RIA Intelligence

M3 ADVISORY GROUP, LLC

CRD #156208 SEC #801-120905 NEEDHAM HEIGHTS, MA (781) 371-2670
SEC Registered
Total AUM
$310M
Discretionary
$280M
Employees
5
Clients
11
Accounts
655

Firm Details

Organization Type
Limited Liability Company
State of Formation
Massachusetts
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Dec 9, 2025
Branch Offices
2

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
FISKIO, MARK, HENRYIPRINCIPAL AND CHIEF COMPLIANCE OFFICERNA Control
FISKIO, MARK, HENRYIPRINCIPAL AND CHIEF COMPLIANCE OFFICERNA Control
FISKIO, MARK, HENRYIPRINCIPAL AND CHIEF COMPLIANCE OFFICERNA Control
FISKIO, MARK, HENRYIPRINCIPAL AND CHIEF COMPLIANCE OFFICERNA Control
FISKIO, MARK, HENRYIPRINCIPAL AND CHIEF COMPLIANCE OFFICERNA Control
Jeffries, Nicholas, PaulICHIEF COMPLIANCE OFFICERNA Control
Jeffries, Nicholas, PaulICHIEF COMPLIANCE OFFICERNA Control
Jeffries, Nicholas, PaulICHIEF COMPLIANCE OFFICERNA Control
Jeffries, Nicholas, PaulICHIEF COMPLIANCE OFFICERNA Control
Jeffries, Nicholas, PaulICHIEF COMPLIANCE OFFICERNA Control
Jeffries, Nicholas, PaulICHIEF COMPLIANCE OFFICERNA Control
Jeffries, Nicholas, PaulICHIEF COMPLIANCE OFFICERNA Control
Jeffries, Nicholas, PaulICHIEF COMPLIANCE OFFICERNA Control
Jeffries, Nicholas, PaulICHIEF COMPLIANCE OFFICERNA Control
Jeffries, Nicholas, PaulICHIEF COMPLIANCE OFFICERNA Control
KELLOGG, MICHAEL, WELLINGTONIINVESTORNA
KELLOGG, MICHAEL, WELLINGTONIINVESTORNA
KELLOGG, MICHAEL, WELLINGTONIINVESTORNA
KELLOGG, MICHAEL, WELLINGTONIINVESTORNA
JEFFRIES, JOHN, DANIELIFOUNDER, MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICERE Control
JEFFRIES, JOHN, DANIELIFOUNDER, MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICERE Control
JEFFRIES, JOHN, DANIELIFOUNDER, MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICERE Control
JEFFRIES, JOHN, DANIELIFOUNDER, MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICERE Control
JEFFRIES, JOHN, DANIELIFOUNDER, MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICERE Control
JEFFRIES, JOHN, DANIELIFOUNDER, MANAGING DIRECTORE Control
JEFFRIES, JOHN, DANIELIFOUNDER, MANAGING DIRECTORE Control
JEFFRIES, JOHN, DANIELIFOUNDER, MANAGING DIRECTORE Control
JEFFRIES, JOHN, DANIELIFOUNDER, MANAGING DIRECTORE Control
JEFFRIES, JOHN, DANIELIFOUNDER, MANAGING DIRECTORE Control
JEFFRIES, JOHN, DANIELIFOUNDER, MANAGING DIRECTORE Control
JEFFRIES, JOHN, DANIELIFOUNDER, MANAGING DIRECTORE Control
JEFFRIES, JOHN, DANIELIFOUNDER, MANAGING DIRECTORE Control
JEFFRIES, JOHN, DANIELIFOUNDER, MANAGING DIRECTORE Control
JEFFRIES, JOHN, DANIELIFOUNDER, MANAGING DIRECTORE Control
EMPIRICAL ASSET MANAGEMENT, LLCDEINVESTOR AND SUB-ADVISORD Control
EMPIRICAL ASSET MANAGEMENT, LLCDEINVESTOR AND SUB-ADVISORD Control
EMPIRICAL ASSET MANAGEMENT, LLCDEINVESTOR AND SUB-ADVISORD Control
EMPIRICAL ASSET MANAGEMENT, LLCDEINVESTOR AND SUB-ADVISORD Control
EMPIRICAL ASSET MANAGEMENT, LLCDEINVESTOR AND SUB-ADVISORD Control
JEFFRIES, JOHN, DANIELIPRINCIPALC Control
JEFFRIES, JOHN, DANIELIPRINCIPALC Control
JEFFRIES, JOHN, DANIELIPRINCIPALC Control
JEFFRIES, JOHN, DANIELIPRINCIPALC Control
SCIONTI, MARK, WILLIAMIMANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICERC Control
SCIONTI, MARK, WILLIAMIMANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICERC Control
SCIONTI, MARK, WILLIAMIMANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICERC Control
SCIONTI, MARK, WILLIAMIMANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICERC Control
JEFFRIES, JOHN, DANIELIPRINCIPALB Control
JEFFRIES, JOHN, DANIELIPRINCIPALB Control
JEFFRIES, JOHN, DANIELIPRINCIPALB Control
JEFFRIES, JOHN, DANIELIPRINCIPALB Control
JEFFRIES, JOHN, DANIELIPRINCIPALB Control
JEFFRIES, JOHN, DANIELIPRINCIPALB Control
JEFFRIES, JOHN, DANIELIPRINCIPALB Control
KELLOGG, MICHAEL, WELLINGTONIINVESTORB
KELLOGG, MICHAEL, WELLINGTONIINVESTORB
KELLOGG, MICHAEL, WELLINGTONIINVESTORB
KELLOGG, MICHAEL, WELLINGTONIINVESTORB
KELLOGG, MICHAEL, WELLINGTONIINVESTORB
KELLOGG, MICHAEL, WELLINGTONIINVESTORB
KELLOGG, MICHAEL, WELLINGTONIINVESTORB
KELLOGG, MICHAEL, WELLINGTONIINVESTORB
KELLOGG, MICHAEL, WELLINGTONIINVESTORB
KELLOGG, MICHAEL, WELLINGTONIINVESTORB
KELLOGG, MICHAEL, WELLINGTONIINVESTORB
SCIONTI, MARK, WILLIAMIMANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICERB Control
SCIONTI, MARK, WILLIAMIMANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICERB Control
SCIONTI, MARK, WILLIAMIPRINCIPALB Control
SCIONTI, MARK, WILLIAMIPRINCIPALB Control
SCIONTI, MARK, WILLIAMIPRINCIPALB Control
SCIONTI, MARK, WILLIAMIPRINCIPALB Control
SCIONTI, MARK, WILLIAMIPRINCIPALB Control

Registrations

Federal

IA
Dec 9, 2025 REGISTERED

Notice Filings (6)

CA CO DC FL MA NH

Address

60 KENDRICK STREET
SUITE 203
NEEDHAM HEIGHTS, MA 02494
United States
Phone: (781) 371-2670