLEY, GARY, LEE	I	SOUTHWEST BUSINESS CORPORATION	D	Control
DUDLEY, GARY, LEE	I	SOUTHWEST BUSINESS CORPORATION	D	Control
DUDLEY, GARY, LEE	I	SOUTHWEST BUSINESS CORPORATION	D	Control
DUDLEY, GARY, LEE	I	SOUTHWEST BUSINESS CORPORATION	D	Control
DUDLEY, GARY, LEE	I	SOUTHWEST BUSINESS CORPORATION	D	Control
DUDLEY, GARY, LEE	I	SOUTHWEST BUSINESS CORPORATION	D	Control
DUDLEY, GARY, LEE	I	SOUTHWEST BUSINESS CORPORATION	D	Control
DUDLEY, GARY, LEE	I	SOUTHWEST BUSINESS CORPORATION	D	Control
DUDLEY, GARY, LEE	I	SOUTHWEST BUSINESS CORPORATION	D	Control
DUDLEY, GARY, LEE	I	SOUTHWEST BUSINESS CORPORATION	D	Control

Registrations

Federal

Nov 12, 2025 REGISTERED

Notice Filings (2)

NE TX

Address

900 SOUTH CAPITAL OF TEXAS
STE 155
AUSTIN, TX 78746
United States

Phone: 512-807-2606