RIA Intelligence

ALPHA THETA MANAGEMENT LLC

CRD #156209 SEC #801-72230 SHEBOYGAN, WI 440-554-1445
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
5
Clients
--
Accounts
0

Firm Details

Organization Type
Limited Liability Company
State of Formation
Wisconsin
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 12, 2011
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
HENDERSON, MILES, RANKINIMANAGING MEMBER AND CHIEF COMPLIANCE OFFICERE Control
HENDERSON, MILES, RANKINIMANAGING MEMBER AND CHIEF COMPLIANCE OFFICERE Control
HENDERSON, MILES, RANKINIMANAGING MEMBER AND CHIEF COMPLIANCE OFFICERE Control
HENDERSON, MILES, RANKINIPRINCIAPL AND CHIEF COMPLIANCE OFFICERE Control
HENDERSON, MILES, RANKINIMANAGING MEMBER AND CHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

IA
Apr 12, 2011 REGISTERED

Notice Filings (1)

WI

Address

332 PARK AVENUE
SHEBOYGAN, WI 53081
United States
Phone: 440-554-1445